|
|
D/A |
2018-02-07 13:48:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596877
- Filed Document
- 0001596877-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 13:48:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-07 13:47:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001728691
- Filed Document
- 0001405086-18-000028
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 13:47:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-07 13:47:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459472
- Filed Document
- 0000950142-18-000315
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 13:47:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-07 13:37:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- James River Securities Corp.
- CIK Number
- 0001676246
- Filed Document
- 0001676246-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 13:37:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-07 13:34:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649035
- Filed Document
- 0001649035-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 13:34:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2018-02-07 13:34:06 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730535
- Filed Document
- 0001730746-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 13:34:06 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-02-07 13:33:52 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730050
- Filed Document
- 0001730050-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 13:33:52 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-07 13:26:31 UTC |
- Amount To Be Raised
- $3,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729463
- Filed Document
- 0001729463-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 13:26:31 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
C/A |
2018-02-07 13:23:25 UTC |
- Financial Interest
- None
- Filing Platform
- ENTORO SECURITIES, LLC
- Offering Amount
- $410,000
- CIK Number
- 0001726073
- Filed Document
- 0001726073-18-000002
- Accepted Date
- 2018-02-07 13:23:25 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 390
- Security Offered Type
- Other
- State
- TEXAS
|
|
|
D |
2018-02-07 13:17:50 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730746
- Filed Document
- 0001730746-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 13:17:50 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-07 13:16:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604595
- Filed Document
- 0001687601-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 13:16:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-07 13:15:13 UTC |
- Amount To Be Raised
- $805,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634563
- Filed Document
- 0001634563-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 13:15:13 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-07 13:12:08 UTC |
- Amount To Be Raised
- $174,340
- Associated Brokers / Dealers
- Griffiths McBurney Corp.
- CIK Number
- 0001641528
- Filed Document
- 0001140361-18-005491
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 13:12:08 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-07 13:05:53 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730231
- Filed Document
- 0001730231-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 13:05:53 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-02-07 13:04:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Neal Tracey Berger, Shane Irving Burn, Robert Lee Morse, James Crocker Colen, William J. Irwin, Perkins Fund Marketing LLC, Nathan Z. Anderson, and Profor Securities, LLC
- CIK Number
- 0001545055
- Filed Document
- 0000919574-18-000902
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 13:04:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-07 13:01:53 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001730590
- Filed Document
- 0001730590-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 13:01:53 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-07 13:00:45 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001730591
- Filed Document
- 0001730591-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 13:00:45 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-07 12:59:18 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001730592
- Filed Document
- 0001730592-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 12:59:18 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-07 12:58:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- William J. Irwin, Neal Tracey Berger, Shane Irving Burn, Robert Lee Morse, James Crocker Colen, Perkins Fund Marketing LLC, Nathan Z. Anderson, and Profor Securities, LLC
- CIK Number
- 0001374914
- Filed Document
- 0000919574-18-000900
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 12:58:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-07 12:57:49 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001730593
- Filed Document
- 0001730593-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 12:57:49 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-07 12:56:24 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001730603
- Filed Document
- 0001730603-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 12:56:24 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-07 12:54:59 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001730604
- Filed Document
- 0001730604-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 12:54:59 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-07 12:53:30 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001730605
- Filed Document
- 0001730605-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 12:53:30 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-07 12:52:21 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001702143
- Filed Document
- 0001702143-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 12:52:21 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-02-07 12:52:13 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730723
- Filed Document
- 0001730723-18-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2018-02-07 12:52:13 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-07 12:50:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC
- CIK Number
- 0001697195
- Filed Document
- 0001697195-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 12:50:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-07 12:48:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001136418
- Filed Document
- 0001144204-18-006192
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 12:48:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-07 12:44:32 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730624
- Filed Document
- 0001445866-18-000143
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-02-07 12:44:32 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ESTONIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2018-02-07 12:39:00 UTC |
- Amount To Be Raised
- $25,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724863
- Filed Document
- 0001080368-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 12:39:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-02-07 12:33:16 UTC |
- Amount To Be Raised
- $16,051,504
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626598
- Filed Document
- 0001626598-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 12:33:16 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-07 12:29:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730618
- Filed Document
- 0001730618-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 12:29:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-07 12:15:24 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730496
- Filed Document
- 0001730496-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 12:15:24 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
COLI VUL-1 Series Account of Great-West Life & Annuity of New York
See All Filings
|
D/A |
2018-02-07 12:01:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458462
- Filed Document
- 0001157174-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 12:01:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-07 12:00:47 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001729694
- Filed Document
- 0001729694-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 12:00:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-07 11:56:53 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730671
- Filed Document
- 0001730671-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 11:56:53 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-07 11:56:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730401
- Filed Document
- 0001405086-18-000027
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 11:56:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-07 11:54:32 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730643
- Filed Document
- 0001730643-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 11:54:32 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-07 11:51:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Collins//Bay Island Securities, LLC
- CIK Number
- 0001665975
- Filed Document
- 0000919574-18-000896
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 11:51:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-07 11:49:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Phillip L. Currie, Jr., Robert W. Steinke, Donald P. Harringon, Scott J. Seibel, Bruce H. Brownell, Andrew B. Hart, Andrew P. Arigo, Brian A. Donofry, Bryant W. Kirk, Christopher H. Nyland, Patrick T. Horne, Richard A. DeVita, Jr., Robert E. Nienaber, Scott W. Holton, William D. Byron, IV, William J. Folan, William R. Holton, Adam C. Monson, Corby N. Dall, Craig C. Main, David L. DeMuth, David W. Stecher, Gregory S. Cahill, Henry B. Thomas, J. Richard Thomas, Jennifer M. Kephart, John M. Argue, John M. Dahle, Jr., Kevin M. Wernick, Michael E. Nolan, Paul S. Murray, Richard C. Callister, Robert H. Leeper, Samir H. Sheth, Scott R. Cohen, and Thomas A. Cook
- CIK Number
- 0001157174
- Filed Document
- 0001157174-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 11:49:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-07 11:49:35 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729084
- Filed Document
- 0001591408-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 11:49:35 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-07 11:45:50 UTC |
- Amount To Be Raised
- $595,288
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001309086
- Filed Document
- 0001015325-18-000006
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-02-07 11:45:50 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-07 11:43:13 UTC |
- Amount To Be Raised
- $2,000,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001687310
- Filed Document
- 0001012975-18-000140
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 11:43:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-07 11:42:11 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730506
- Filed Document
- 0001730506-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-02-07 11:42:11 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-07 11:40:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ALAN D. GLATT, DAVID W. RHUDY, and MELISSA D. GREENBERG
- CIK Number
- 0001641697
- Filed Document
- 0000919574-18-000894
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 11:40:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-07 11:36:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ALAN D. GLATT, DAVID W. RHUDY, and MELISSA D. GREENBERG
- CIK Number
- 0001624787
- Filed Document
- 0000919574-18-000892
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 11:36:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-07 11:28:48 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730312
- Filed Document
- 0001730312-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 11:28:48 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-07 11:27:51 UTC |
- Amount To Be Raised
- $850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691252
- Filed Document
- 0001691252-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 11:27:51 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-07 11:26:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001297389
- Filed Document
- 0001297389-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 11:26:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-07 11:17:50 UTC |
- Amount To Be Raised
- $1,300,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001730662
- Filed Document
- 0001730662-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 11:17:50 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2018-02-07 11:15:44 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001353367
- Filed Document
- 0001353367-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-07 11:15:44 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|