Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SKB-Parkway Woods, LLC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $2,022,000 Associated Brokers / Dealers SKB Securities CIK Number 0001659141 Filed Document 0001659141-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Prosight Fund, LP See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453938 Filed Document 0001453938-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MBMM Investments LLC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659115 Filed Document 0001659115-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
PROTHERA BIOLOGICS, INC. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001659513 Filed Document 0001659513-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Asymmetria Investors, LLC - Series E See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001655684 Filed Document 0001655684-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
Kabouter Fund I QP, LLC See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527584 Filed Document 0000913849-15-000322 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pingem, Inc. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001658945 Filed Document 0001658945-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Quimby19 Investment LLC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001659107 Filed Document 0001659107-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Arcadius (SW) Energy Capital, LP See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CSP Securities, LP CIK Number 0001656392 Filed Document 0001140361-15-042656 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ADVENT CONVERTIBLE ARBITRAGE FUND LP See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001157633 Filed Document 0001157633-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Automata Pure Alpha Strategies Ltd. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611897 Filed Document 0001611895-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Jariet Technologies, Inc. See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001640109 Filed Document 0001640109-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
BH Acquisitions, LLC See All Filings	D/A	2015-11-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659087 Filed Document 0001659087-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Knowingly Corp See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001605791 Filed Document 0001458754-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Empire at Butler North, LLC See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001659555 Filed Document 0001659555-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
AC AUTOPAY LLC SERIES 2015 A-42 See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers GAP Managers CIK Number 0001659176 Filed Document 0001659176-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CHIP HOLDING COMPANY, LP See All Filings	D	2015-11-23 00:00:00 UTC
Amount To Be Raised $185,117,860 Associated Brokers / Dealers N/A CIK Number 0001561095 Filed Document 0001561095-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Nuvolo Technologies Corp See All Filings	D	2015-11-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001657367 Filed Document 0001231919-15-000033 Exclusions or Exemptions 506b Accepted Date 2015-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PIES & PINTS BIRMINGHAM, LLC See All Filings	D	2015-11-22 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001657946 Filed Document 0000949265-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-11-22 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
VantIQ, Inc. See All Filings	D	2015-11-21 00:00:00 UTC
Amount To Be Raised $552,549 Associated Brokers / Dealers N/A CIK Number 0001625515 Filed Document 0001659297-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Longwood Capital, LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601391 Filed Document 0001601391-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buckley Lloyd Partners Fund, LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626056 Filed Document 0000945621-15-000308 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Term Fund 2016 See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538961 Filed Document 0001658238-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARBERT MICROCAP PARTNERS FUND, LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001626127 Filed Document 0000919574-15-008337 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intrinsic Advantage Fund LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626930 Filed Document 0001626930-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRESH MEDICAL LABORATORIES, INC. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $1,256,931 Associated Brokers / Dealers N/A CIK Number 0001541884 Filed Document 0001080368-15-000023 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program VIII LP See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Russell Lowry CIK Number 0001633418 Filed Document 0001633418-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
HiveQuest See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001658797 Filed Document 0001658797-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fiera USA Global Equities Fund LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588995 Filed Document 0001615774-15-003472 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001565437 Filed Document 0001565437-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tassl LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001653666 Filed Document 0001653666-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program VIII LP See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Ronald Denk CIK Number 0001633418 Filed Document 0001633418-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Pulse-UCC Co-Invest, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001658621 Filed Document 0001658621-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RT SQ Investment, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001658395 Filed Document 0001658395-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
RECOMBINETICS, INC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Van Clemens & Co. Incorporated CIK Number 0001543926 Filed Document 0001209191-15-081515 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
White Mountain Capital Management, LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592503 Filed Document 0001592503-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORE CLASSIC FUND L P See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348222 Filed Document 0001140361-15-043660 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finchwood Capital Partners, L.P. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658051 Filed Document 0000935836-15-000582 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Opportunity Franchise Fund I, Limited Partnership See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001658377 Filed Document 0001658377-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Sirnaomics, Inc. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001658879 Filed Document 0001658879-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Pulse-UCC Co-Invest, LLC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised $3,333,333 Associated Brokers / Dealers N/A CIK Number 0001658621 Filed Document 0001658621-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Land South Tall Tower Capital Partners, LLC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001592383 Filed Document 0001592383-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Madrigal Foundation Fund, LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625994 Filed Document 0001012975-15-000802 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Longwood Opportunity Offshore Fund, Ltd See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569999 Filed Document 0001569999-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Safe Harbor Seaplanes, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001659048 Filed Document 0001659048-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Genesis Drilling Program VIII LP See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Alan Lichtenstein CIK Number 0001633418 Filed Document 0001633418-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Trill Financial, Inc. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001659005 Filed Document 0001659005-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Triposo, Inc, See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $3,191,012 Associated Brokers / Dealers N/A CIK Number 0001526910 Filed Document 0001526910-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Term Fund 2018 See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626615 Filed Document 0001658238-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spinnaker Income Partners, L.P. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575322 Filed Document 0001575322-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund