|
|
D/A |
2018-01-31 14:55:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001578780
- Filed Document
- 0000919574-18-000729
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 14:55:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-31 14:51:02 UTC |
- Amount To Be Raised
- $91,625,622
- Associated Brokers / Dealers
- Scott Sheehan, Edward Fernandez, Robert Smith, Tim Clairmont, Christina Nielson, Tom Velken, Michelle Herickhoff, Jeremy Willner, Brian Hagen, Justin Bachman, James Walesa, Frank Richardson, David Dahill, Iaian Filippini, Robert Pecha, Craig Sickler, Douglas Bertke, Paul Manese, Davin Carey, Bruce Wellings, Eric Scaff, Peter Fisher, Dirk Jacobs, John Scully, Dieter Thurow, Robert Horning, Hugh Barndollar, Thomas Deichert, John Harvey, William Lapiana, Gregg Kiefer, Steven Kolinsky, Adam Bryan, Michele Martin, Karl Norman, Silver Portal Capital LLC, Bryan Hakola, Mike Bendix, James Gambaccini, AnnMarie Milinazzo, Gregory Hunter, Kent Porter, Jack Creighton, Leon Rousso, Aaron Brodt, Rey Frimmersdorf, Gary Hughes, Patrick Conway, Benjamin Disalle, Dan Pias, Chay Lapin, Rylan Rozell, Charles Wagner, Dinesh Gupta, John Marshall, Rollance (Ron) Verkennis, Robert Downing, Paul Cese, Stuart Valentine, Peter Han, Hannah Buschborn, Jennifer Wildman, Timothy J Sherer, Ryan Sherer, Chris Boynton, Gerrin De Groot, Ralph Waller, Jonathan Keller, Jeffrey McKay, Eric Bicknese, Jeffrey Arburn, Nathan Kuhn, and James Westermeyer
- CIK Number
- 0001723415
- Filed Document
- 0001717288-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 14:51:02 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-31 14:50:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666259
- Filed Document
- 0000935836-18-000073
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 14:50:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-31 14:48:47 UTC |
- Amount To Be Raised
- $3,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613453
- Filed Document
- 0001613453-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 14:48:47 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-31 14:46:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726893
- Filed Document
- 0001726893-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 14:46:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-31 14:43:59 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001728222
- Filed Document
- 0001728222-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 14:43:59 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-31 14:43:37 UTC |
- Amount To Be Raised
- $1,260,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001342986
- Filed Document
- 0001342986-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 14:43:37 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-01-31 14:40:52 UTC |
- Amount To Be Raised
- $47,177
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565802
- Filed Document
- 0001565802-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 14:40:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-31 14:39:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655994
- Filed Document
- 0001655994-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 14:39:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-31 14:35:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001358164
- Filed Document
- 0001358164-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 14:35:48 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-31 14:33:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723320
- Filed Document
- 0001723320-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 14:33:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-31 14:32:09 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001681632
- Filed Document
- 0001681632-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 14:32:09 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C |
2018-01-31 14:31:20 UTC |
- Financial Interest
- N/A
- Filing Platform
- StartEngine Capital, LLC
- Offering Amount
- $107,000
- CIK Number
- 0001720037
- Filed Document
- 0001665160-18-000079
- Accepted Date
- 2018-01-31 14:31:20 UTC
- Type of Offering
- C
- Security Offered Amount
- 10,000
- Security Offered Type
- Other
- State
- WASHINGTON
|
|
|
D/A |
2018-01-31 14:24:32 UTC |
- Amount To Be Raised
- $100,617,339
- Associated Brokers / Dealers
- Robert Smith, Craig Sickler, Tim Clairmont, Chay Lapin, David Dahill, John Harvey, Christina Nielson, Karl Norman, Steven Kolinsky, Mike Bendix, Jack Creighton, Scott Sheehan, Leon Rousso, Gary Conley, John Chess, Aaron Brodt, Stacey Morimoto, Gary Hughes, Michael Marshel, Nancy Jauregui, Paul Cese, Silver Portal Capital LLC, Joral Schmalle, David Walsh, Joseph Broadbent, Jennifer Wildman, David Halpern, and Eric Bicknese
- CIK Number
- 0001726600
- Filed Document
- 0001717288-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 14:24:32 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-31 14:22:51 UTC |
- Amount To Be Raised
- $1,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729028
- Filed Document
- 0001729028-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-01-31 14:22:51 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-31 14:22:19 UTC |
- Amount To Be Raised
- $5,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729922
- Filed Document
- 0001729922-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 14:22:19 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-01-31 14:17:45 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729255
- Filed Document
- 0001728865-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 14:17:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-31 14:10:11 UTC |
- Amount To Be Raised
- $175,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729257
- Filed Document
- 0001728865-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 14:10:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-31 14:02:10 UTC |
- Amount To Be Raised
- $2,775,141
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001728865
- Filed Document
- 0001728865-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 14:02:10 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-01-31 13:59:16 UTC |
- Amount To Be Raised
- $28,974,578
- Associated Brokers / Dealers
- Christina Nielson, Daniel Raupp, Steven Henderson, Scott Sheehan, Eric Bicknese, Chris Hudson, Terry Shea, Dinesh Gupta, Samuel Angelo, Mitchal O'Hare, Sigrid Daugaard, Robert Smith, Walter Heidenreich III, Leslie Pappas, Edwin Suzuki, David Dahill, Shawn Valentine, Adam Costarella, Andrew Norman, Brock Brady, Frank Smith, Mike Bendix, Edward Fernandez, David Cowguill, Mike Cruz, Dustin Tenbroeck, Scott Offerman, Jeffrey McKay, Ron Horvitz, Peter Chernin, Tim Clairmont, Scott Wolters, Michael Moomaw, Dennis Briscoe, Dwight Galda, Roger Van Pelt, Randall Brehmer, Rylan Rozell, Paul Goldman, William Tufts, Brian Hagen, Davin Carey, Todd Juenger, Zoe Ng, Elliott Tracy, Don Hartmann, Vint Hartmann, John Christy, Gerrin De Groot, Bradley Fritz, John Weiss, James Raia, John Azzara, Richard Park, Jonathan Keller, Aubrey Morrow, Eric Scaff, Dieter Thurow, Shannon Markle, Angela Frazier, Richard Brewer, Jeff Warren, Craig Truman, Kevin Loyd, Ann Stewart, Rey Frimmersdorf, Jack Creighton, Paul Cese, Craig Truman, and Harry Horn
- CIK Number
- 0001720488
- Filed Document
- 0001717288-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 13:59:16 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2018-01-31 13:58:45 UTC |
- Financial Interest
- None.
- Filing Platform
- NetCapital Funding Portal Inc.
- Offering Amount
- $199,999
- CIK Number
- 0001684793
- Filed Document
- 0001669191-18-000096
- Accepted Date
- 2018-01-31 13:58:45 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 32,258
- Security Offered Type
- Common Stock
- State
- CALIFORNIA
|
|
|
D |
2018-01-31 13:58:00 UTC |
- Amount To Be Raised
- $2,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729154
- Filed Document
- 0001729154-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 13:58:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-31 13:53:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729747
- Filed Document
- 0001729747-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 13:53:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-31 13:47:31 UTC |
- Amount To Be Raised
- $8,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729945
- Filed Document
- 0001729945-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 13:47:31 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-31 13:45:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729231
- Filed Document
- 0001729231-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 13:45:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
C/A |
2018-01-31 13:38:25 UTC |
- Financial Interest
- None.
- Filing Platform
- NetCapital Funding Portal Inc.
- Offering Amount
- $1,069,997
- CIK Number
- 0001710909
- Filed Document
- 0001669191-18-000093
- Accepted Date
- 2018-01-31 13:38:25 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 1,769
- Security Offered Type
- Common Stock
- State
- FLORIDA
|
|
|
D/A |
2018-01-31 13:34:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001686885
- Filed Document
- 0001686885-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-01-31 13:34:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2018-01-31 13:33:37 UTC |
- Amount To Be Raised
- $750,000,000
- Associated Brokers / Dealers
- na
- CIK Number
- 0001695801
- Filed Document
- 0001695801-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 13:33:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SWITZERLAND
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
C |
2018-01-31 13:29:47 UTC |
- Financial Interest
- N/A
- Filing Platform
- StartEngine Capital, LLC
- Offering Amount
- $106,999
- CIK Number
- 0001729095
- Filed Document
- 0001665160-18-000077
- Accepted Date
- 2018-01-31 13:29:47 UTC
- Type of Offering
- C
- Security Offered Amount
- 8,333
- Security Offered Type
- Common Stock
- State
- CALIFORNIA
|
|
|
D |
2018-01-31 13:26:06 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725740
- Filed Document
- 0001015325-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 13:26:06 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-31 13:25:38 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729689
- Filed Document
- 0001140361-18-004104
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 13:25:38 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-31 13:23:50 UTC |
- Amount To Be Raised
- $1,864,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693320
- Filed Document
- 0001693320-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 13:23:50 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-01-31 13:23:49 UTC |
- Amount To Be Raised
- $1,864,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693320
- Filed Document
- 0001693320-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 13:23:49 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-01-31 13:21:53 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- none
- CIK Number
- 0001653010
- Filed Document
- 0001653010-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 13:21:53 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-01-31 13:19:21 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000940373
- Filed Document
- 0001652706-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 13:19:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-31 13:14:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541441
- Filed Document
- 0001541441-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 13:14:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
Kingsway Capital ICAV-Ash Park Global Consumer Franchise Fund
See All Filings
|
D/A |
2018-01-31 13:08:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664730
- Filed Document
- 0001140361-18-004099
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 13:08:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-31 13:07:25 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534315
- Filed Document
- 0001209191-18-006144
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 13:07:25 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-31 13:04:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532117
- Filed Document
- 0001532117-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 13:04:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-31 13:03:58 UTC |
- Amount To Be Raised
- $63,028,537
- Associated Brokers / Dealers
- Silver Portal Capital LLC, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Primex Prime Electronic Execution Inc, 1st Global Capital Corporation, 1st Global Capital Corporation, 1st Global Capital Corporation, Sagepoint Financial, Inc, 1st Global Capital Corporation, Silver Portal Capital LLC, Crown Capital Securities L.P., Emerson Equity LLC, Harbour Investments, Inc, McDermott Investment Services, LLC, 1st Global Capital Corporation, Cabot Lodge Securities LLC, 1st Global Capital Corporation, Nationwide Planning Associates, Inc, Royal Alliance Associates, Inc., 1st Global Capital Corporation, Commonwealth Financial Network, McDermott Investment Services, LLC, Investment Planners, Inc, Investment Planners, Inc, Investment Planners, Inc, Woodbury Financial Services, Inc, Investment Planners, Inc, Concorde Investment Services, LLC, Kovack Securities, Inc, Sigma Financial Corporation, 1st Global Capital Corporation, Sagepoint Financial, Inc, Westpark Capital Inc, 1st Global Capital Corporation, Centaurus Financial, Inc., DFPG Investments, Inc, Centaurus Financial, Inc., FSC Securities Corporation, The Strategic Financial Alliance, Parkland Securites, LLC, Centaurus Financial, Inc, Cambridge Investment Research, FSC Securities Corporation, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Cambridge Investment Research, Northeast Financial Group, Inc, 1st Global Capital Corporation, Centaurus Financial, Inc, Centaurus Financial, Inc, Sagepoint Financial, Inc, DFPG Investments, Inc, 1st Global Capital Corporation, Simmons First Investment Group Inc, Cambridge Investment Research, 1st Global Capital Corporation, Sandlapper Securities, LLC, Cambridge Investment Research, 1st Global Capital Corporation, 1st Global Capital Corporation, Capulet LLC, 1st Global Capital Corporation, Primex Prime Electronic Execution Inc, Diane Jaworski-Faulhaber, Walter Webb, Michael Speer, Shawn Valentine, David Fingerhut, Wayne Pampaloni, Troy Thomas, Kelli Lynn Holliefield, H.D. Vest Investment Securities Inc, Vanderbilt Securities, LLC, Vanderbilt Securities, LLC, Parkland Securities, LLC, Parkland Securities, LLC, Moloney Securities Co, Centaurus Financial Inc, McDermott Investment Services, LLC, Woodbury Financial Services, Inc, H.D. Vest Investment Securities Inc, Jason Coles, Herb Alston, Del Londono, Mitchal O'Hare, Sigrid Daugaard, David Dahill, Spencer Weston, Kevin Snow, Jason Hohenstein, James Gambaccini, John Hoffman, Deanne Tegtmeier, Richard Park, Manuel Ramos, Brian Vosberg, Michael Parise, Gregg Kiefer, Robert Bruner, and Shannon Markle
- CIK Number
- 0001717288
- Filed Document
- 0001717288-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 13:03:58 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-31 13:03:40 UTC |
- Amount To Be Raised
- $50,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710537
- Filed Document
- 0001710537-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 13:03:40 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-31 13:02:29 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729597
- Filed Document
- 0001729257-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 13:02:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-31 12:54:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717327
- Filed Document
- 0001717327-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 12:54:34 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-31 12:53:31 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001667825
- Filed Document
- 0001667825-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 12:53:31 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-01-31 12:52:06 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729858
- Filed Document
- 0001729858-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 12:52:06 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-01-31 12:45:59 UTC |
- Amount To Be Raised
- $16,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001540695
- Filed Document
- 0001540695-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 12:45:59 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-31 12:36:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589693
- Filed Document
- 0001589693-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-01-31 12:36:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-31 12:31:23 UTC |
- Amount To Be Raised
- $1,250,000,000
- Associated Brokers / Dealers
- Park Hill Group LLC
- CIK Number
- 0001713765
- Filed Document
- 0001713764-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 12:31:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-31 12:30:27 UTC |
- Amount To Be Raised
- $1,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584302
- Filed Document
- 0001584302-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 12:30:27 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-01-31 12:26:30 UTC |
- Amount To Be Raised
- $1,250,000,000
- Associated Brokers / Dealers
- Park Hill Group LLC
- CIK Number
- 0001713764
- Filed Document
- 0001713764-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-31 12:26:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|