Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Beach Point Loan Fund LP See All Filings	D/A	2018-02-14 11:17:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484453 Filed Document 0001484453-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 11:17:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
320 Kingsland, LLC See All Filings	C/A	2018-02-14 11:16:47 UTC
Financial Interest n/a Filing Platform GrowthFountain Capital LLC Offering Amount $1,000,000 CIK Number 0001730727 Filed Document 0001730727-18-000004 Accepted Date 2018-02-14 11:16:47 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State NEW YORK
Sutton Square Partners Fund, L.P. See All Filings	D/A	2018-02-14 11:11:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684667 Filed Document 0001684667-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-14 11:11:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sway Health, Inc. See All Filings	D	2018-02-14 11:10:51 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001689871 Filed Document 0001689871-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-14 11:10:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sutton Square Partners (Offshore) Fund, Ltd. See All Filings	D/A	2018-02-14 11:10:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684669 Filed Document 0001684669-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-14 11:10:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LegWorks, Inc. See All Filings	D	2018-02-14 11:08:38 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001630428 Filed Document 0001630428-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 11:08:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HARTE HANKS INC See All Filings	D	2018-02-14 11:05:10 UTC
Amount To Be Raised $9,926,000 Associated Brokers / Dealers N/A CIK Number 0000045919 Filed Document 0001104659-18-009504 Exclusions or Exemptions 506b Accepted Date 2018-02-14 11:05:10 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Triloma Financial Group LLC See All Filings	D	2018-02-14 11:00:12 UTC
Amount To Be Raised $6,340,000 Associated Brokers / Dealers N/A CIK Number 0001730472 Filed Document 0001730472-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-02-14 11:00:12 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Triloma Financial Group LLC See All Filings	D	2018-02-14 11:00:11 UTC
Amount To Be Raised $6,340,000 Associated Brokers / Dealers N/A CIK Number 0001730472 Filed Document 0001730472-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-02-14 11:00:11 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BlastWave, Inc. See All Filings	D	2018-02-14 10:55:03 UTC
Amount To Be Raised $8,313,063 Associated Brokers / Dealers N/A CIK Number 0001731420 Filed Document 0001731420-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 10:55:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SORIN ACTIVE TRADING FUND LP See All Filings	D/A	2018-02-14 10:50:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693590 Filed Document 0000919574-18-001632 Exclusions or Exemptions 506b Accepted Date 2018-02-14 10:50:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
WANDERING BEAR INC. See All Filings	D	2018-02-14 10:24:37 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001696902 Filed Document 0001696902-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 10:24:37 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MC ASIA LONG TERM UNCONSTRAINED FUND See All Filings	D/A	2018-02-14 10:22:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001546425 Filed Document 0001546425-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 10:22:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patriarch Distillers LLC See All Filings	D/A	2018-02-14 10:20:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662898 Filed Document 0001662898-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 10:20:12 UTC Type of Offering D/A Industry Other Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Martin Currie Japan Absolute Return Fund See All Filings	D/A	2018-02-14 10:13:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES LLC CIK Number 0001666299 Filed Document 0001666299-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 10:13:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIMS Private Equity Participants XII LLC See All Filings	D	2018-02-14 10:13:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001731227 Filed Document 0001731227-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 10:13:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York AN Fund, L.P. See All Filings	D	2018-02-14 10:01:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730715 Filed Document 0001144204-18-008355 Exclusions or Exemptions 506b Accepted Date 2018-02-14 10:01:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROSEBROOK 2018 CO-INVEST I LP See All Filings	D	2018-02-14 09:49:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STONEHAVEN, LLC CIK Number 0001731379 Filed Document 0001731379-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 09:49:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAYWIC Select Investments II L.P. See All Filings	D/A	2018-02-14 09:40:14 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001685931 Filed Document 0001685931-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 09:40:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Hex Performance, LLC See All Filings	D	2018-02-14 09:32:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698734 Filed Document 0001698734-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-14 09:32:51 UTC Type of Offering D Industry Retailing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Hex Performance, LLC See All Filings	D	2018-02-14 09:29:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Avalon Securities, Ltd. CIK Number 0001698734 Filed Document 0001698734-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 09:29:44 UTC Type of Offering D Industry Retailing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Home Ec Inc. See All Filings	D/A	2018-02-14 09:12:33 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001528566 Filed Document 0001528566-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 09:12:33 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Altalis Capital Partners, LP See All Filings	D/A	2018-02-14 08:49:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571201 Filed Document 0000919574-18-001447 Exclusions or Exemptions 506b Accepted Date 2018-02-14 08:49:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HPI Real Estate Fund VI LLC See All Filings	D	2018-02-14 08:26:52 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Orchard Securities, LLC, Concorde Investment Services, LLC, DFPG Investments, Inc., Emerson Equity LLC, Calton & Associates, Inc., and Sunbelt Securities, Inc. CIK Number 0001730926 Filed Document 0001140361-18-007485 Exclusions or Exemptions 506b Accepted Date 2018-02-14 08:26:52 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Aspen REIT, Inc. See All Filings	1-A POS	2018-02-14 07:30:43 UTC
Amount To Be Raised $33,500,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001694997 Filed Document 0001104659-18-009383 Accepted Date 2018-02-14 07:30:43 UTC Type of Offering 1-A POS Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $34,933,207 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
Activant Ventures II, LP See All Filings	D/A	2018-02-14 06:40:28 UTC
Amount To Be Raised $129,100,000 Associated Brokers / Dealers FPCG, LLC CIK Number 0001700038 Filed Document 0001700038-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-14 06:40:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Solus Senior High Income Dedicated Fund LP See All Filings	D/A	2018-02-14 06:31:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698404 Filed Document 0000902664-18-001015 Exclusions or Exemptions 506b Accepted Date 2018-02-14 06:31:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solus Senior High Income Fund Domestic LP See All Filings	D/A	2018-02-14 06:27:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698395 Filed Document 0000902664-18-001014 Exclusions or Exemptions 506b Accepted Date 2018-02-14 06:27:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ColorStars Group See All Filings	D/A	2018-02-14 06:27:04 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001418780 Filed Document 0001493152-18-002040 Exclusions or Exemptions 506b Accepted Date 2018-02-14 06:27:04 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business TAIWAN, PROVINCE OF CHINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Better Medicine, Inc. See All Filings	D	2018-02-13 21:44:23 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001730870 Filed Document 0001730870-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 21:44:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
CER Italian Logistics Feeder, L.P. See All Filings	D	2018-02-13 21:37:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001725119 Filed Document 0001725119-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 21:37:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Zoi, Inc. See All Filings	C/A	2018-02-13 20:08:03 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $55,346 CIK Number 0001701370 Filed Document 0001665160-18-000109 Accepted Date 2018-02-13 20:08:03 UTC Type of Offering C/A Security Offered Amount 47,619 Security Offered Type Common Stock State CALIFORNIA
TRP Fund 1 LP See All Filings	D	2018-02-13 19:55:34 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001731307 Filed Document 0001731307-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-02-13 19:55:34 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ATRIUM INSIGHT INC. See All Filings	D	2018-02-13 19:34:44 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001731140 Filed Document 0001731140-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 19:34:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sepio Capital Aggregates Fund, LP See All Filings	D	2018-02-13 19:18:17 UTC
Amount To Be Raised $34,750,000 Associated Brokers / Dealers N/A CIK Number 0001730583 Filed Document 0001144204-18-008153 Exclusions or Exemptions 506b Accepted Date 2018-02-13 19:18:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guggy Global Fun, Inc. See All Filings	D	2018-02-13 19:04:17 UTC
Amount To Be Raised $2,174,998 Associated Brokers / Dealers N/A CIK Number 0001730856 Filed Document 0001730856-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 19:04:17 UTC Type of Offering D Industry Other Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Simply Augmented, Inc. See All Filings	D	2018-02-13 18:46:50 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001731369 Filed Document 0001731369-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 18:46:50 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Matador Market Neutral Fund LP See All Filings	D	2018-02-13 18:29:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727721 Filed Document 0001727721-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 18:29:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Royalty Flow Inc. See All Filings	1-A POS	2018-02-13 18:26:54 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001709847 Filed Document 0001477932-18-000818 Accepted Date 2018-02-13 18:26:54 UTC Type of Offering 1-A POS Industry INVESTORS, NEC Offering Tier Tier2 Principal Place of Business COLORADO Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Skycatcher Fund, LP See All Filings	D	2018-02-13 18:25:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648797 Filed Document 0001648797-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 18:25:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOLLY ENERGY PARTNERS LP See All Filings	D	2018-02-13 18:19:54 UTC
Amount To Be Raised $110,001,000 Associated Brokers / Dealers N/A CIK Number 0001283140 Filed Document 0001283140-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-02-13 18:19:54 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
PQ Bypass, Inc. See All Filings	D	2018-02-13 18:19:24 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001563597 Filed Document 0001563597-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 18:19:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Littlejohn Opportunities Offshore Fund Ltd See All Filings	D/A	2018-02-13 18:18:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569062 Filed Document 0001569062-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-13 18:18:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Littlejohn Opportunities Fund LP See All Filings	D/A	2018-02-13 18:14:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510288 Filed Document 0001569062-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 18:14:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bonvee, Inc. See All Filings	D/A	2018-02-13 18:01:07 UTC
Amount To Be Raised $6,700,009 Associated Brokers / Dealers N/A CIK Number 0001708755 Filed Document 0001708755-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-13 18:01:07 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Novasentis, Inc. See All Filings	D	2018-02-13 17:50:29 UTC
Amount To Be Raised $14,010,575 Associated Brokers / Dealers N/A CIK Number 0001433425 Filed Document 0001433425-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-13 17:50:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Pixobot, Inc. See All Filings	D	2018-02-13 17:42:30 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001653731 Filed Document 0001731324-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-13 17:42:30 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Relay Investments II, LP See All Filings	D/A	2018-02-13 17:41:40 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001698273 Filed Document 0000897069-18-000118 Exclusions or Exemptions 506b Accepted Date 2018-02-13 17:41:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vydia, Inc. See All Filings	D	2018-02-13 17:41:01 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001685478 Filed Document 0001685478-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-02-13 17:41:01 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MHC Mutual Conversion Fund, L.P. See All Filings	D/A	2018-02-13 17:35:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459674 Filed Document 0001315863-18-000145 Exclusions or Exemptions 506b Accepted Date 2018-02-13 17:35:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity