Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PIMCO RAE Fundamental Global ex-US Fund LLC See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001644759 Filed Document 0001644759-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Motorcycles Inc See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $5,546,418 Associated Brokers / Dealers N/A CIK Number 0001414496 Filed Document 0001414496-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MetLife Insurance Co USA See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers William J. Lynch III CIK Number 0000733076 Filed Document 0000937834-15-000070 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
PVE European Distressed Fund 2 See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658366 Filed Document 0001658366-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oxbridge Inc See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $237,500 Associated Brokers / Dealers Oxbridge Inc CIK Number 0001657561 Filed Document 0001657561-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
POETIC HOLDINGS VI LLC See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001658407 Filed Document 0001144204-15-070461 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001171963 Filed Document 0001171963-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BrainStorm, Inc. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $6,359,998 Associated Brokers / Dealers N/A CIK Number 0001658309 Filed Document 0001658309-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PERFECT Co See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001648775 Filed Document 0001461859-15-000013 Exclusions or Exemptions 505 and 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AQR GRPT EL Offshore Fund Ltd. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616043 Filed Document 0001616043-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001430674 Filed Document 0001430674-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WP XII Partners, L.P. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658414 Filed Document 0001658414-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Eight Partners Fund 1, L.P. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645776 Filed Document 0001645776-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Eight Partners Fund 1 Associates, L.P. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657349 Filed Document 0001657349-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PIMCO Global Credit Opportunity Onshore Fund LLC See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001459533 Filed Document 0001459533-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHFS I SP, A Segregated Portfolio of PHFS Series SPC See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001647779 Filed Document 0001647779-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEEC Angel Fund III, LP See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001632357 Filed Document 0001382963-15-000133 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Oncology, Inc. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $46,905,641 Associated Brokers / Dealers N/A CIK Number 0001658021 Filed Document 0001658021-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NB Greater China Long/Short Equity Fund LLC See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001463537 Filed Document 0001463537-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paulson DermTech Investments LLC See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Larry Cohen, Kevin Graetz, Minish Hede, Ahmed Gheith, William Pedersen, Peter Fogarty, Edmund Harelik, Harry Harelik, Starla Goff, Gary Saccaro, Dmitry Aksenov, Brian Czupek, Albert Landstrom, Timothy Touloukian, Marko Ugrenovic, John Cordin, Chris DeGroat, William Corbett, Jospeh Spinelli, and Hazem Algendi CIK Number 0001649459 Filed Document 0001649459-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lon Inc. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001658285 Filed Document 0000905718-15-000910 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
adHawk Inc. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $1,513,932 Associated Brokers / Dealers N/A CIK Number 0001648491 Filed Document 0001648491-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Private Funds LLC - PIMCO Large Cap StocksPLUS Absolute Return Fund See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001460669 Filed Document 0001460669-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warburg Pincus Private Equity XII, L.P. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $12,000,000,000 Associated Brokers / Dealers Foreside Fund Services, LLC, J.P. Morgan Securities LLC, iCapital Securities, LLC, LEADING INVESTMENT & SECURITIES CO. LTD., Noah Holdings (Hong Kong) Limited, and HMC ITAJUBA CIK Number 0001658396 Filed Document 0001658396-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Tactical Opportunities Offshore Fund L.P. See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001569540 Filed Document 0001569540-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TYLER TECHNOLOGIES INC See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $310,000,000 Associated Brokers / Dealers N/A CIK Number 0000860731 Filed Document 0001209191-15-080445 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Warburg Pincus Private Equity XII-D, L.P. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658400 Filed Document 0001658412-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Post Credit Opportunities Fund (Onshore), LP See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656152 Filed Document 0001656152-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO RAE Fundamental Global Fund LLC See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001644762 Filed Document 0001644762-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO RAE Fundamental International Fund LLC See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001644757 Filed Document 0001644757-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NexDefense, Inc. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $5,622,000 Associated Brokers / Dealers N/A CIK Number 0001564226 Filed Document 0001564226-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Contactually, Inc. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $10,828,807 Associated Brokers / Dealers N/A CIK Number 0001572126 Filed Document 0001572126-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
PrEP Biopharm Ltd See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $31,910,403 Associated Brokers / Dealers N/A CIK Number 0001658388 Filed Document 0001658388-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO ABSOLUTE RETURN STRATEGY III ONSHORE FUND LLC See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001438677 Filed Document 0001438677-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPC III, LLC See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Fleckenstein Partners Fund, L.P. See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461809 Filed Document 0000919574-15-008120 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RFC 31 Street Investors, LLC See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001658436 Filed Document 0001658436-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Borealis Strategic Capital Offshore Fund L.P. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658485 Filed Document 0001658485-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crostone Portland LLC See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001652872 Filed Document 0001652872-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VERMONT Revenue or Assets $No Revenues Type of Security Equity
PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd. See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001577866 Filed Document 0001577866-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SFA COMMERCIAL LLC See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001569019 Filed Document 0001214659-15-007830 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Brandforce LLC See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001658488 Filed Document 0001658488-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MedFund Partners III, LP See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658444 Filed Document 0001658444-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Implicit Bioscience Inc See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers RB Milestone Group LLC CIK Number 0001594821 Filed Document 0001594821-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Dallas Medical Office Building, LLC See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001658301 Filed Document 0001658301-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Beekeeper Labs, Inc. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $625,800 Associated Brokers / Dealers N/A CIK Number 0001658688 Filed Document 0001658688-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Horse Facts, Inc. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001652011 Filed Document 0001652011-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CHLORMET TECHNOLOGIES, INC. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $95,550 Associated Brokers / Dealers N/A CIK Number 0001642549 Filed Document 0001183740-15-000256 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Embark Veterinary, Inc. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001657789 Filed Document 0001657789-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
PIMCO Global Credit Opportunity Employee Onshore Fund LLC See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001571718 Filed Document 0001571718-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund