|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001650165
- Filed Document
- 0001650165-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654982
- Filed Document
- 0001654982-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $37,370,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656917
- Filed Document
- 0001656917-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657165
- Filed Document
- 0000919574-15-007565
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590052
- Filed Document
- 0000902664-15-004060
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $4,499,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571426
- Filed Document
- 0001571426-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A.
- CIK Number
- 0001502396
- Filed Document
- 0001463851-15-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
PineBridge Senior Secured Loan Sub-Trust 2, a sub-trust of PineBridge Senior Secured Loan Trust
See All Filings
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PineBridge Securities LLC
- CIK Number
- 0001589548
- Filed Document
- 0001589548-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A.
- CIK Number
- 0001504295
- Filed Document
- 0001463851-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A.
- CIK Number
- 0001341615
- Filed Document
- 0001463851-15-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $125,000,000
- Associated Brokers / Dealers
- Equus Financial Consulting LLC and CoBiz, Inc.
- CIK Number
- 0001652408
- Filed Document
- 0001652408-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656758
- Filed Document
- 0001140361-15-039072
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
GAM Absolute Return Bond Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC
See All Filings
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001478104
- Filed Document
- 0001478104-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001337739
- Filed Document
- 0001337739-15-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001468154
- Filed Document
- 0001012975-15-000715
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $47,250,017
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001435090
- Filed Document
- 0001435090-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001405397
- Filed Document
- 0000899140-15-000776
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600235
- Filed Document
- 0000913849-15-000287
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656007
- Filed Document
- 0001656007-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $131,612,334
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656161
- Filed Document
- 0001656161-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655023
- Filed Document
- 0001655023-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657029
- Filed Document
- 0001657029-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001006028
- Filed Document
- 0001006028-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $4,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657058
- Filed Document
- 0001657058-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A.
- CIK Number
- 0001562185
- Filed Document
- 0001463851-15-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $350,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657189
- Filed Document
- 0001657189-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588591
- Filed Document
- 0001588591-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649866
- Filed Document
- 0001649866-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623759
- Filed Document
- 0001623759-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
GCA Sustainable Growth Long Only Feeder Fund Offshore, Ltd.
See All Filings
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623760
- Filed Document
- 0001623760-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570006
- Filed Document
- 0000919574-15-007583
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001401868
- Filed Document
- 0001401868-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, CREDIT SUISSE SECURITIES (USA) LLC, DOMINICK & DICKERMAN LLC, Morgan Stanley & Co. LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and PICKWICK CAPITAL PARTNERS, LLC
- CIK Number
- 0001278834
- Filed Document
- 0000919574-15-007538
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., SANDERS MORRIS HARRIS INC., RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, CREDIT SUISSE SECURITIES (USA) LLC, DOMINICK & DICKERMAN LLC, Morgan Stanley & Co. LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and PICKWICK CAPITAL PARTNERS, LLC
- CIK Number
- 0001278834
- Filed Document
- 0000919574-15-007540
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656967
- Filed Document
- 0001656967-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC ("JPM") and J.P. Morgan Institutional Investments Inc. ("JPMII")
- CIK Number
- 0001656025
- Filed Document
- 0000899140-15-000771
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001509211
- Filed Document
- 0001509211-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655810
- Filed Document
- 0001655810-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001461227
- Filed Document
- 0001461227-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001481760
- Filed Document
- 0000899140-15-000772
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656595
- Filed Document
- 0001656595-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon, N.A.
- CIK Number
- 0001350497
- Filed Document
- 0001463851-15-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512766
- Filed Document
- 0001463851-15-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572285
- Filed Document
- 0001572285-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590540
- Filed Document
- 0001590540-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001516426
- Filed Document
- 0001516426-15-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640518
- Filed Document
- 0001640518-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $1,809,992
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656572
- Filed Document
- 0001656572-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Harbor Light Securities LLC
- CIK Number
- 0001650497
- Filed Document
- 0001650497-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-10-30 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657277
- Filed Document
- 0001657277-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-10-30 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|