Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
A-ZNE-25-Fund, a series of AngelList-DM-Funds, LLC See All Filings	D	2018-03-07 15:15:46 UTC
Amount To Be Raised $66,128 Associated Brokers / Dealers N/A CIK Number 0001664329 Filed Document 0001732675-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-03-07 15:15:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FrontLane, Inc. See All Filings	D	2018-03-07 15:14:39 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001733654 Filed Document 0001733654-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-07 15:14:39 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GLL SINGLE STRATEGY L P See All Filings	D/A	2018-03-07 15:14:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001082050 Filed Document 0001082050-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-07 15:14:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Lazard Alternative Emerging Markets Fund, L.P. See All Filings	D/A	2018-03-07 15:13:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504133 Filed Document 0001504133-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-07 15:13:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Koligo Therapeutics Inc. See All Filings	D	2018-03-07 15:10:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001707597 Filed Document 0001707597-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-07 15:10:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
IDS-PR-SPV, a series of Marine Layer Ventures, LLC See All Filings	D	2018-03-07 15:09:58 UTC
Amount To Be Raised $187,999 Associated Brokers / Dealers N/A CIK Number 0001729331 Filed Document 0001732675-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-03-07 15:09:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMERGING MARKETS EQUITY GROUP TRUST See All Filings	D/A	2018-03-07 15:07:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460705 Filed Document 0001460705-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-07 15:07:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-MZE-13-Fund, a series of AngelList-TW-Funds, LLC See All Filings	D	2018-03-07 15:06:48 UTC
Amount To Be Raised $130,999 Associated Brokers / Dealers N/A CIK Number 0001729805 Filed Document 0001732675-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-03-07 15:06:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Packing & Gasket Holdings, LLC See All Filings	D	2018-03-07 15:05:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733487 Filed Document 0001733487-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-07 15:05:54 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Founders First, a series of Founders First Fund, LP See All Filings	D	2018-03-07 15:05:28 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001727421 Filed Document 0001732675-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-03-07 15:05:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LP AFN Investment 1 LLC See All Filings	D	2018-03-07 15:05:19 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001733748 Filed Document 0001733748-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-07 15:05:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CryptoMove, Inc. See All Filings	D	2018-03-07 15:04:58 UTC
Amount To Be Raised $8,046,527 Associated Brokers / Dealers N/A CIK Number 0001661312 Filed Document 0001661312-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-07 15:04:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WATUSI CAPITAL CORP See All Filings	D	2018-03-07 15:04:30 UTC
Amount To Be Raised $12,820,971 Associated Brokers / Dealers SPROTT GLOBAL RESOURCE INVESTMENTS, LTD. CIK Number 0001733172 Filed Document 0001534122-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-03-07 15:04:30 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
A-VMD-22-Fund, a series of AX-PT-Funds, LLC See All Filings	D	2018-03-07 15:04:21 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001730540 Filed Document 0001732675-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-03-07 15:04:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-EYO-13-Fund, a series of AX-MavRes-Funds, LLC See All Filings	D	2018-03-07 15:04:21 UTC
Amount To Be Raised $410,000 Associated Brokers / Dealers N/A CIK Number 0001731992 Filed Document 0001732675-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-03-07 15:04:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4M Carbon Fiber Corp. See All Filings	D	2018-03-07 14:53:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635965 Filed Document 0001635965-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:53:13 UTC Type of Offering D Industry Other Energy Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AG Direct Lending Fund, L.P. See All Filings	D/A	2018-03-07 14:52:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Artivest Brokerage LLC CIK Number 0001628605 Filed Document 0001628605-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:52:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLL INVESTORS II, L.P. See All Filings	D/A	2018-03-07 14:49:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001353303 Filed Document 0001353303-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:49:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
SICKWEATHER, INC. See All Filings	D	2018-03-07 14:46:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001620525 Filed Document 0001620525-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-07 14:46:26 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Fitness Holdco LLC See All Filings	D	2018-03-07 14:44:48 UTC
Amount To Be Raised $598,004 Associated Brokers / Dealers N/A CIK Number 0001732589 Filed Document 0001732589-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:44:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AG Energy Partners II, L.P. See All Filings	D/A	2018-03-07 14:44:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001668489 Filed Document 0001668489-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:44:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAZARD GLOBAL LISTED INFRASTRUCTURE TRUST See All Filings	D/A	2018-03-07 14:42:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460695 Filed Document 0001460695-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:42:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCAP Fund PDS (Cayman), Ltd. See All Filings	D/A	2018-03-07 14:36:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679288 Filed Document 0001671796-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:36:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMERGING WORLD INVESTORS LP See All Filings	D/A	2018-03-07 14:34:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460694 Filed Document 0001460694-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:34:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLL INVESTORS, L.P. See All Filings	D/A	2018-03-07 14:34:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000935790 Filed Document 0000935790-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:34:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
SCOTTISH & ENGLISH INVESTORS LP See All Filings	D/A	2018-03-07 14:32:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460696 Filed Document 0001460696-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:32:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BION ENVIRONMENTAL TECHNOLOGIES INC See All Filings	D	2018-03-07 14:32:26 UTC
Amount To Be Raised $154,678 Associated Brokers / Dealers N/A CIK Number 0000875729 Filed Document 0000875729-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:32:26 UTC Type of Offering D Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ICONIQ Strategic Partners III Co-Invest, L.P. (Series SF) See All Filings	D	2018-03-07 14:32:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731868 Filed Document 0001731868-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:32:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCAP Fund HFND (Cayman), Ltd. See All Filings	D/A	2018-03-07 14:32:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679295 Filed Document 0001671796-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:32:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam Emerging Markets Equity Fund, LP See All Filings	D	2018-03-07 14:31:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001733735 Filed Document 0001733735-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:31:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCAP Fund HFD (Cayman), Ltd. See All Filings	D/A	2018-03-07 14:25:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679294 Filed Document 0001671796-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:25:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRATUS FEEDER LLC See All Filings	D/A	2018-03-07 14:21:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428452 Filed Document 0000943663-18-000088 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:21:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-TOP-16-Fund, a series of AX-BaPe-Funds, LP See All Filings	D	2018-03-07 14:16:32 UTC
Amount To Be Raised $184,980 Associated Brokers / Dealers N/A CIK Number 0001729919 Filed Document 0001732675-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:16:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Strategic Partners II Co-Invest, L.P. (Series ST-2) See All Filings	D	2018-03-07 14:16:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731862 Filed Document 0001731862-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:16:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outpoint Capital Partners, LP See All Filings	D/A	2018-03-07 14:14:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572253 Filed Document 0001572253-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:14:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHELTER PRODUCTS INC See All Filings	D	2018-03-07 14:11:28 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001060877 Filed Document 0001060877-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:11:28 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets $Over $100,000,000 Type of Security Equity
CHICAGO CLINICS, LP See All Filings	D/A	2018-03-07 14:08:05 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers None CIK Number 0001727386 Filed Document 0001727386-18-000004 Exclusions or Exemptions 506c Accepted Date 2018-03-07 14:08:05 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Holbrook Advantage, L.P. See All Filings	D/A	2018-03-07 14:07:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602693 Filed Document 0001144204-18-013295 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:07:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tops Software Holdings, LLC See All Filings	D	2018-03-07 14:06:54 UTC
Amount To Be Raised $12,353,000 Associated Brokers / Dealers N/A CIK Number 0001733050 Filed Document 0001078782-18-000282 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:06:54 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cash or Trade, Inc. See All Filings	D	2018-03-07 14:06:04 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001733746 Filed Document 0001733746-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:06:04 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Other
CCAP Fund PDS, L.P. See All Filings	D/A	2018-03-07 14:05:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671836 Filed Document 0001671796-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-03-07 14:05:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCAP Fund MRA, L.P. See All Filings	D/A	2018-03-07 13:59:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671837 Filed Document 0001671796-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-03-07 13:59:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stratus Feeder Ltd See All Filings	D/A	2018-03-07 13:57:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419693 Filed Document 0000943663-18-000087 Exclusions or Exemptions 506b Accepted Date 2018-03-07 13:57:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Strategic Partners Co-Invest II, L.P. (Series INT) See All Filings	D	2018-03-07 13:57:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731875 Filed Document 0001731875-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-07 13:57:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCAP Fund HFND, L.P. See All Filings	D/A	2018-03-07 13:53:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671838 Filed Document 0001671796-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-03-07 13:53:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-TFN-27-Fund, a series of Heron Rock, Endeavor North Fund, LP See All Filings	D	2018-03-07 13:52:31 UTC
Amount To Be Raised $269,990 Associated Brokers / Dealers N/A CIK Number 0001729808 Filed Document 0001732675-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-07 13:52:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-OHJ-28-PR-Fund, a series of AX-RN-Funds, LLC See All Filings	D	2018-03-07 13:51:36 UTC
Amount To Be Raised $222,514 Associated Brokers / Dealers N/A CIK Number 0001732675 Filed Document 0001732675-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-07 13:51:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCAP Fund HFD, L.P. See All Filings	D/A	2018-03-07 13:50:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671792 Filed Document 0001671796-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-07 13:50:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADM Diagnostics, Inc. See All Filings	D	2018-03-07 13:43:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001733677 Filed Document 0001042167-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-03-07 13:43:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CCAP Fund GE, L.P. See All Filings	D/A	2018-03-07 13:43:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671794 Filed Document 0001671796-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-07 13:43:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund