Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Acadian Global Market Neutral Fund, LLC See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001442838 Filed Document 0001442838-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seer Capital Partners Offshore Fund Ltd. See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Stonehaven, LLC CIK Number 0001463207 Filed Document 0000902664-15-004184 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sunrise Capital Master Fund, LP See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657831 Filed Document 0001657831-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AURORA LIMITED PARTNERSHIP See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc., Barclays Capital Inc., Morgan Stanley Smith Barney LLC, and RBC Capital Markets, LLC CIK Number 0001010290 Filed Document 0001010290-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diversified Transbay LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers N/A CIK Number 0001655790 Filed Document 0001382963-15-000132 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
iCross Fund 1 LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers iCross Fund 1 LLC CIK Number 0001657740 Filed Document 0001657741-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BioCollective, LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001655711 Filed Document 0001655711-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Drumcliffe Partners III, LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656699 Filed Document 0001656699-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SecureAuth Corp See All Filings	D	2015-11-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001615773 Filed Document 0001615773-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Metropolitan Capital Bancorp Inc See All Filings	D	2015-11-07 00:00:00 UTC
Amount To Be Raised $1,820,192 Associated Brokers / Dealers N/A CIK Number 0001422322 Filed Document 0000897069-15-000522 Exclusions or Exemptions 506b Accepted Date 2015-11-07 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Anvari Macro Partners, LP See All Filings	D	2015-11-06 15:53:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657717 Filed Document 0001657717-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 15:53:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NC Solar Fund VI, LP See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $14,900,000 Associated Brokers / Dealers N/A CIK Number 0001657931 Filed Document 0001461373-15-000050 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FI Navigator Corp See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001656754 Filed Document 0001656754-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Video Medicine, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001632359 Filed Document 0001632359-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
TAKUMI CAPITAL MANAGEMENT, LP See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Carrollton Capital Partners, LLC CIK Number 0001623458 Filed Document 0001623458-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Zero Gravity Solutions, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers GREAT POINT CAPITAL, LLC and LIVINGSTON SECURITIES, LLC CIK Number 0001574186 Filed Document 0001574186-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Brevan Howard Multi-Strategy Participation Fund Ltd. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001535135 Filed Document 0001535135-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHIT: Core Plus Fixed Income Trust See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557645 Filed Document 0001557645-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Limelight Health, Inc. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001616491 Filed Document 0001616491-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HK BATTERY TECHNOLOGY INC See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $99,000,000 Associated Brokers / Dealers N/A CIK Number 0001369203 Filed Document 0001078782-15-001762 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HORSE & HOUND, LTD. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591172 Filed Document 0000919574-15-007656 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Welsh, Carson, Anderson & Stowe XII, L.P. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASANTE CAPITAL GROUP LLP CIK Number 0001626317 Filed Document 0001626317-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bay State Surgical Services, LLC See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $102,000 Associated Brokers / Dealers N/A CIK Number 0001470084 Filed Document 0001470084-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Social Equities Fund LP See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624130 Filed Document 0001624130-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diversified U.S. Equities Sectors Fund, LLC See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578506 Filed Document 0001578506-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PV Deroche LLC See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001657551 Filed Document 0001657551-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
SameDay Security, Inc. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001463963 Filed Document 0001463963-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Osage Venture Partners IV, LP See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001652361 Filed Document 0001192482-15-000418 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KNIGHTHEAD DOMESTIC FUND, LP See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438287 Filed Document 0000919574-15-007668 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OZOIF IRA Access Ltd. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001515332 Filed Document 0001515332-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genomind, Inc. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised $13,250,000 Associated Brokers / Dealers N/A CIK Number 0001604902 Filed Document 0001604902-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Solera Health, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001657730 Filed Document 0001657730-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Soma Water, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $2,683,983 Associated Brokers / Dealers Fundme Securities LLC d/b/a CircleUp CIK Number 0001580334 Filed Document 0001580334-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Photofy, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001593675 Filed Document 0001593675-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Virtus Real Estate Capital II, LP See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Charles Reiling and Matthew Rozzi CIK Number 0001652445 Filed Document 0001652445-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
AG Mortgage Value Participation Fund LLC See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001568644 Filed Document 0001568644-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ty View Capital Fund, L.P. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524344 Filed Document 0001524344-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIG SECURITIZED ASSET FUND, L.P. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Omar Naeem and Stuart Oltchick CIK Number 0001557739 Filed Document 0000919574-15-007662 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Welsh, Carson, Anderson & Stowe XII Cayman, L.P. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627644 Filed Document 0001627644-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genesis Drilling Program VIII LP See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers None. CIK Number 0001633418 Filed Document 0001633418-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PERFORMANCE INDICATOR LLC See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001161931 Filed Document 0001161931-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Kendall Sustainable Infrastructure I, L.P. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Angelo A. Calvello and Timothy J. Gray CIK Number 0001589048 Filed Document 0001144204-15-063323 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PICKEREL PARTNERS, LP See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472136 Filed Document 0001013594-15-000561 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TrendKite, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $10,674,492 Associated Brokers / Dealers N/A CIK Number 0001657791 Filed Document 0001657791-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Northern Lights Group Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001634330 Filed Document 0001634330-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
700 Equity LLC See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001657942 Filed Document 0001657942-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Candlewood Financial Opportunities Fund, Ltd. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583023 Filed Document 0001583023-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Personal Genome Diagnostics Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $21,445,808 Associated Brokers / Dealers N/A CIK Number 0001530958 Filed Document 0001530958-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Blockade Medical, LLC See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001547478 Filed Document 0001547478-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Twoxar, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $4,306,490 Associated Brokers / Dealers N/A CIK Number 0001657204 Filed Document 0001657204-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity