Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CARDERO RESOURCE CORP. See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $6,405,146 Associated Brokers / Dealers N/A CIK Number 0001303936 Filed Document 0001062993-15-005571 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
NZC GUGGENHEIM FUND LLC See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001445853 Filed Document 0000899140-15-000762 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AETOS CAPITAL LONG/SHORT STRATEGIES CAYMAN FUND II See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589367 Filed Document 0001140361-15-038379 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
TearLab Corp See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001299139 Filed Document 0001299139-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
EASTBAY FOCUS FUND, LP See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623036 Filed Document 0000919574-15-007477 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EMG Fund IV Offshore, LP See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group, LLC CIK Number 0001656494 Filed Document 0000902664-15-004031 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ella Health, Inc. See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001552439 Filed Document 0001552439-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Blockade Medical, LLC See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001547478 Filed Document 0001547478-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ELXR Health, Inc. See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001656581 Filed Document 0001656581-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Greene Turtle Acquisition, LLC See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $13,739,000 Associated Brokers / Dealers N/A CIK Number 0001656628 Filed Document 0001209191-15-076707 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cleaning Authority Holding Company, LLC See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $11,800,000 Associated Brokers / Dealers N/A CIK Number 0001617362 Filed Document 0001617362-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Canicus Energy Futures Fund, LP See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522718 Filed Document 0001522718-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAI Diagnostics, Inc. See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised $8,275,000 Associated Brokers / Dealers N/A CIK Number 0001644793 Filed Document 0001644793-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
LibreMax Offshore Fund, Ltd. See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504802 Filed Document 0000919574-15-007471 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Photobucket Corp See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised $6,075,519 Associated Brokers / Dealers N/A CIK Number 0001570277 Filed Document 0001570277-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
OCA Sachem Head LLC See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587546 Filed Document 0001587546-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Praesidium Strategic Opportunities Fund, LP See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504025 Filed Document 0001315863-15-000841 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHCD Holdings, LLC See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001656440 Filed Document 0001656440-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Open Drives LLC See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001656054 Filed Document 0001656054-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GrassRoutes, Inc. See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001656565 Filed Document 0001656565-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
AETOS CAPITAL LONG SHORT STRATEGIES CAYMAN FUND See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589366 Filed Document 0001140361-15-038378 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Port Capital Partners Multi Cap Fund, LP See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655259 Filed Document 0001655259-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sustainable Insight US Equities Fund, Ltd. See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581301 Filed Document 0001581301-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Port Capital Small Cap Fund, LP See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655264 Filed Document 0001655264-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSKW Holdings, LLC See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001655987 Filed Document 0001655987-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SEATTLE FAST PITCH FUND V, LLC See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001656271 Filed Document 0001656271-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock UK Equity Hedge Fund Ltd See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493108 Filed Document 0001637419-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Mara Ltd See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $63,400,000 Associated Brokers / Dealers Citigroup Global Markets Inc., Renaissance Capital Limited, and Credit Suisse Securities (Europe) Limited CIK Number 0001656180 Filed Document 0000950172-15-000108 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
ARVINAS HOLDING COMPANY, LLC See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $41,609,999 Associated Brokers / Dealers N/A CIK Number 0001655759 Filed Document 0001655759-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
A-AYA-22-Fund, a series of AngelList-LaTe-Funds, LLC See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $642,071 Associated Brokers / Dealers N/A CIK Number 0001656229 Filed Document 0001656229-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-AUM-26-Fund, a series of AX-SeVc-Funds, LLC See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $93,300 Associated Brokers / Dealers N/A CIK Number 0001656262 Filed Document 0001656262-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-THZ-16-Fund, a series of AngelList-KI-Funds, LLC See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001656263 Filed Document 0001656263-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NZC GUGGENHEIM FUND LTD See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001449086 Filed Document 0000899140-15-000763 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Common House 1, LLC See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001656617 Filed Document 0001656617-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Energy & Minerals Group Fund IV, LP See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group, LLC CIK Number 0001656503 Filed Document 0000902664-15-004030 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589364 Filed Document 0001140361-15-038380 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
ASIA CAPITAL REAL ESTATE PARTNERS II, L.P. See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654287 Filed Document 0001654287-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bostwick Compound LP See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001380635 Filed Document 0000919574-15-007469 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Asia Property Fund IV Feeder S.A. SICAV-SIF See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656610 Filed Document 0001656610-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AlphaSense, LLC See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $3,883,778 Associated Brokers / Dealers N/A CIK Number 0001656191 Filed Document 0001656191-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LibreMax Partners, LP See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504804 Filed Document 0000919574-15-007475 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tiger Shark Program, L.P. See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers James Norvell CIK Number 0001656579 Filed Document 0001656579-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pamfleet Real Estate Fund II, L.P. See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Michelle M. LeRoy CIK Number 0001612370 Filed Document 0001448051-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SO District Co-Invest, LLC See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $6,582,000 Associated Brokers / Dealers N/A CIK Number 0001656673 Filed Document 0001656673-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mission Value Japan Fund Offshore Ltd. See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493785 Filed Document 0001493785-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZPower, LLC See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001516426 Filed Document 0001516426-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Praesidium Strategic Opportunities Offshore Fund, Ltd. See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504014 Filed Document 0001315863-15-000842 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWINLAB CONSOLIDATED HOLDINGS, INC. See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590695 Filed Document 0001144204-15-060586 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, Ltd. See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001641220 Filed Document 0000899140-15-000764 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES CAYMAN FUND II See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589365 Filed Document 0001140361-15-038377 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund