Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
WJA Alternative Investment Strategies I, LLC, Series I-10 See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501113 Filed Document 0001104659-15-072384 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Other
PEI - Fortbay MV, LLC See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001656693 Filed Document 0001656693-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TowerBrook Structured Opportunities Fund (Onshore), L.P. See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TowerBrook Financial, L.P. CIK Number 0001654625 Filed Document 0000950142-15-002249 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SECOND SELF, LLC See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $600,007 Associated Brokers / Dealers N/A CIK Number 0001552988 Filed Document 0001552988-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
WJA Alternative Investment Strategies I, LLC, Series I-23 See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598787 Filed Document 0001104659-15-072391 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Other
Spheryx, Inc. See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised $1,075,780 Associated Brokers / Dealers N/A CIK Number 0001630562 Filed Document 0001630562-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NOBLE ENVIRONMENTAL TECHNOLOGIES CORP. See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001522958 Filed Document 0001065949-15-000258 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Bodmas Capital Partners, LP See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310910 Filed Document 0001095449-15-000154 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nymbus, Inc. See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $12 Associated Brokers / Dealers N/A CIK Number 0001656115 Filed Document 0001656115-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cure Processor LLC See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001649480 Filed Document 0001649480-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Prnize Corp See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001656050 Filed Document 0001656050-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Amesbury Court Sponsor, LLC See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001656114 Filed Document 0001656114-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NewVistas LLC See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Richard L. Judd CIK Number 0001656079 Filed Document 0001656079-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised $1,689,960 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0000950172-15-000107 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
CCP QUANTITATIVE FUND L P See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001396387 Filed Document 0001315863-15-000833 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ibotta, Inc. See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $39,999,992 Associated Brokers / Dealers N/A CIK Number 0001538379 Filed Document 0001538379-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Eastward Capital Partners VII LP See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001655849 Filed Document 0001655849-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS Pinon Pines, LLC See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $738,500 Associated Brokers / Dealers None CIK Number 0001654523 Filed Document 0001654523-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dynamo Brasil IX LLC See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654082 Filed Document 0000947871-15-000764 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
KOTAK INVESTMENT OPPORTUNITIES FUND Ltd See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394099 Filed Document 0001394099-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evermind, Inc. See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $5,322,352 Associated Brokers / Dealers N/A CIK Number 0001579497 Filed Document 0001579497-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Dimensional Funds plc - Japan Core Equity Fund See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655502 Filed Document 0000945621-15-000294 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoldenTree High Yield Value Fund Offshore (Strategic), Ltd. See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479139 Filed Document 0000902664-15-003950 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TowerBrook Structured Opportunities Executive Fund, L.P. See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TowerBrook Financial, L.P. CIK Number 0001654623 Filed Document 0000950142-15-002252 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Amesbury Court Sponsor, LLC See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001656114 Filed Document 0001656114-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Redwood Opportunity Domestic Fund, L.P. See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495935 Filed Document 0000919574-15-007426 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIRGO CAPITAL OPPORTUNITIES FUND I LP See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001655991 Filed Document 0001140361-15-037995 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Social Starts - A, L.P. See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001655847 Filed Document 0001655847-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WJA Alternative Investment Strategies I, LLC, Series I-17 See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508969 Filed Document 0001104659-15-072388 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Other
TrueLight Energy Fund, LP See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614825 Filed Document 0001315863-15-000834 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WJA Alternative Investment Strategies I, LLC, Series I-9 See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501114 Filed Document 0001104659-15-072383 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Other
WJA Alternative Investment Strategies I, LLC, Series I-22 See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598714 Filed Document 0001104659-15-072390 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Other
Mediant Communications Inc. See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $15,984,135 Associated Brokers / Dealers N/A CIK Number 0001567336 Filed Document 0001567336-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ReelSonar, Inc. See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001655763 Filed Document 0001655763-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Audentes Therapeutics, Inc. See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $64,999,949 Associated Brokers / Dealers N/A CIK Number 0001628738 Filed Document 0001628738-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Main Street Investments, LLC See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001656334 Filed Document 0001656334-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
L2 Landscape Investors, L.P. See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001528398 Filed Document 0001528398-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
K4Connect, Inc. See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $1,899,999 Associated Brokers / Dealers N/A CIK Number 0001656002 Filed Document 0001656002-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Power, Inc. See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $4,999,997 Associated Brokers / Dealers N/A CIK Number 0001462231 Filed Document 0001462231-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
CIPHERLOC Corp See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers none CIK Number 0001022505 Filed Document 0000721748-15-000763 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dynamo Brasil VI LLC See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654080 Filed Document 0000947871-15-000763 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Aegis Financial See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655599 Filed Document 0001655599-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Other
AAM ABSOLUTE RETURN FUND PLC See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455083 Filed Document 0001455083-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
CCP QUANTITATIVE FUND See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001538337 Filed Document 0001315863-15-000835 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dynamo Brasil VIII LLC See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476041 Filed Document 0000947871-15-000793 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
FRED-High Bluff Townhomes, LLC See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001656139 Filed Document 0001656139-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Celadon Technology Fund IV, LLC See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised $18,592,245 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001632066 Filed Document 0001632066-15-000016 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SNAPLOGIC, INC. See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $37,081,975 Associated Brokers / Dealers N/A CIK Number 0001475970 Filed Document 0001475970-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ForSight VISION5, Inc. See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised $7,801,600 Associated Brokers / Dealers N/A CIK Number 0001512390 Filed Document 0001512390-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Haiku Deck, Inc. See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001573758 Filed Document 0001573758-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity