Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Acorns Grow Inc See All Filings	D	2016-04-21 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001577315 Filed Document 0001577315-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DRB Lending Inc. See All Filings	D	2016-04-21 00:00:00 UTC
Amount To Be Raised $3,449,749 Associated Brokers / Dealers N/A CIK Number 0001672339 Filed Document 0000895345-16-000466 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
1188 Brewing Company, LLC See All Filings	D	2016-04-21 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001672624 Filed Document 0001672624-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
BOM Australia Ltd Liability Co See All Filings	D	2016-04-21 00:00:00 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001668949 Filed Document 0001668949-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Rialto Real Estate Fund III - Debt, LP See All Filings	D/A	2016-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001654834 Filed Document 0001654834-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Wilshire Solutions Funds Trust See All Filings	D/A	2016-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574159 Filed Document 0001574159-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elite NS LLC See All Filings	D	2016-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672551 Filed Document 0001672551-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Rivers Medical Inc. See All Filings	D	2016-04-21 00:00:00 UTC
Amount To Be Raised $4,213,173 Associated Brokers / Dealers N/A CIK Number 0001637254 Filed Document 0001140361-16-061774 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
5TQ Equity Plus Offshore, Ltd. See All Filings	D	2016-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672783 Filed Document 0000945621-16-000578 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rainmaker Cider See All Filings	D/A	2016-04-21 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001670059 Filed Document 0001670059-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Mahogany Bay Investments LLC See All Filings	D	2016-04-21 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001672260 Filed Document 0001672260-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Peppertree Capital Fund VI, LP See All Filings	D	2016-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672307 Filed Document 0001672307-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Peppertree Capital Fund VI QP, LP See All Filings	D	2016-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672306 Filed Document 0001672306-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rothschild Cornerstone Opportunities Fund, LP See All Filings	D/A	2016-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579681 Filed Document 0001105061-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MorningStar Partners, L.P. See All Filings	D	2016-04-21 00:00:00 UTC
Amount To Be Raised $82,500,000 Associated Brokers / Dealers N/A CIK Number 0001559432 Filed Document 0000897423-16-000079 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Genoa-QoL Investment Holdings, LP See All Filings	D	2016-04-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001640000 Filed Document 0001192482-16-000561 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lloyd Baughan Fund, L.P. See All Filings	D/A	2016-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488630 Filed Document 0001315863-16-001407 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Felicis Ventures V, L.P. See All Filings	D/A	2016-04-21 00:00:00 UTC
Amount To Be Raised $200,586,735 Associated Brokers / Dealers N/A CIK Number 0001669524 Filed Document 0001669524-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEI Net Lease Portfolio V DST See All Filings	D/A	2016-04-21 00:00:00 UTC
Amount To Be Raised $24,416,000 Associated Brokers / Dealers FINRA Member Broker-Dealers, Concorde Investment Services, LLC, H.D. Vest Investment Services, and Kalos Financial, Inc CIK Number 0001668983 Filed Document 0001668983-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BLUEMEL 2016 LLC See All Filings	D	2016-04-21 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001672657 Filed Document 0001672657-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Verno Capital Growth Fund LP See All Filings	D/A	2016-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547508 Filed Document 0000919574-16-012558 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Verno Capital Growth Fund Ltd See All Filings	D/A	2016-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547505 Filed Document 0000919574-16-012560 Exclusions or Exemptions 506b Accepted Date 2016-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CUR MEDIA, INC. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,060,000 Associated Brokers / Dealers Katalyst Securities LLC CIK Number 0001556226 Filed Document 0001477932-16-009931 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
SB Capital Management Private Equity Fund III, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001671894 Filed Document 0001562555-16-000024 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SkySafe, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001659377 Filed Document 0001659377-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
InXpo, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001409816 Filed Document 0001409816-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
TRIANGLE PEAK PARTNERS GLOBAL ALLOCATION LP See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001446272 Filed Document 0001446272-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pika Energy, Inc. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001515985 Filed Document 0001515985-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
CollateBox Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001672182 Filed Document 0001672182-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DUUL SOFTWARE INC. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001672487 Filed Document 0001672487-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Pender Capital Asset Based Lending Fund I, LP See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001645877 Filed Document 0001645877-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TM TECHNOLOGIES INC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers TerraNova Capital Equities, Inc CIK Number 0000774973 Filed Document 0000774973-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
DUOS TECHNOLOGIES GROUP, INC. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers Aegis Capital Corp CIK Number 0001396536 Filed Document 0001427103-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
ExWorks Capital Fund I, L.P. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001617869 Filed Document 0001617869-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sawbuck Realty, Inc. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,999,998 Associated Brokers / Dealers N/A CIK Number 0001615629 Filed Document 0001615629-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Tacit Capital Fund, LP - Series 5 See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,080,000 Associated Brokers / Dealers N/A CIK Number 0001672584 Filed Document 0001672584-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Second Curve Vision Fund LP See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411840 Filed Document 0000919574-16-012526 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $38,177,312 Associated Brokers / Dealers Craig Main and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-16-000532 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PTAM Enhanced Structured Credit Fund Offshore, L.P. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488926 Filed Document 0000902664-16-006771 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 139 See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Spearhead Capital, LLC CIK Number 0001661776 Filed Document 0001661776-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Organic Transit, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $3,322,000 Associated Brokers / Dealers N/A CIK Number 0001664485 Filed Document 0001664485-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LUCAS ENERGY, INC. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $15,300,000 Associated Brokers / Dealers N/A CIK Number 0001309082 Filed Document 0001580695-16-000347 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Northlite Commons III, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001672677 Filed Document 0001672677-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Cryoport, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,525,746 Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001124524 Filed Document 0001144204-16-095334 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Carey European Student Housing Fund I, L.P. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Carey Financial, LLC CIK Number 0001670411 Filed Document 0001670411-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bruin Fund LP See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608066 Filed Document 0001608066-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEUROMORE INC. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001672719 Filed Document 0001672719-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Center Pond Partners, L.P. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639749 Filed Document 0001639749-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MANAGED FUTURES PREMIER WARRINGTON L.P. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001353282 Filed Document 0000899140-16-001372 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Power Practical, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $378,450 Associated Brokers / Dealers N/A CIK Number 0001568180 Filed Document 0001568180-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity