|
|
D/A |
2018-03-26 14:16:14 UTC |
- Amount To Be Raised
- $2,098,800
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620686
- Filed Document
- 0001620686-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 14:16:14 UTC
- Type of Offering
- D/A
- Industry
- Commercial Banking
- Principal Place of Business
- MISSISSIPPI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-26 14:11:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666343
- Filed Document
- 0001666343-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 14:11:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-26 14:09:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600897
- Filed Document
- 0001600940-18-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 14:09:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-26 14:07:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600960
- Filed Document
- 0001600940-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 14:07:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-26 14:05:50 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001735471
- Filed Document
- 0001735471-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 14:05:50 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-03-26 14:04:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Bullion Troy Grain (BTG) / Keane E. Kendall
- CIK Number
- 0001734898
- Filed Document
- 0001734898-18-000002
- Exclusions or Exemptions
- 504 and 506c
- Accepted Date
- 2018-03-26 14:04:26 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2018-03-26 14:01:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600963
- Filed Document
- 0001600940-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 14:01:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-26 13:59:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545900
- Filed Document
- 0001545900-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-03-26 13:59:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Lombard International Life Assurance Co Separate Account VA 98
See All Filings
|
D/A |
2018-03-26 13:56:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kestra Investment Services, LLC, NFP Securities, and Lion Street Financial, LLC
- CIK Number
- 0001549082
- Filed Document
- 0001549082-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 13:56:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-26 13:55:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001466736
- Filed Document
- 0001600940-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 13:55:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
1-A/A |
2018-03-26 13:36:22 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722266
- Filed Document
- 0001722266-18-000003
- Accepted Date
- 2018-03-26 13:36:22 UTC
- Type of Offering
- 1-A/A
- Industry
- REAL ESTATE INVESTMENT TRUSTS
- Offering Tier
- Tier2
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $0
- State of Jurisdiction
- MARYLAND
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2018-03-26 13:29:05 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611104
- Filed Document
- 0001611104-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 13:29:05 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-03-26 13:26:25 UTC |
- Amount To Be Raised
- $8,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001735398
- Filed Document
- 0001735398-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 13:26:25 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-03-26 13:23:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635182
- Filed Document
- 0001315863-18-000281
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 13:23:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-26 13:21:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001513780
- Filed Document
- 0001315863-18-000280
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 13:21:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-03-26 13:17:54 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629235
- Filed Document
- 0001629235-18-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-03-26 13:17:54 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-03-26 13:16:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001735448
- Filed Document
- 0001735448-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 13:16:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-26 13:12:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600940
- Filed Document
- 0001600940-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 13:12:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-26 13:04:28 UTC |
- Amount To Be Raised
- $22,517,277
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001667357
- Filed Document
- 0001231919-18-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 13:04:28 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2018-03-26 13:03:49 UTC |
- Financial Interest
- N/A
- Filing Platform
- StartEngine Capital, LLC
- Offering Amount
- $106,992
- CIK Number
- 0001284608
- Filed Document
- 0001665160-18-000241
- Accepted Date
- 2018-03-26 13:03:49 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 1,044
- Security Offered Type
- Other
- State
- LOUISIANA
|
|
|
D |
2018-03-26 12:59:44 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708873
- Filed Document
- 0001708873-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:59:44 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-03-26 12:52:20 UTC |
- Amount To Be Raised
- $13,150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001735189
- Filed Document
- 0001015325-18-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:52:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-03-26 12:46:51 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001735478
- Filed Document
- 0001735478-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:46:51 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-03-26 12:46:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726483
- Filed Document
- 0001726483-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:46:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-26 12:41:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001735511
- Filed Document
- 0001735511-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:41:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-26 12:36:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668966
- Filed Document
- 0001668966-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:36:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-03-26 12:34:58 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001735489
- Filed Document
- 0001735489-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:34:58 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Seer Capital Partners II ASP Fund, a series of Alternative Strategies Platform, LLC
See All Filings
|
D/A |
2018-03-26 12:31:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001621046
- Filed Document
- 0001724485-18-000047
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:31:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Seer Capital Partners ASP Fund, a series of Alternative Strategies Platform, LLC
See All Filings
|
D/A |
2018-03-26 12:30:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001621115
- Filed Document
- 0001724485-18-000046
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:30:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-26 12:29:35 UTC |
- Amount To Be Raised
- $13,800,900
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729472
- Filed Document
- 0001729472-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:29:35 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
See All Filings
|
D/A |
2018-03-26 12:29:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001521633
- Filed Document
- 0001724485-18-000045
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:29:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Shannon River Doonbeg ASP Fund, a series of Alternative Strategies Platform, LLC
See All Filings
|
D/A |
2018-03-26 12:27:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001606453
- Filed Document
- 0001724485-18-000044
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:27:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-26 12:27:33 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001735426
- Filed Document
- 0001735426-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:27:33 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
Marshall Wace Eureka ASP Fund, a series of Alternative Strategies Platform, LLC
See All Filings
|
D/A |
2018-03-26 12:25:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001606450
- Filed Document
- 0001724485-18-000043
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:25:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-26 12:24:56 UTC |
- Amount To Be Raised
- $46,350,096
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689548
- Filed Document
- 0001689548-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:24:56 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Glenview Partners ASP Fund, a series of Alternative Strategies Platform, LLC
See All Filings
|
D/A |
2018-03-26 12:24:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001606464
- Filed Document
- 0001724485-18-000042
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:24:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
C |
2018-03-26 12:23:28 UTC |
- Financial Interest
- None
- Filing Platform
- NSSC Funding Portal, LLC
- Offering Amount
- $105,000
- CIK Number
- 0001735243
- Filed Document
- 0001735243-18-000001
- Accepted Date
- 2018-03-26 12:23:28 UTC
- Type of Offering
- C
- Security Offered Amount
- 50,000
- Security Offered Type
- Preferred Stock
- State
- PENNSYLVANIA
|
Equity Hedge Legends ASP Fund, a series of Alternative Strategies Platform, LLC
See All Filings
|
D/A |
2018-03-26 12:20:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001606463
- Filed Document
- 0001724485-18-000041
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:20:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-26 12:18:28 UTC |
- Amount To Be Raised
- $370,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734555
- Filed Document
- 0001231919-18-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:18:28 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Alternative Income Legends ASP Fund, a series of Alternative Strategies Platform, LLC
See All Filings
|
D/A |
2018-03-26 12:17:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001569806
- Filed Document
- 0001724485-18-000040
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:17:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-26 12:16:31 UTC |
- Amount To Be Raised
- $1,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001735286
- Filed Document
- 0001735286-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:16:31 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2018-03-26 12:05:15 UTC |
- Amount To Be Raised
- $7,803,107
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666233
- Filed Document
- 0001666233-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:05:15 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-03-26 12:01:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001735020
- Filed Document
- 0001735020-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:01:15 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-26 12:00:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- JP Morgan Private Bank, CAIS Capital, LLC, and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001373876
- Filed Document
- 0001373876-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 12:00:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Lombard International Life Assurance Co Separate Account VL 194
See All Filings
|
D |
2018-03-26 11:58:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- M Holdings Securities, Inc and M Financial Securities Marketing, Inc.
- CIK Number
- 0001735493
- Filed Document
- 0001735493-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 11:58:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-26 11:52:11 UTC |
- Amount To Be Raised
- $31,682,871
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001733457
- Filed Document
- 0001209191-18-021589
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 11:52:11 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NORTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-03-26 11:46:26 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668492
- Filed Document
- 0001637506-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 11:46:26 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Lombard International Life Assurance Co Separate Account VA 203
See All Filings
|
D |
2018-03-26 11:40:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Niagara International Capital Limited
- CIK Number
- 0001735490
- Filed Document
- 0001735490-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 11:40:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-26 11:40:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Tortoise Securities, LLC
- CIK Number
- 0001734516
- Filed Document
- 0001734516-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 11:40:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-26 11:33:07 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721364
- Filed Document
- 0001721364-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-26 11:33:07 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|