Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
InFocus Fund,I, L.P. See All Filings	D	2018-02-16 17:07:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001728938 Filed Document 0001728938-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-16 17:07:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Luminus Energy Partners QP LP See All Filings	D/A	2018-02-16 17:06:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307684 Filed Document 0001707179-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 17:06:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Unison Computing, PBC See All Filings	D	2018-02-16 17:03:44 UTC
Amount To Be Raised $1,250,001 Associated Brokers / Dealers N/A CIK Number 0001731941 Filed Document 0001731941-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 17:03:44 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EF VC16, LP See All Filings	D	2018-02-16 16:58:30 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001725718 Filed Document 0001725718-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:58:30 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TECHNOLOGY OPERATORS FUND III, L.P. See All Filings	D	2018-02-16 16:56:21 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001731749 Filed Document 0001731749-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:56:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Active Implants LLC See All Filings	D	2018-02-16 16:55:15 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001579434 Filed Document 0001393725-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:55:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
EF VC15, LP See All Filings	D	2018-02-16 16:49:24 UTC
Amount To Be Raised $202,500 Associated Brokers / Dealers N/A CIK Number 0001725719 Filed Document 0001725719-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:49:24 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FileThis, Inc. See All Filings	C	2018-02-16 16:48:48 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001574738 Filed Document 0001574738-18-000001 Accepted Date 2018-02-16 16:48:48 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
LACM Small Cap Growth Fund LP See All Filings	D/A	2018-02-16 16:39:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001710291 Filed Document 0001599761-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:39:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LACM Global Equity Fund L.P. See All Filings	D/A	2018-02-16 16:36:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001599758 Filed Document 0001599761-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:36:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cadee Distillery, Inc. See All Filings	D	2018-02-16 16:36:24 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001731457 Filed Document 0001731457-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:36:24 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Whitecliff/Somnetics L.P. See All Filings	D	2018-02-16 16:31:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001731882 Filed Document 0001731882-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:31:49 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
LACM Large Cap Alpha Fund L.P. See All Filings	D/A	2018-02-16 16:31:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001599761 Filed Document 0001599761-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:31:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PRISA LP See All Filings	D/A	2018-02-16 16:29:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566301 Filed Document 0001566301-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:29:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROWLIFE, INC. See All Filings	D	2018-02-16 16:27:00 UTC
Amount To Be Raised $321,945 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-18-000093 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:27:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
LACM EMII, L.P. See All Filings	D/A	2018-02-16 16:26:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001655268 Filed Document 0001599761-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:26:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lucerne Nordic Fund, L.P. See All Filings	D/A	2018-02-16 16:25:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470457 Filed Document 0000950142-18-000444 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:25:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investment Partners, LLC - Tactical Strategies Fund See All Filings	D/A	2018-02-16 16:23:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669821 Filed Document 0001669821-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:23:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LACM Emerging Markets Fund L.P. See All Filings	D/A	2018-02-16 16:21:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001599755 Filed Document 0001599761-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:21:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Investment Partners, LLC - Trust Solutions Fund See All Filings	D/A	2018-02-16 16:21:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703271 Filed Document 0001703271-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:21:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investment Partners, LLC - Tactical Alpha Program See All Filings	D/A	2018-02-16 16:19:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707716 Filed Document 0001707716-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:19:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd. See All Filings	D/A	2018-02-16 16:17:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001631908 Filed Document 0001631908-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:17:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHOENIX PARTNERS ON WILLETTA STREET, LLC See All Filings	D	2018-02-16 16:17:41 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001731818 Filed Document 0001731818-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:17:41 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Investment Partners, LLC - StratiFi Tail Risk Fund I See All Filings	D/A	2018-02-16 16:17:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698453 Filed Document 0001698453-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:17:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peachtree Hotel Value & Income Fund II RIA, LP See All Filings	D	2018-02-16 16:15:39 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001731808 Filed Document 0001731808-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:15:39 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Investment Partners, LLC - Special Situations Fund See All Filings	D/A	2018-02-16 16:14:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674091 Filed Document 0001674091-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:14:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investment Partners, LLC - KCOE Ag Solutions Fund See All Filings	D/A	2018-02-16 16:12:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709977 Filed Document 0001709977-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:12:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investment Partners, LLC - Hedged Strategies Fund II See All Filings	D/A	2018-02-16 16:11:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575076 Filed Document 0001575076-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:11:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investment Partners, LLC - Hedged Strategies Fund See All Filings	D/A	2018-02-16 16:09:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575075 Filed Document 0001575075-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:09:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investment Partners, LLC - Alternative Yield Fund See All Filings	D/A	2018-02-16 16:07:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683594 Filed Document 0001683594-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:07:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Interstacks, Inc. See All Filings	D	2018-02-16 16:06:55 UTC
Amount To Be Raised $2,521,748 Associated Brokers / Dealers N/A CIK Number 0001663740 Filed Document 0001663740-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:06:55 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Investment Partners, LLC - Asymmetric Return Fund See All Filings	D/A	2018-02-16 16:05:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574682 Filed Document 0001574682-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-16 16:05:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Methodist Ambulatory Surgery Center of Boerne, LLC See All Filings	D	2018-02-16 15:59:04 UTC
Amount To Be Raised $2,413,250 Associated Brokers / Dealers The Securities Group, LLC CIK Number 0001729368 Filed Document 0001729368-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 15:59:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MCO Grafton Commons LLC See All Filings	D	2018-02-16 15:54:59 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001731848 Filed Document 0001731848-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-02-16 15:54:59 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Wild Technology, Inc. See All Filings	D	2018-02-16 15:53:30 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001731754 Filed Document 0001731754-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-16 15:53:30 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
CORE GLOBAL OPPORTUNITIES FUND LTD. See All Filings	D/A	2018-02-16 15:53:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508619 Filed Document 0001508619-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 15:53:22 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Wild Technology, Inc. See All Filings	D	2018-02-16 15:51:19 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001731754 Filed Document 0001731754-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 15:51:19 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CORE VEGA FUND LP See All Filings	D/A	2018-02-16 15:50:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508620 Filed Document 0001508620-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 15:50:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOMESNAP, INC. See All Filings	D	2018-02-16 15:50:41 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001615629 Filed Document 0001615629-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-16 15:50:41 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Acadian ACWI ex US Small-Cap Fund, LLC See All Filings	D/A	2018-02-16 15:47:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001635263 Filed Document 0001635263-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 15:47:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORE CLASSIC FUND L P See All Filings	D/A	2018-02-16 15:46:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348222 Filed Document 0001348222-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 15:46:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOMESNAP, INC. See All Filings	D/A	2018-02-16 15:45:10 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001615629 Filed Document 0001615629-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 15:45:10 UTC Type of Offering D/A Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Vicapsys Life Sciences, Inc. See All Filings	D	2018-02-16 15:41:44 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Titan Securities CIK Number 0001468639 Filed Document 0001716888-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 15:41:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Ltd Duration Series, a Series of Commonfund Direct Series LLC See All Filings	D/A	2018-02-16 15:32:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001666920 Filed Document 0001268621-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-02-16 15:32:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ohmx Corp See All Filings	D/A	2018-02-16 15:28:05 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001321343 Filed Document 0001321343-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 15:28:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Petrel Capital Fund, LP See All Filings	D/A	2018-02-16 15:24:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698365 Filed Document 0000935836-18-000145 Exclusions or Exemptions 506b Accepted Date 2018-02-16 15:24:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rapamycin Holdings, Inc. See All Filings	D	2018-02-16 15:23:12 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001582949 Filed Document 0001582949-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-02-16 15:23:12 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Aton Resources Inc. See All Filings	D	2018-02-16 15:20:38 UTC
Amount To Be Raised $53,575 Associated Brokers / Dealers Canaccord Genuity Corp. CIK Number 0001692809 Filed Document 0001692809-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-16 15:20:38 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
PAVLIK CAPITAL PARTNERS LLC See All Filings	D/A	2018-02-16 15:14:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429822 Filed Document 0001429822-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-16 15:14:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHADOW HEALTH, INC. See All Filings	D	2018-02-16 15:12:30 UTC
Amount To Be Raised $3,000,007 Associated Brokers / Dealers N/A CIK Number 0001523709 Filed Document 0001523709-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-16 15:12:30 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity