Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fifth Street Opportunities Fund, L.P. See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001600363 Filed Document 0001012975-15-000796 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nevada Sunrise Gold Corp See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $12,474 Associated Brokers / Dealers N/A CIK Number 0001415758 Filed Document 0001183740-15-000263 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Limefy Inc. See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001658897 Filed Document 0001658897-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
True Partner Fund See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615122 Filed Document 0001615122-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP Total Return TE Fund, L.P. See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers T. Michael Conway III, Fred L. Williams, Jr., UMB Financial Services Inc., EDI Financial, Inc., David E. Hicks, William W. Cathriner, Jill Cohen, Andrew Linbeck, and Morgan Stanley Smith Barney LLC CIK Number 0001616017 Filed Document 0001616017-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 172, LLC See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $495,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001658567 Filed Document 0001658567-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Cube4, LLC See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001659186 Filed Document 0001659186-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
NEW AMSTERDAM SCIENCES, INC. See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001656189 Filed Document 0001656189-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Kohinoor Core (Cayman) Master Fund See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658428 Filed Document 0000902664-15-004325 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ STRATEGIC PARTNERS II-B, L.P. See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised $449,262,500 Associated Brokers / Dealers N/A CIK Number 0001619682 Filed Document 0001619682-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GBB Forsyth SGS, LLC See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001658430 Filed Document 0001658430-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ICONIQ STRATEGIC PARTNERS II, L.P. See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised $550,737,500 Associated Brokers / Dealers N/A CIK Number 0001619710 Filed Document 0001619710-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alternative Lighting Technologies, Inc. See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001625281 Filed Document 0001625281-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Battlefield Distilling Inc. See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001658749 Filed Document 0001658749-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Auberge Resorts Collection Fund LP See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roszell Mack III CIK Number 0001658882 Filed Document 0001658882-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunriver Fund LP See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658867 Filed Document 0000919574-15-008327 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Capital Partners Poppin III LLC See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001656737 Filed Document 0000906318-15-000067 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Industry Capital Berkeley Partners Industrial Income Fund I, L.P. See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658949 Filed Document 0000935836-15-000580 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FORDHAM HOLDINGS GROUP INC See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Fordham Financial Management, Inc. CIK Number 0001019998 Filed Document 0001468128-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CROWN EUROPE SMALL BUYOUTS IV PLC See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LGT CAPITAL PARTNERS (IRELAND) LIMITED CIK Number 0001657796 Filed Document 0001657832-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cornelius Capital Custom Fund - WCP IV, LP See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658573 Filed Document 0001658573-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARBERT VALUE FUND, LP See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001396851 Filed Document 0000919574-15-008307 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOMEWOOD NJOY HOLDINGS A, LLC See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658531 Filed Document 0001658531-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lerer Hippeau Ventures V, LP See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised $110,890,000 Associated Brokers / Dealers GCA Savvian Advisors, LLC CIK Number 0001651213 Filed Document 0001651213-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Volt Athletics, Inc. See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $1,049,084 Associated Brokers / Dealers N/A CIK Number 0001618294 Filed Document 0001618294-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SubPac, Inc. See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $7,024,995 Associated Brokers / Dealers N/A CIK Number 0001658936 Filed Document 0001658936-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Essential Asset Operating Partnership, L.P. See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers Rocco Cortese, Scott Sheehan, Tom Velken, Eric Scaff, and Christina Nielson CIK Number 0001520936 Filed Document 0001520936-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
References-Online, Inc. See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001656971 Filed Document 0001656971-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sequoia Equities XVII LLC See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers R. Ken Coit CIK Number 0001409160 Filed Document 0001409160-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Rebuilding Rome Development LLC See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001656948 Filed Document 0000906318-15-000066 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Dollar Shave Club, Inc. See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised $100,149,992 Associated Brokers / Dealers N/A CIK Number 0001588865 Filed Document 0001588865-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mile26 Fund, LP See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656157 Filed Document 0000919574-15-008314 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Patient Home Monitoring Corp. See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $1,298,731 Associated Brokers / Dealers N/A CIK Number 0001540013 Filed Document 0001183740-15-000257 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PAS Solutions Group, LLC See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001658258 Filed Document 0001658258-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ROKA Sports, Inc. See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $2,999,986 Associated Brokers / Dealers N/A CIK Number 0001658697 Filed Document 0001658697-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Chosen Roads Inc. See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001657893 Filed Document 0001657893-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
HCM EM, LLC See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657950 Filed Document 0001140361-15-042620 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
VIA Seed Technology Partners Platform Fund, L.P. See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers N/A CIK Number 0001658849 Filed Document 0001658849-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caltius Partners V-A, LP See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001624441 Filed Document 0001624438-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
2015 Oil Opportunity JV See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658896 Filed Document 0001656146-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CloudEngage, Inc. See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001586416 Filed Document 0001586416-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
KE2 Therm Solutions, Inc. See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001479618 Filed Document 0001014108-15-000293 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Scale Venture Partners V, L.P. See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $335,000,000 Associated Brokers / Dealers N/A CIK Number 0001658574 Filed Document 0001658574-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Alphaeon Corp See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0001622667 Filed Document 0001622667-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CROWN GLOBAL SECONDARIES IV See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LGT CAPITAL PARTNERS (IRELAND) LIMITED CIK Number 0001657832 Filed Document 0001657832-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Systematic Alpha Fund Ltd. See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments, Inc. CIK Number 0001625706 Filed Document 0001140361-15-042136 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Consumer Debt Assets Fund, LLC See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001538947 Filed Document 0001538947-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Mariner Capital Navigator Fund LP See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656040 Filed Document 0001015325-15-000031 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tetragon Credit Income II L.P. See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated and Merrill Lynch International CIK Number 0001657496 Filed Document 0001140361-15-042143 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WJA Secure Real Estate Fund, LLC See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001510324 Filed Document 0001594035-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund