Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
A-HJB-12-Fund, a series of AX-JoEl-Funds, LLC See All Filings	D	2018-02-27 15:41:42 UTC
Amount To Be Raised $257,000 Associated Brokers / Dealers N/A CIK Number 0001731971 Filed Document 0001731971-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 15:41:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PacMuni Alcatraz Fund LLC See All Filings	D	2018-02-27 15:34:48 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001732542 Filed Document 0001245105-18-000047 Exclusions or Exemptions 506b Accepted Date 2018-02-27 15:34:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VELOCITY AMERICAN ENERGY FUND LP See All Filings	D/A	2018-02-27 15:34:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453344 Filed Document 0001315863-18-000210 Exclusions or Exemptions 506b Accepted Date 2018-02-27 15:34:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Axio Training Systems, LLC See All Filings	D	2018-02-27 15:33:21 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001729511 Filed Document 0001729511-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 15:33:21 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Specialty Networks, LLC See All Filings	D	2018-02-27 15:32:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729589 Filed Document 0001729589-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 15:32:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Mawson Resources Ltd See All Filings	D	2018-02-27 15:30:45 UTC
Amount To Be Raised $616,842 Associated Brokers / Dealers N/A CIK Number 0001622629 Filed Document 0001715994-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 15:30:45 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
BLOCK DISTILLING COMPANY, LLC See All Filings	D	2018-02-27 15:28:33 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001654283 Filed Document 0001654283-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 15:28:33 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Universa Black Swan Protection Protocol XXVII L.P. See All Filings	D/A	2018-02-27 15:13:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698664 Filed Document 0000935836-18-000155 Exclusions or Exemptions 506b Accepted Date 2018-02-27 15:13:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SNOW CAPITAL INVESTMENT PARTNERS LP See All Filings	D/A	2018-02-27 15:10:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001206278 Filed Document 0001206278-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 15:10:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ARENA SHORT DURATION HIGH YIELD (CAYMAN) FUND, SPC - SEGREGATED PORTFOLIO A See All Filings	D/A	2018-02-27 15:09:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LWPartners Capital Group LLC CIK Number 0001699844 Filed Document 0001699844-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 15:09:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galaxy Plus Fund - Buttonwood Investments Feeder Fund (503) LLC See All Filings	D	2018-02-27 15:06:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644008 Filed Document 0001643678-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-02-27 15:06:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Concord Sierra NLI WPB Hotel, LLC See All Filings	D	2018-02-27 15:06:19 UTC
Amount To Be Raised $21,200,000 Associated Brokers / Dealers N/A CIK Number 0001732761 Filed Document 0001732761-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 15:06:19 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
BayoTech, Inc. See All Filings	D/A	2018-02-27 15:04:26 UTC
Amount To Be Raised $2,353,203 Associated Brokers / Dealers N/A CIK Number 0001685346 Filed Document 0001685346-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-27 15:04:26 UTC Type of Offering D/A Industry Agriculture Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Galaxy Plus Funds - Buttonwood Investments Master Fund (503) LLC See All Filings	D	2018-02-27 15:03:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643678 Filed Document 0001643678-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-02-27 15:03:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Bitcoin Investment Trust See All Filings	D/A	2018-02-27 14:58:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588489 Filed Document 0000950103-18-002501 Exclusions or Exemptions 506c Accepted Date 2018-02-27 14:58:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
E Street Fund, LLC See All Filings	D/A	2018-02-27 14:54:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694086 Filed Document 0001694086-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:54:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RPI 561 Windsor LLC See All Filings	D	2018-02-27 14:53:47 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001732833 Filed Document 0001732833-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:53:47 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ethereum Classic Investment Trust See All Filings	D/A	2018-02-27 14:53:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705181 Filed Document 0000950103-18-002499 Exclusions or Exemptions 506c Accepted Date 2018-02-27 14:53:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galaxy Plus Fund - Row Asset Management Feeder Fund (502) LLC See All Filings	D	2018-02-27 14:53:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643995 Filed Document 0001643995-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:53:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zcash Investment Trust See All Filings	D/A	2018-02-27 14:53:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720265 Filed Document 0000950103-18-002498 Exclusions or Exemptions 506c Accepted Date 2018-02-27 14:53:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clear Current Capital Fund I, LP See All Filings	D	2018-02-27 14:50:50 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001727097 Filed Document 0001727097-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:50:50 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
BRC Innovation LP See All Filings	D	2018-02-27 14:49:29 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001732850 Filed Document 0001732850-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:49:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galaxy Plus Fund - Row Asset Management Master Fund (502) LLC See All Filings	D	2018-02-27 14:48:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644013 Filed Document 0001644013-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:48:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine Grove Partners, L.P. See All Filings	D/A	2018-02-27 14:48:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC, Suntrust Investment Services, Inc., Citigroup Global Markets Inc., Morgan Stanley, Stifel, Nicolaus & Company, Incorporated, and Man Investments Inc. CIK Number 0000931515 Filed Document 0000931515-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:48:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A See All Filings	D/A	2018-02-27 14:47:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LWPartners Capital Group LLC CIK Number 0001607211 Filed Document 0001607211-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:47:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Industrious National Management Co LLC See All Filings	D	2018-02-27 14:46:46 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers N/A CIK Number 0001680969 Filed Document 0001680969-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:46:46 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FanAI, Inc. See All Filings	D	2018-02-27 14:46:37 UTC
Amount To Be Raised $4,456,369 Associated Brokers / Dealers N/A CIK Number 0001732513 Filed Document 0001732513-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:46:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BEF Fund LP See All Filings	D/A	2018-02-27 14:44:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660109 Filed Document 0001660109-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:44:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consonance Capital Investors Ltd See All Filings	D/A	2018-02-27 14:24:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gallatin Capital LLC CIK Number 0001410043 Filed Document 0001085146-18-000931 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:24:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consonance Capital Investors LP See All Filings	D/A	2018-02-27 14:23:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gallatin Capital LLC CIK Number 0001407421 Filed Document 0001085146-18-000930 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:23:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine Grove Offshore Fund Ltd. See All Filings	D/A	2018-02-27 14:23:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., Fairview Securities, Inc., UBS Securities LLC, Suntrust Investment Services, Inc., Man Investment Inc., Morgan Stanley, and Stifel, Nicolaus & Company, Incorporated CIK Number 0001180121 Filed Document 0001180121-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:23:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bella SPE, LLC See All Filings	D	2018-02-27 14:18:58 UTC
Amount To Be Raised $1,571,442 Associated Brokers / Dealers N/A CIK Number 0001731567 Filed Document 0001731610-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:18:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Impact Science Education, Inc. See All Filings	C/A	2018-02-27 14:13:26 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $800,000 CIK Number 0001722317 Filed Document 0001670254-18-000056 Accepted Date 2018-02-27 14:13:26 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
AEHE LLC See All Filings	D	2018-02-27 14:12:07 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers Dennis Wilson, Kim Butler, and Tom Neeser CIK Number 0001732656 Filed Document 0001732656-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-02-27 14:12:07 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
MAGELLAN GOLD Corp See All Filings	D/A	2018-02-27 14:05:59 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001515317 Filed Document 0001011034-18-000021 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:05:59 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-02-27 14:05:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-012683 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:05:24 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-02-27 14:05:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-012682 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:05:08 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-02-27 14:04:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-012681 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:04:36 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-02-27 14:04:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-012680 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:04:22 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Pine Grove Institutional Partners, L.P. See All Filings	D/A	2018-02-27 14:04:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VP Distributors LLC, Fairview Securities, Inc., Citigroup Global Markets Inc., Morgan Stanley, Suntrust Investment Services, Inc., and Man Investments Inc. CIK Number 0001050763 Filed Document 0001050763-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:04:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-02-27 14:04:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-012678 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:04:07 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-02-27 14:03:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-012677 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:03:37 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-02-27 14:03:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-012676 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:03:21 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-02-27 14:03:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-012675 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:03:06 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-02-27 14:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-012674 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:02:53 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2018-02-27 14:02:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-18-012673 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:02:36 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2018-02-27 14:02:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-18-012672 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:02:21 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2018-02-27 14:02:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-18-012670 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:02:07 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2018-02-27 14:01:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-18-012669 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:01:23 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2018-02-27 14:01:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-18-012668 Exclusions or Exemptions 506b Accepted Date 2018-02-27 14:01:12 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other