Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ZFI Capital, L.P. See All Filings	D/A	2018-03-02 12:53:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001143692 Filed Document 0001143692-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:53:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Huntington Partners, LLLP See All Filings	D/A	2018-03-02 12:52:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544562 Filed Document 0001209191-18-015418 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:52:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metaurus LLC See All Filings	D/A	2018-03-02 12:51:51 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001673993 Filed Document 0001673993-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:51:51 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ClearCell Power, Inc. See All Filings	D	2018-03-02 12:51:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers ClearCell Power, Inc. CIK Number 0001649163 Filed Document 0001649163-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:51:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Royalty Flow Inc. See All Filings	1-A POS	2018-03-02 12:51:46 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001709847 Filed Document 0001477932-18-001088 Accepted Date 2018-03-02 12:51:46 UTC Type of Offering 1-A POS Industry INVESTORS, NEC Offering Tier Tier2 Principal Place of Business COLORADO Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
ARBITER PARTNERS OFFSHORE LTD See All Filings	D/A	2018-03-02 12:49:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597558 Filed Document 0000947871-18-000210 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:49:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spectra7 Microsystems Inc. See All Filings	D	2018-03-02 12:41:50 UTC
Amount To Be Raised $335,671 Associated Brokers / Dealers Benchmark Company LLC CIK Number 0001580220 Filed Document 0001062993-18-001050 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:41:50 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Familywise Digital, Inc. See All Filings	D	2018-03-02 12:40:59 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001732991 Filed Document 0001732991-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:40:59 UTC Type of Offering D Industry Business Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Liquid 2 Ventures Fund II, L.P. See All Filings	D	2018-03-02 12:35:49 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001719741 Filed Document 0001719741-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:35:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BREVAN HOWARD LP See All Filings	D/A	2018-03-02 12:34:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001280768 Filed Document 0001699450-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:34:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STEELHEAD NAVIGATOR FUND, L.P. See All Filings	D/A	2018-03-02 12:31:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001327331 Filed Document 0001133521-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:31:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
DW Oklahoma SCOOP Stack #2, LP See All Filings	D	2018-03-02 12:27:27 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001732901 Filed Document 0001732901-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:27:27 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Mondrian Global All Countries World Equity Fund, L.P. See All Filings	D	2018-03-02 12:18:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729749 Filed Document 0001393725-18-000036 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:18:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siguler Guff Small Business Credit Opportunities Fund, LP See All Filings	D/A	2018-03-02 12:18:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001654329 Filed Document 0001723140-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:18:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iterative OTC, L.L.C. See All Filings	D	2018-03-02 12:16:41 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001732787 Filed Document 0001315863-18-000226 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:16:41 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
J K ONE FUND L P See All Filings	D/A	2018-03-02 12:16:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001059949 Filed Document 0001133521-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:16:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Brilliency Inc See All Filings	D	2018-03-02 12:16:09 UTC
Amount To Be Raised $390,000 Associated Brokers / Dealers N/A CIK Number 0001730696 Filed Document 0001730696-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:16:09 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Cimarron Energy Spectrum, L.P. See All Filings	D/A	2018-03-02 12:16:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638891 Filed Document 0001638891-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:16:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BREVAN HOWARD FUND LTD See All Filings	D/A	2018-03-02 12:15:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001223859 Filed Document 0001699450-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:15:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iterum Therapeutics Ltd See All Filings	D/A	2018-03-02 12:11:23 UTC
Amount To Be Raised $78,097,985 Associated Brokers / Dealers N/A CIK Number 0001659323 Filed Document 0001659323-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:11:23 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Konza Capital DDC Fund LP See All Filings	D	2018-03-02 12:06:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732610 Filed Document 0001732610-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:06:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mondrian U.S. Equity Fund, L.P. See All Filings	D/A	2018-03-02 12:05:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447881 Filed Document 0001393725-18-000035 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:05:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONDRIAN GLOBAL INFLATION-LINKED BONDS FUND, L.P. See All Filings	D/A	2018-03-02 12:04:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504738 Filed Document 0001393725-18-000034 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:04:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONDRIAN EMERGING MARKETS SMALL CAP EQUITY FUND, L.P. See All Filings	D/A	2018-03-02 12:04:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534375 Filed Document 0001393725-18-000033 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:04:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mondrian International Aggregate Fixed Income Fund, L.P. See All Filings	D/A	2018-03-02 12:03:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634672 Filed Document 0001393725-18-000032 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:03:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. See All Filings	D	2018-03-02 12:03:40 UTC
Amount To Be Raised $53,000 Associated Brokers / Dealers N/A CIK Number 0001187953 Filed Document 0001553997-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:03:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Rothko All Countries World Ex-US Equity Fund, L.P. See All Filings	D/A	2018-03-02 12:03:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634680 Filed Document 0001393725-18-000031 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:03:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONDRIAN GLOBAL EQUITY FUND LP See All Filings	D/A	2018-03-02 12:03:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432110 Filed Document 0001393725-18-000030 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:03:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONDRIAN GLOBAL DEBT OPPORTUNITIES FUND LP See All Filings	D/A	2018-03-02 12:02:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436150 Filed Document 0001393725-18-000029 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:02:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cimarron Healthcare Opportunities, LP See All Filings	D/A	2018-03-02 12:02:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571122 Filed Document 0001571122-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:02:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MONDRIAN EMERGING MARKETS EQUITY FUND LP See All Filings	D/A	2018-03-02 12:02:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319179 Filed Document 0001393725-18-000028 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:02:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thames Stone Ventures LLC See All Filings	D	2018-03-02 12:02:03 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers WealthForge Securities LLC CIK Number 0001733288 Filed Document 0001733288-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:02:03 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Mondrian All Countries World Ex US Equity Fund LP See All Filings	D/A	2018-03-02 12:01:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001336811 Filed Document 0001393725-18-000027 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:01:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rothko Emerging Markets All Cap Equity Fund, L.P. See All Filings	D/A	2018-03-02 12:00:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634683 Filed Document 0001393725-18-000026 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:00:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONDRIAN GLOBAL FIXED INCOME FUND LP See All Filings	D/A	2018-03-02 12:00:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319178 Filed Document 0001393725-18-000025 Exclusions or Exemptions 506b Accepted Date 2018-03-02 12:00:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIQUID ASSETS PORTFOLIO, a series of Northern Institutional Funds See All Filings	D/A	2018-03-02 11:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460047 Filed Document 0001460047-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 11:59:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rothko Emerging Markets Small Cap Equity Fund, L.P. See All Filings	D/A	2018-03-02 11:59:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634688 Filed Document 0001393725-18-000024 Exclusions or Exemptions 506b Accepted Date 2018-03-02 11:59:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. See All Filings	D	2018-03-02 11:59:01 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001187953 Filed Document 0001553997-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-03-02 11:59:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MONDRIAN INTERNATIONAL EQUITY FUND LP See All Filings	D/A	2018-03-02 11:59:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319181 Filed Document 0001393725-18-000023 Exclusions or Exemptions 506b Accepted Date 2018-03-02 11:59:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMERICAN OUTDOOR BRANDS CORP See All Filings	D	2018-03-02 11:58:41 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001092796 Filed Document 0001714889-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-02 11:58:41 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Debt
Mondrian Global Aggregate Fixed Income Fund, L.P. See All Filings	D/A	2018-03-02 11:58:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634671 Filed Document 0001393725-18-000022 Exclusions or Exemptions 506b Accepted Date 2018-03-02 11:58:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HydRx Farms Ltd. See All Filings	D	2018-03-02 11:57:58 UTC
Amount To Be Raised $1,884,000 Associated Brokers / Dealers GMP Securities L.P. CIK Number 0001732456 Filed Document 0001732456-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-02 11:57:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mondrian Emerging Markets Wealth Equity Fund, L.P. See All Filings	D/A	2018-03-02 11:57:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663562 Filed Document 0001393725-18-000021 Exclusions or Exemptions 506b Accepted Date 2018-03-02 11:57:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mondrian Blended Currency Emerging Markets Debt Fund L.P. See All Filings	D/A	2018-03-02 11:57:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696430 Filed Document 0001393725-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-03-02 11:57:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONDRIAN LOCAL CURRENCY EMERGING MARKETS DEBT FUND, L.P. See All Filings	D/A	2018-03-02 11:57:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447880 Filed Document 0001393725-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-03-02 11:57:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mondrian U.S. Small Cap Equity Fund, L.P. See All Filings	D/A	2018-03-02 11:56:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663563 Filed Document 0001393725-18-000018 Exclusions or Exemptions 506b Accepted Date 2018-03-02 11:56:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mondrian Hard Currency Emerging Markets Debt Fund L.P. See All Filings	D/A	2018-03-02 11:55:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696342 Filed Document 0001393725-18-000017 Exclusions or Exemptions 506b Accepted Date 2018-03-02 11:55:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BREVAN HOWARD ASIA FUND LTD See All Filings	D/A	2018-03-02 11:55:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001403020 Filed Document 0001699450-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-02 11:55:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GNB Bancorporation See All Filings	D	2018-03-02 11:51:23 UTC
Amount To Be Raised $4,023,520 Associated Brokers / Dealers N/A CIK Number 0001378618 Filed Document 0001378618-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-02 11:51:23 UTC Type of Offering D Industry Commercial Banking Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
MONDRIAN FOCUSED EMERGING MARKETS EQUITY FUND L P See All Filings	D/A	2018-03-02 11:48:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363208 Filed Document 0001393725-18-000016 Exclusions or Exemptions 506b Accepted Date 2018-03-02 11:48:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund