Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PierianDx, Inc. See All Filings	D	2018-02-09 17:33:58 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001730902 Filed Document 0001730902-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 17:33:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Iintoo Albuquerque Monterra Vukota LP See All Filings	D	2018-02-09 17:32:13 UTC
Amount To Be Raised $3,335,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001730915 Filed Document 0001667731-18-000023 Exclusions or Exemptions 506c Accepted Date 2018-02-09 17:32:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UC Asset LP See All Filings	1-A	2018-02-09 17:32:12 UTC
Amount To Be Raised $2 Associated Brokers / Dealers N/A CIK Number 0001723517 Filed Document 0001213900-18-001539 Accepted Date 2018-02-09 17:32:12 UTC Type of Offering 1-A Industry REAL ESTATE DEALERS (FOR THEIR OWN ACCOUNT) Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $318,430 State of Jurisdiction DELAWARE Type of Security Other(describe)
New 2ND Capital Friends, Family, & Founders Fund I, L.P. See All Filings	D	2018-02-09 17:31:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQUAFORTE A, INC. and MD GLOBAL PARTNERS, LLC CIK Number 0001730342 Filed Document 0001730342-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 17:31:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAPELLA PHOTONICS INC See All Filings	D	2018-02-09 17:26:46 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001231525 Filed Document 0001140361-18-006378 Exclusions or Exemptions 506b Accepted Date 2018-02-09 17:26:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Symetra Separate Account VL See All Filings	D	2018-02-09 17:25:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0001449482-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 17:25:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acropolis Games LLC See All Filings	C	2018-02-09 17:23:46 UTC
Financial Interest The resulting aggregate Placement Fee does not include a $1,000 Offering Preparation fee paid prior to the Offering. Filing Platform LOCALSTAKE MARKETPLACE LLC Offering Amount CIK Number 0001730206 Filed Document 0001730206-18-000001 Accepted Date 2018-02-09 17:23:46 UTC Type of Offering C Security Offered Amount 105,000 Security Offered Type Other State MICHIGAN
Realty Mogul 92, LLC See All Filings	D/A	2018-02-09 17:17:48 UTC
Amount To Be Raised $1,075,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001723675 Filed Document 0001723675-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 17:17:48 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
DataVisor, Inc. See All Filings	D	2018-02-09 17:17:28 UTC
Amount To Be Raised $40,000,095 Associated Brokers / Dealers N/A CIK Number 0001730686 Filed Document 0001730686-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 17:17:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TWC Expedition Co-Invest, L.P. See All Filings	D	2018-02-09 17:04:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730305 Filed Document 0001730305-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 17:04:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEYI, Inc. See All Filings	D	2018-02-09 17:00:51 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001730940 Filed Document 0001730940-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 17:00:51 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HyperSciences, Inc. See All Filings	D	2018-02-09 16:57:35 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001646921 Filed Document 0001646921-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:57:35 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Carlyle Eagle Coinvestment, L.P. See All Filings	D	2018-02-09 16:56:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001729230 Filed Document 0001729230-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:56:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HZO, INC. See All Filings	D/A	2018-02-09 16:56:11 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers GP Nurmenkari Inc. and BlackWatch Advisors LLC CIK Number 0001505264 Filed Document 0001505264-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:56:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Kennedy Wilson Real Estate Fund VI - Parallel Q, LP See All Filings	D	2018-02-09 16:52:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730720 Filed Document 0001730720-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:52:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Europe Opportunities Master Fund, L.P. See All Filings	D/A	2018-02-09 16:51:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, N/A, N/A, N/A, and N/A CIK Number 0001492359 Filed Document 0001405086-18-000030 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:51:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wave I, L.P. See All Filings	D	2018-02-09 16:50:28 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001730562 Filed Document 0001730562-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:50:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CGFSP III Eagle Coinvestment Holdings, L.P. See All Filings	D	2018-02-09 16:49:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001730691 Filed Document 0001730691-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:49:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New 2ND Capital Offshore Feeder Fund I, L.P. See All Filings	D	2018-02-09 16:49:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730339 Filed Document 0001730339-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:49:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New 2ND Capital Fund I, L.P. See All Filings	D	2018-02-09 16:46:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQUAFORTE A, INC. and MD GLOBAL PARTNERS, LLC CIK Number 0001730341 Filed Document 0001730341-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:46:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Creekside South Holdings, LLC See All Filings	D	2018-02-09 16:39:45 UTC
Amount To Be Raised $7,399,984 Associated Brokers / Dealers Bin, LLC and Ira Lawrence CIK Number 0001730352 Filed Document 0001730352-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:39:45 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Auris Medical Holding AG See All Filings	D	2018-02-09 16:39:42 UTC
Amount To Be Raised $5,499,999 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0001601936 Filed Document 0000950103-18-001817 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:39:42 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business SWITZERLAND Revenue or Assets $No Revenues Type of Security Equity
BBH Capital Partners Opportunities Fund, L.P. See All Filings	D	2018-02-09 16:38:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725654 Filed Document 0001725654-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:38:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vegalab, Inc. See All Filings	D	2018-02-09 16:36:57 UTC
Amount To Be Raised $4,995,000 Associated Brokers / Dealers NA CIK Number 0001435224 Filed Document 0001575872-18-000025 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:36:57 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OPEN DOORS PARTNERS, LLC See All Filings	D	2018-02-09 16:35:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001724977 Filed Document 0001724977-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:35:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Agile Network Builders, LLC See All Filings	D	2018-02-09 16:32:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001621765 Filed Document 0001621765-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:32:33 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ATALANTA VARIABLE FUND, L.P. See All Filings	D/A	2018-02-09 16:29:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001023399 Filed Document 0000919574-18-000975 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:29:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPC III, LLC See All Filings	D	2018-02-09 16:25:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:25:56 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
DatChat, Inc. See All Filings	D	2018-02-09 16:25:38 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001648960 Filed Document 0001213900-18-001509 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:25:38 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
NPC III, LLC See All Filings	D	2018-02-09 16:21:58 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:21:58 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
NGA Capital Feeder Fund Ltd See All Filings	D/A	2018-02-09 16:20:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Nomura Securities International, Inc. CIK Number 0001633947 Filed Document 0001633947-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:20:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LILIS ENERGY, INC. See All Filings	D	2018-02-09 16:17:17 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001437557 Filed Document 0001144204-18-006962 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:17:17 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Malibu Compost Inc. See All Filings	C/A	2018-02-09 16:11:48 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001717349 Filed Document 0001670254-18-000031 Accepted Date 2018-02-09 16:11:48 UTC Type of Offering C/A Security Offered Amount 7,000 Security Offered Type Preferred Stock State CALIFORNIA
Monroe Capital Private Credit Fund III (CAIS) LP See All Filings	D	2018-02-09 16:07:27 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers CAIS Capital LLC CIK Number 0001730353 Filed Document 0001730353-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:07:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TORCHLIGHT ENERGY RESOURCES INC See All Filings	D	2018-02-09 16:06:34 UTC
Amount To Be Raised $4,332,150 Associated Brokers / Dealers Roger Overby CIK Number 0001431959 Filed Document 0001199835-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:06:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
ORTHOSENSOR, INC See All Filings	D	2018-02-09 16:00:00 UTC
Amount To Be Raised $2,000,004 Associated Brokers / Dealers N/A CIK Number 0001436914 Filed Document 0000897069-18-000108 Exclusions or Exemptions 506b Accepted Date 2018-02-09 16:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PeachJar, Inc. See All Filings	D	2018-02-09 15:59:16 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001730809 Filed Document 0001730809-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 15:59:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CTW Automation, Inc. See All Filings	D	2018-02-09 15:54:49 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001730921 Filed Document 0001730921-18-000001 Exclusions or Exemptions 504 and 506c Accepted Date 2018-02-09 15:54:49 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AG Mortgage Value Participation Fund Ltd. See All Filings	D/A	2018-02-09 15:42:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001571333 Filed Document 0001571333-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 15:42:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pigeonly, Inc. See All Filings	C	2018-02-09 15:30:56 UTC
Financial Interest 2% of the Securities being issued in this Offering Filing Platform OpenDeal Inc. dba "Republic" Offering Amount $250,000 CIK Number 0001580960 Filed Document 0001580960-18-000001 Accepted Date 2018-02-09 15:30:56 UTC Type of Offering C Security Offered Amount 1 Security Offered Type Other State NEVADA
ARTURO CAPITAL LP - SERIES B See All Filings	D	2018-02-09 15:29:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730932 Filed Document 0001730931-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-09 15:29:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THELEME FUND LTD See All Filings	D/A	2018-02-09 15:26:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482967 Filed Document 0000919574-18-000965 Exclusions or Exemptions 506b Accepted Date 2018-02-09 15:26:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MERITAGE HOSPITALITY GROUP INC See All Filings	D/A	2018-02-09 15:25:08 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Dougherty & Company LLC CIK Number 0000808219 Filed Document 0000892251-18-000024 Exclusions or Exemptions 506b Accepted Date 2018-02-09 15:25:08 UTC Type of Offering D/A Industry Restaurants Principal Place of Business MICHIGAN Revenue or Assets $Over $100,000,000 Type of Security Equity
Neuberger Berman Emerging Markets Equity Fund L.P. See All Filings	D/A	2018-02-09 15:23:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001581311 Filed Document 0001140361-18-006263 Exclusions or Exemptions 506b Accepted Date 2018-02-09 15:23:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARTURO CAPITAL LP - SERIES A See All Filings	D	2018-02-09 15:21:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730931 Filed Document 0001730931-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 15:21:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Mortgage Value Participation Fund LLC See All Filings	D/A	2018-02-09 15:21:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001568644 Filed Document 0001568644-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 15:21:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THELEME FUND LP See All Filings	D/A	2018-02-09 15:20:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480782 Filed Document 0000919574-18-000963 Exclusions or Exemptions 506b Accepted Date 2018-02-09 15:20:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman International Small Cap Fund L.P. See All Filings	D/A	2018-02-09 15:17:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001696057 Filed Document 0001140361-18-006256 Exclusions or Exemptions 506b Accepted Date 2018-02-09 15:17:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SW Innovative Holdings, Inc. See All Filings	1-A	2018-02-09 15:17:10 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001621388 Filed Document 0001549212-18-000007 Accepted Date 2018-02-09 15:17:10 UTC Type of Offering 1-A Industry SERVICES-TELEPHONE INTERCONNECT SYSTEMS Offering Tier Tier1 Principal Place of Business TEXAS Revenue or Assets $36,905 State of Jurisdiction TEXAS Type of Security Equity (common or preferred stock)
CERIA Inc. See All Filings	D	2018-02-09 15:14:14 UTC
Amount To Be Raised $20,500,000 Associated Brokers / Dealers N/A CIK Number 0001729978 Filed Document 0001729978-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 15:14:14 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity