Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ZAZOVE HIGH YIELD CONVERTIBLE SECURTIES FUND LP See All Filings	D/A	2018-03-13 14:37:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001097667 Filed Document 0001097667-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:37:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Calm.com, Inc. See All Filings	D	2018-03-13 14:37:13 UTC
Amount To Be Raised $7,935,825 Associated Brokers / Dealers N/A CIK Number 0001721834 Filed Document 0001721834-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:37:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FIRST EAGLE INTERNATIONAL VALUE FUND, LP See All Filings	D/A	2018-03-13 14:34:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FEF DISTRIBUTORS, LLC CIK Number 0001450194 Filed Document 0000919574-18-002432 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:34:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PhotoniCare, Inc. See All Filings	D/A	2018-03-13 14:34:20 UTC
Amount To Be Raised $2,048,206 Associated Brokers / Dealers N/A CIK Number 0001645671 Filed Document 0001645671-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:34:20 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access LXIV, LP See All Filings	D	2018-03-13 14:34:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733828 Filed Document 0001733828-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:34:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Eagle Global Value Fund, LP See All Filings	D/A	2018-03-13 14:30:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FEF DISTRIBUTORS, LLC CIK Number 0001484313 Filed Document 0000919574-18-002430 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:30:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
21 APRIL FUND, L.P. See All Filings	D/A	2018-03-13 14:28:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459688 Filed Document 0000919574-18-002428 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:28:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QUMULO, INC. See All Filings	D	2018-03-13 14:27:28 UTC
Amount To Be Raised $507,500 Associated Brokers / Dealers N/A CIK Number 0001546162 Filed Document 0001546162-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:27:28 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
P.A.W. SMALL CAP PARTNERS, L.P. See All Filings	D/A	2018-03-13 14:24:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473700 Filed Document 0000919574-18-002426 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:24:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Upwild, LLC See All Filings	D	2018-03-13 14:21:57 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001733384 Filed Document 0001733384-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:21:57 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ZAZOVE GLOBAL CONVERTIBLE FUND LP See All Filings	D/A	2018-03-13 14:21:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000934758 Filed Document 0000934758-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:21:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRBT 4, LLC See All Filings	D	2018-03-13 14:20:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734336 Filed Document 0001734336-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:20:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Junction AI Inc. See All Filings	D	2018-03-13 14:17:39 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001733818 Filed Document 0001733818-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:17:39 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
PERMANENT EQUITY I, L.P. See All Filings	D/A	2018-03-13 14:15:49 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001725483 Filed Document 0001725483-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:15:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ZAZOVE CONVERTIBLE SECURITIES FUND INC See All Filings	D/A	2018-03-13 14:04:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001076322 Filed Document 0001076322-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:04:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newark Venture Partners Fund, L.P. See All Filings	D/A	2018-03-13 14:02:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648301 Filed Document 0001648301-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-13 14:02:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookview Lynnwood Park LLC See All Filings	D	2018-03-13 14:00:45 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001731752 Filed Document 0001731752-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 14:00:45 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Mortgage Capital Partners, LLC See All Filings	D	2018-03-13 13:50:23 UTC
Amount To Be Raised $2,302,105 Associated Brokers / Dealers N/A CIK Number 0001734391 Filed Document 0001734391-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 13:50:23 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TJC Real Estate Lender II LLC See All Filings	D	2018-03-13 13:48:37 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001734225 Filed Document 0001734225-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-13 13:48:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silvershore Internet Opportunity Fund I LP See All Filings	D	2018-03-13 13:48:13 UTC
Amount To Be Raised $70,125,000 Associated Brokers / Dealers Artist Capital LLC CIK Number 0001732648 Filed Document 0001732648-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 13:48:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIESTA TEA Co See All Filings	D	2018-03-13 13:46:25 UTC
Amount To Be Raised $1,128,604 Associated Brokers / Dealers Fundme Securities LLC CIK Number 0001573391 Filed Document 0001573391-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 13:46:25 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ZAZOVE AGGRESSIVE GROWTH FUND LP See All Filings	D/A	2018-03-13 13:40:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001006700 Filed Document 0001006700-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 13:40:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chicago Self Storage, LLC See All Filings	D	2018-03-13 13:36:11 UTC
Amount To Be Raised $2,388,000 Associated Brokers / Dealers none CIK Number 0001488817 Filed Document 0001488817-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-13 13:36:11 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
POUNDWISHES INC. See All Filings	C/A	2018-03-13 13:35:37 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001667516 Filed Document 0001665160-18-000197 Accepted Date 2018-03-13 13:35:37 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Common Stock State CALIFORNIA
KINDERHOOK BANK CORP See All Filings	D	2018-03-13 13:34:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001025991 Filed Document 0001025991-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 13:34:20 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
StoreRight (Lutz XV), LLC See All Filings	D	2018-03-13 13:26:38 UTC
Amount To Be Raised $2,485,000 Associated Brokers / Dealers n/a CIK Number 0001734127 Filed Document 0001734127-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 13:26:38 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
HUP Sylvan LLC See All Filings	D	2018-03-13 13:19:30 UTC
Amount To Be Raised $2,820,000 Associated Brokers / Dealers N/A CIK Number 0001733209 Filed Document 0001733209-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 13:19:30 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Surgical Innovation Associates Inc. See All Filings	D	2018-03-13 13:19:04 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001674402 Filed Document 0001674402-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 13:19:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Red & Blue Penn & Hunt Annex Fund, LP See All Filings	D	2018-03-13 13:14:18 UTC
Amount To Be Raised $3,089,646 Associated Brokers / Dealers N/A CIK Number 0001733898 Filed Document 0001733898-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 13:14:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H.I.G. Bayside Loan Opportunity Fund V (Europe-US$), L.P. See All Filings	D	2018-03-13 12:56:40 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001734343 Filed Document 0001734343-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 12:56:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Colorado Hemp Institute, LLC See All Filings	D	2018-03-13 12:55:10 UTC
Amount To Be Raised $15,800,000 Associated Brokers / Dealers N/A CIK Number 0001734358 Filed Document 0001734358-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-13 12:55:10 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CH Vitti Street Associates, LLC See All Filings	D	2018-03-13 12:52:02 UTC
Amount To Be Raised $4,336,800 Associated Brokers / Dealers N/A CIK Number 0001734257 Filed Document 0001734257-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 12:52:02 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
FC Roberts 8, LLC See All Filings	D	2018-03-13 12:47:16 UTC
Amount To Be Raised $730,000 Associated Brokers / Dealers N/A CIK Number 0001733041 Filed Document 0001733041-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 12:47:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Nexo Capital Inc. See All Filings	D/A	2018-03-13 12:45:57 UTC
Amount To Be Raised $52,500,000 Associated Brokers / Dealers N/A CIK Number 0001732097 Filed Document 0001732097-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-03-13 12:45:57 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Other
Irving Investors Anaplan II LLC See All Filings	D	2018-03-13 12:43:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734263 Filed Document 0001734263-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 12:43:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C6 Combustion Technologies, LP See All Filings	D/A	2018-03-13 12:38:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517395 Filed Document 0001517395-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 12:38:33 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
PECONIC PARTNERS INSURANCE FUND LP See All Filings	D/A	2018-03-13 12:38:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467895 Filed Document 0001164691-18-000054 Exclusions or Exemptions 506b Accepted Date 2018-03-13 12:38:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Altum Credit Fund, Ltd. See All Filings	D/A	2018-03-13 12:37:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482687 Filed Document 0000919574-18-002424 Exclusions or Exemptions 506b Accepted Date 2018-03-13 12:37:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Senaptec LLC See All Filings	D/A	2018-03-13 12:33:18 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001618284 Filed Document 0001618284-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 12:33:18 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Whetstone International Network, LLC See All Filings	D	2018-03-13 12:31:59 UTC
Amount To Be Raised $41,500 Associated Brokers / Dealers N/A CIK Number 0001734117 Filed Document 0001734117-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-03-13 12:31:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Altum Credit Fund, L.P. See All Filings	D/A	2018-03-13 12:31:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482653 Filed Document 0000919574-18-002422 Exclusions or Exemptions 506b Accepted Date 2018-03-13 12:31:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UNITED BANCORP INC See All Filings	D	2018-03-13 12:31:07 UTC
Amount To Be Raised $834,960 Associated Brokers / Dealers United Bancorp, Inc. CIK Number 0001196969 Filed Document 0001196969-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 12:31:07 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WPCM Valley Bend Holdings, LLC See All Filings	D	2018-03-13 12:31:01 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001734209 Filed Document 0001734209-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 12:31:01 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ProviderCo, LLC See All Filings	D	2018-03-13 12:27:43 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001733901 Filed Document 0001733901-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 12:27:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
NGA Capital Feeder Fund L.P. See All Filings	D/A	2018-03-13 12:22:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Nomura Securities International, Inc. CIK Number 0001544277 Filed Document 0001544277-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 12:22:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuralmagic, Inc. See All Filings	D	2018-03-13 12:21:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001733316 Filed Document 0001733316-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-13 12:21:26 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Alpine Merger Growth, L.P. See All Filings	D	2018-03-13 12:20:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730503 Filed Document 0001730503-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 12:20:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Scout Bio, Inc. See All Filings	D	2018-03-13 12:16:09 UTC
Amount To Be Raised $9,290,416 Associated Brokers / Dealers N/A CIK Number 0001734351 Filed Document 0001734351-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 12:16:09 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GSO Capital Solutions Overseas Feeder Fund III L.P. See All Filings	D/A	2018-03-13 12:14:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Compass Group Global Advisors, IBK Securities Co., Ltd., Korea Investment & Securities Co., Ltd., and Merrill Lynch, Pierce, Feener & Smith Incorporated CIK Number 0001710231 Filed Document 0001710231-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 12:14:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRANT POINT FUND INTERNATIONAL LTD See All Filings	D/A	2018-03-13 12:14:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001221485 Filed Document 0001221485-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-13 12:14:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund