Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
D3 TECHNOLOGY, INC. See All Filings	D/A	2015-10-21 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001491691 Filed Document 0001491691-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kelso SCS Co-Investment, L.P. See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656504 Filed Document 0001656504-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prologis, Inc. See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $394,134,854 Associated Brokers / Dealers N/A CIK Number 0001045609 Filed Document 0001209191-15-076352 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
PlannedUp, Inc. See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $597,500 Associated Brokers / Dealers N/A CIK Number 0001546316 Filed Document 0001546316-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
JW Levin Management Partners LLC See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $8,021,000 Associated Brokers / Dealers N/A CIK Number 0001656620 Filed Document 0001656619-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CropZilla Software, Inc. See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001628384 Filed Document 0001628384-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Latitud LLC See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001655458 Filed Document 0001655458-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Atrevida Multi-Strategy Offshore Charter Fund, L.P. See All Filings	D/A	2015-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475496 Filed Document 0000919574-15-007459 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Emergent Health Corp. See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001463459 Filed Document 0001553350-15-001089 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aqua-Index Holdings Corp. See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001668055 Filed Document 0001668055-16-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Spot Group Holdings, LLC See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001608573 Filed Document 0001608573-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Spring Stuebner RRC Phase I Inc. See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001656396 Filed Document 0001656396-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 146, LLC See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $515,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001656437 Filed Document 0001656458-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
SIERRA IRON ORE Corp See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $12,000 Associated Brokers / Dealers N/A CIK Number 0001524326 Filed Document 0001524326-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Senzar Healthcare International Fund, Ltd. See All Filings	D/A	2015-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599876 Filed Document 0000919574-15-007453 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rio Grande Neurosciences, Inc. See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616132 Filed Document 0001616132-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Marathon CLO Equity Fund, L.P. See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656379 Filed Document 0001656379-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WhiteSpruce Fund LP See All Filings	D/A	2015-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622811 Filed Document 0001622811-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ROCK CREEK PHARMACEUTICALS, INC. See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Maxim Group CIK Number 0000776008 Filed Document 0000897069-15-000500 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
OCULUS VISIONTECH INC. See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $24,412 Associated Brokers / Dealers N/A CIK Number 0001107280 Filed Document 0001107280-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Medical Engineering Partners LLC See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001656306 Filed Document 0001656306-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Benaiah Capital Partners, Inc See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Mark A Jones CIK Number 0001655943 Filed Document 0001655943-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
EXAGEN DIAGNOSTICS INC See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001274737 Filed Document 0001140361-15-038122 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Beagle Bioproducts, Inc. See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001549001 Filed Document 0001628384-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BetaBrand Corp See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001478699 Filed Document 0001478699-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JW Levin Investments LLC See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656619 Filed Document 0001656619-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lynn Haven Cove,LLC See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001656459 Filed Document 0001656459-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Avondale RED, LLC See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001656299 Filed Document 0001656299-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Secure EDI Holdings, LLC See All Filings	D/A	2015-10-21 00:00:00 UTC
Amount To Be Raised $13,059,995 Associated Brokers / Dealers N/A CIK Number 0001628215 Filed Document 0001628215-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Greenpoint Volatility Opportunities Fund LLC See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001656300 Filed Document 0001656300-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Index Ventures Life VII (Jersey) LP See All Filings	D/A	2015-10-21 00:00:00 UTC
Amount To Be Raised $116,898,500 Associated Brokers / Dealers N/A CIK Number 0001648676 Filed Document 0001648676-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phase 5 Group, LLC See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001610875 Filed Document 0001144204-15-060284 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
mcThings Inc. See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001654037 Filed Document 0001654037-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MobiMeds Inc. See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001656430 Filed Document 0001656430-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
EMSO Saguaro US Ltd. See All Filings	D/A	2015-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001625621 Filed Document 0001603269-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mission Value Global Fund, L.P. See All Filings	D/A	2015-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589401 Filed Document 0001589401-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TermScout Inc. See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $1,720,000 Associated Brokers / Dealers N/A CIK Number 0001609441 Filed Document 0001609441-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
MV Liquidity Fund XXVIII LLC See All Filings	D/A	2015-10-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001644301 Filed Document 0001644301-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
URANIUM ENERGY CORP See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $125,500 Associated Brokers / Dealers N/A CIK Number 0001334933 Filed Document 0001183740-15-000243 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GATCO VENTURES LLC See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001656000 Filed Document 0001656000-15-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
EMSO Ltd. See All Filings	D/A	2015-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001597653 Filed Document 0001597653-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Motimatic, LLC See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001656412 Filed Document 0001656412-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Equity Group Partners, LLC See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656449 Filed Document 0001656449-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
EQUILIBRIA JAPAN FUND See All Filings	D/A	2015-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437520 Filed Document 0000919574-15-007457 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 142, LLC See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $1,155,000 Associated Brokers / Dealers N/A CIK Number 0001656458 Filed Document 0001656458-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
TrackR, Inc. See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $10,174,250 Associated Brokers / Dealers N/A CIK Number 0001650094 Filed Document 0001650094-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prologis, L.P. See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $394,134,854 Associated Brokers / Dealers N/A CIK Number 0001045610 Filed Document 0001209191-15-076354 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Green Grass Foods Inc See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $383,000 Associated Brokers / Dealers CircleUp Network, Inc. CIK Number 0001659348 Filed Document 0001659348-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ProEditors, Inc. See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001655999 Filed Document 0001655999-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ID Global Solutions Corp See All Filings	D	2015-10-21 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers Network 1 Financial Securities, Inc. CIK Number 0001534154 Filed Document 0001615774-15-002991 Exclusions or Exemptions 506b Accepted Date 2015-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt