Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CQS ABS FEEDER FUND Ltd See All Filings	D/A	2018-03-01 14:32:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459395 Filed Document 0001459395-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 14:32:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NYES LEDGE CAPITAL OFFSHORE FUND, LTD. See All Filings	D/A	2018-03-01 14:32:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340603 Filed Document 0000919574-18-002169 Exclusions or Exemptions 506b Accepted Date 2018-03-01 14:32:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
YORK ACCESS LLC See All Filings	D/A	2018-03-01 14:31:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001203193 Filed Document 0001203193-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 14:31:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICG Credit Opportunities Fund LP See All Filings	D/A	2018-03-01 14:26:11 UTC
Amount To Be Raised $177,565,000 Associated Brokers / Dealers N/A CIK Number 0001688526 Filed Document 0001688526-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 14:26:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garnet Ventures, LP See All Filings	D	2018-03-01 14:23:09 UTC
Amount To Be Raised $437,000 Associated Brokers / Dealers N/A CIK Number 0001732934 Filed Document 0001732934-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 14:23:09 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CQS Directional Opportunities Feeder Fund Ltd See All Filings	D/A	2018-03-01 14:23:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001514734 Filed Document 0001514734-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 14:23:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Sands Pharma LLC See All Filings	D/A	2018-03-01 14:21:22 UTC
Amount To Be Raised $14,988,247 Associated Brokers / Dealers N/A CIK Number 0001662539 Filed Document 0001662539-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 14:21:22 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
American Creek Resources Ltd. See All Filings	D	2018-03-01 14:20:42 UTC
Amount To Be Raised $533,355 Associated Brokers / Dealers N/A CIK Number 0001709139 Filed Document 0001709139-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 14:20:42 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Fuel For Fire, Inc. See All Filings	D	2018-03-01 14:15:47 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001558308 Filed Document 0001558308-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 14:15:47 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Rubius Therapeutics, Inc. See All Filings	D	2018-03-01 14:14:18 UTC
Amount To Be Raised $101,200,005 Associated Brokers / Dealers N/A CIK Number 0001709401 Filed Document 0001709401-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 14:14:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Timberline Resources Corp See All Filings	D/A	2018-03-01 14:13:20 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001288750 Filed Document 0001140361-18-011168 Exclusions or Exemptions 506c Accepted Date 2018-03-01 14:13:20 UTC Type of Offering D/A Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2018 - ASP VIII, LLLP See All Filings	D	2018-03-01 14:06:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732220 Filed Document 0001732220-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 14:06:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSC ABQ Realty Capital, LLC See All Filings	D	2018-03-01 14:03:48 UTC
Amount To Be Raised $3,220,000 Associated Brokers / Dealers N/A CIK Number 0001733087 Filed Document 0001733087-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 14:03:48 UTC Type of Offering D Industry Residential Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
PAVADI HEALTHCARE VALUE LONG ONLY FUND LP See All Filings	D/A	2018-03-01 14:02:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699456 Filed Document 0001405086-18-000058 Exclusions or Exemptions 506b Accepted Date 2018-03-01 14:02:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
YORK TOTAL ACCESS LLC See All Filings	D/A	2018-03-01 14:01:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001390243 Filed Document 0001390243-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 14:01:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tempest Therapeutics, Inc. See All Filings	D	2018-03-01 13:57:25 UTC
Amount To Be Raised $70,186,738 Associated Brokers / Dealers N/A CIK Number 0001533635 Filed Document 0001533635-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-01 13:57:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tau Motors, Inc. See All Filings	D	2018-03-01 13:52:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732722 Filed Document 0001140361-18-011156 Exclusions or Exemptions 506b Accepted Date 2018-03-01 13:52:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Block Bits AML Holdings LLC See All Filings	D	2018-03-01 13:51:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Arthur Weissman CIK Number 0001733152 Filed Document 0001653787-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-01 13:51:51 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Colorado Multifamily Portfolio III DST See All Filings	D/A	2018-03-01 13:49:41 UTC
Amount To Be Raised $91,625,622 Associated Brokers / Dealers Scott Sheehan, Edward Fernandez, Robert Smith, Tim Clairmont, Christina Nielson, Tom Velken, Michelle Herickhoff, Jeremy Willner, Brian Hagen, Justin Bachman, James Walesa, Frank Richardson, David Dahill, Iaian Filippini, Robert Pecha, Craig Sickler, Douglas Bertke, Paul Manese, Davin Carey, Bruce Wellings, Eric Scaff, Peter Fisher, Dirk Jacobs, John Scully, Dieter Thurow, Robert Horning, Hugh Barndollar, Thomas Deichert, John Harvey, William Lapiana, Gregg Kiefer, Steven Kolinsky, Adam Bryan, Michele Martin, Karl Norman, Silver Portal Capital LLC, Bryan Hakola, Mike Bendix, James Gambaccini, AnnMarie Milinazzo, Gregory Hunter, Kent Porter, Jack Creighton, Leon Rousso, Aaron Brodt, Rey Frimmersdorf, Gary Hughes, Patrick Conway, Benjamin Disalle, Dan Pias, Chay Lapin, Rylan Rozell, Charles Wagner, Dinesh Gupta, John Marshall, Rollance (Ron) Verkennis, Robert Downing, Paul Cese, Stuart Valentine, Peter Han, Hannah Buschborn, Jennifer Wildman, Timothy J Sherer, Ryan Sherer, Chris Boynton, Gerrin De Groot, Ralph Waller, Jonathan Keller, Jeffrey McKay, Eric Bicknese, Jeffrey Arburn, Nathan Kuhn, James Westermeyer, RCX Capital Group LLC, Daniel Loy, Mark Coombe, Scott Park Inabnet, Brent Lee, Roger Van Pelt, Adam Gallegos, Hiro Kaglyama, John McKeon, Mark Gillelen, Benjamin Hill, Michael Cullen, Joel Knight, Jared Sutton, Del Londono, Bill Lucas, Duane Swanson, Brett Ohlen, Larry Grayson, Orest Baransky, Neil Mc Auliffe, Christina Orta, Jeffrey Ross, Duncan Eng, Gene Alvin Brehm, Joseph Kovar, and Jay Hovis CIK Number 0001723415 Filed Document 0001723415-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-03-01 13:49:41 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Witnet Foundation See All Filings	C	2018-03-01 13:33:11 UTC
Financial Interest 2% of the Securities being issued in this Offering Filing Platform OpenDeal Inc. Offering Amount $1,070,000 CIK Number 0001730100 Filed Document 0001730100-18-000001 Accepted Date 2018-03-01 13:33:11 UTC Type of Offering C Security Offered Amount 200,000 Security Offered Type Other State WASHINGTON
ROTOQL, INC. See All Filings	D	2018-03-01 13:31:26 UTC
Amount To Be Raised $3,015,001 Associated Brokers / Dealers N/A CIK Number 0001703703 Filed Document 0001703703-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-01 13:31:26 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
National Multifamily Portfolio III DST See All Filings	D/A	2018-03-01 13:24:48 UTC
Amount To Be Raised $100,617,339 Associated Brokers / Dealers Robert Smith, Craig Sickler, Tim Clairmont, Chay Lapin, David Dahill, John Harvey, Christina Nielson, Karl Norman, Steven Kolinsky, Mike Bendix, Jack Creighton, Scott Sheehan, Leon Rousso, Gary Conley, John Chess, Aaron Brodt, Stacey Morimoto, Gary Hughes, Michael Marshel, Nancy Jauregui, Paul Cese, Silver Portal Capital LLC, Joral Schmalle, David Walsh, Joseph Broadbent, Jennifer Wildman, David Halpern, Eric Bicknese, ames Raine, David Levinson, Larry Queen, Michael Markey, David Toetz, James Walesa, Bryan Hakola, Paul Getty, Kathleen Williams-Price, Steven Lichtblau, Stacey Morimoto, Robert Sick, Brian Vosberg, Lena-jo Hartley, Michael Cullen, Joel Knight, Michele Martin, Tae Chung Kim, Del Londono, Jonathan Twidwell, Troy Thomas, Stephen Swarbrick, Brett Ohlen, Kirk Dobson, Chris White, Roger Coit, Orest Baransky, Salvatore Agnello, Anders Haugen, Jeffrey Bangerter, Eric Scaff, Raymond DeWitt, Michael Busch, Neil Mc Auliffe, Stacy Morimoto, Jason Finley, RCX Capital Group LLC, Clyde Patton, Jay Hovis, and Eric Holtz CIK Number 0001726600 Filed Document 0001717288-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-03-01 13:24:48 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
VWP DVF Investor, LLC See All Filings	D	2018-03-01 13:21:51 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers Cabin Securities, Inc. CIK Number 0001733165 Filed Document 0001733165-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 13:21:51 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
TAHAWI aerospace Corp See All Filings	1-A POS	2018-03-01 13:17:08 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001686327 Filed Document 0001686327-18-000002 Accepted Date 2018-03-01 13:17:08 UTC Type of Offering 1-A POS Industry AIRCRAFT Offering Tier Tier1 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
PAKAL TECHNOLOGIES, INC. See All Filings	D	2018-03-01 13:12:15 UTC
Amount To Be Raised $8,739,390 Associated Brokers / Dealers N/A CIK Number 0001732973 Filed Document 0001732973-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 13:12:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Private Equity Managers (2018) Offshore SCSp See All Filings	D	2018-03-01 13:09:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001732352 Filed Document 0001732352-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 13:09:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Logan Circle Partners Emerging Markets Debt, L.P. See All Filings	D/A	2018-03-01 13:08:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635268 Filed Document 0001635268-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 13:08:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SiteHands, Inc. See All Filings	D/A	2018-03-01 12:59:51 UTC
Amount To Be Raised $25,699,943 Associated Brokers / Dealers The Cosine Group and SAND HILL EAST, LLC CIK Number 0001696785 Filed Document 0000905718-18-000289 Exclusions or Exemptions 506b Accepted Date 2018-03-01 12:59:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SkuSuite, Inc. See All Filings	D	2018-03-01 12:52:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers SkuSuite, Inc. CIK Number 0001732997 Filed Document 0001732997-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 12:52:17 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Colorado Springs Multifamily DST See All Filings	D/A	2018-03-01 12:51:30 UTC
Amount To Be Raised $28,974,578 Associated Brokers / Dealers Christina Nielson, Daniel Raupp, Steven Henderson, Scott Sheehan, Eric Bicknese, Chris Hudson, Terry Shea, Dinesh Gupta, Samuel Angelo, Mitchal O'Hare, Sigrid Daugaard, Robert Smith, Walter Heidenreich III, Leslie Pappas, Edwin Suzuki, David Dahill, Shawn Valentine, Adam Costarella, Andrew Norman, Brock Brady, Frank Smith, Mike Bendix, Edward Fernandez, David Cowguill, Mike Cruz, Dustin Tenbroeck, Scott Offerman, Jeffrey McKay, Ron Horvitz, Peter Chernin, Tim Clairmont, Scott Wolters, Michael Moomaw, Dennis Briscoe, Dwight Galda, Roger Van Pelt, Randall Brehmer, Rylan Rozell, Paul Goldman, William Tufts, Brian Hagen, Davin Carey, Todd Juenger, Zoe Ng, Elliott Tracy, Don Hartmann, Vint Hartmann, John Christy, Gerrin De Groot, Bradley Fritz, John Weiss, James Raia, John Azzara, Richard Park, Jonathan Keller, Aubrey Morrow, Eric Scaff, Dieter Thurow, Shannon Markle, Angela Frazier, Richard Brewer, Jeff Warren, Craig Truman, Kevin Loyd, Ann Stewart, Rey Frimmersdorf, Jack Creighton, Paul Cese, Craig Truman, Harry Horn, Ross Johnson, Larry Queen, Mary Hanson, Leonard Wyss, Tadeusz Markow, Robert Cappadona, Bentley Ford, Stephen Shloss, Duane Swanson, John Harvey, Eric Holtz, and Victor Hazard CIK Number 0001720488 Filed Document 0001717288-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-03-01 12:51:30 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Utrip, Inc. See All Filings	D	2018-03-01 12:51:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001559164 Filed Document 0001559164-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 12:51:11 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Digital Dollars, LLC See All Filings	D/A	2018-03-01 12:50:12 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001732881 Filed Document 0001732881-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-01 12:50:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
QUINN INC See All Filings	C/A	2018-03-01 12:49:01 UTC
Financial Interest Filing Platform Slice Capital Inc. Offering Amount $1,070,000 CIK Number 0001732797 Filed Document 0001732797-18-000002 Accepted Date 2018-03-01 12:49:01 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State NEW YORK
Gamefish Impact Fund LP See All Filings	D/A	2018-03-01 12:45:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532080 Filed Document 0001532080-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-01 12:45:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
River Partners Private Investment Fund, L.L.C. See All Filings	D/A	2018-03-01 12:41:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642466 Filed Document 0001642466-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-01 12:41:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Multifamily Portfolio II DST See All Filings	D/A	2018-03-01 12:34:46 UTC
Amount To Be Raised $63,028,537 Associated Brokers / Dealers Silver Portal Capital LLC, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Primex Prime Electronic Execution Inc, 1st Global Capital Corporation, 1st Global Capital Corporation, 1st Global Capital Corporation, Sagepoint Financial, Inc, 1st Global Capital Corporation, Silver Portal Capital LLC, Crown Capital Securities L.P., Emerson Equity LLC, Harbour Investments, Inc, McDermott Investment Services, LLC, 1st Global Capital Corporation, Cabot Lodge Securities LLC, 1st Global Capital Corporation, Nationwide Planning Associates, Inc, Royal Alliance Associates, Inc., 1st Global Capital Corporation, Commonwealth Financial Network, McDermott Investment Services, LLC, Investment Planners, Inc, Investment Planners, Inc, Investment Planners, Inc, Woodbury Financial Services, Inc, Investment Planners, Inc, Concorde Investment Services, LLC, Kovack Securities, Inc, Sigma Financial Corporation, 1st Global Capital Corporation, Sagepoint Financial, Inc, Westpark Capital Inc, 1st Global Capital Corporation, Centaurus Financial, Inc., DFPG Investments, Inc, Centaurus Financial, Inc., FSC Securities Corporation, The Strategic Financial Alliance, Parkland Securites, LLC, Centaurus Financial, Inc, Cambridge Investment Research, FSC Securities Corporation, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Cambridge Investment Research, 1st Global Capital Corporation, Centaurus Financial, Inc, Centaurus Financial, Inc, Sagepoint Financial, Inc, DFPG Investments, Inc, 1st Global Capital Corporation, Simmons First Investment Group Inc, Cambridge Investment Research, 1st Global Capital Corporation, Sandlapper Securities, LLC, Cambridge Investment Research, 1st Global Capital Corporation, 1st Global Capital Corporation, Capulet LLC, 1st Global Capital Corporation, Primex Prime Electronic Execution Inc, Diane Jaworski-Faulhaber, Walter Webb, Michael Speer, Shawn Valentine, David Fingerhut, Wayne Pampaloni, Troy Thomas, Kelli Lynn Holliefield, H.D. Vest Investment Securities Inc, Vanderbilt Securities, LLC, Vanderbilt Securities, LLC, Parkland Securities, LLC, Parkland Securities, LLC, Moloney Securities Co, Centaurus Financial Inc, McDermott Investment Services, LLC, Woodbury Financial Services, Inc, H.D. Vest Investment Securities Inc, Jason Coles, Herb Alston, Del Londono, Mitchal O'Hare, Sigrid Daugaard, David Dahill, Spencer Weston, Kevin Snow, Jason Hohenstein, James Gambaccini, John Hoffman, Deanne Tegtmeier, Richard Park, Manuel Ramos, Brian Vosberg, Michael Parise, Gregg Kiefer, Robert Bruner, Shannon Markle, and Samir Thakkar CIK Number 0001717288 Filed Document 0001717288-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-03-01 12:34:46 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Alpha JWC Partners I, L.P. See All Filings	D	2018-03-01 12:27:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001731950 Filed Document 0001731950-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 12:27:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Highland Capital Management Institutional Fund II, LLC See All Filings	D/A	2018-03-01 12:23:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hedgeco Securities, LLC and Capital Growth Securities LLC CIK Number 0001667890 Filed Document 0001667890-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 12:23:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLOCKSTACK TOKEN LLC See All Filings	C	2018-03-01 12:16:35 UTC
Financial Interest 2% of the Securities issued in the Offering Filing Platform OpenDeal Inc. Offering Amount $1,070,000 CIK Number 0001719379 Filed Document 0001719379-18-000001 Accepted Date 2018-03-01 12:16:35 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State NEW JERSEY
River Partners Deflation Hedge, L.L.C. See All Filings	D	2018-03-01 12:12:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656098 Filed Document 0001656098-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 12:12:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
River Partners Hedge Fund, L.L.C. See All Filings	D	2018-03-01 12:09:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628968 Filed Document 0001642466-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 12:09:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DH TGE Ltd See All Filings	D	2018-03-01 12:08:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733026 Filed Document 0001733026-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-01 12:08:39 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Other
River Partners Hedge Fund, L.L.C. See All Filings	D	2018-03-01 12:06:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628968 Filed Document 0001628968-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 12:06:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Learn to Live, Inc. See All Filings	D	2018-03-01 12:05:57 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001651214 Filed Document 0001209191-18-014823 Exclusions or Exemptions 506b Accepted Date 2018-03-01 12:05:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
River Partners Global Equity, L.L.C. See All Filings	D	2018-03-01 12:04:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635819 Filed Document 0001635819-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 12:04:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Casdin Venture Opportunities Fund, L.P. See All Filings	D	2018-03-01 12:03:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730779 Filed Document 0000902664-18-001419 Exclusions or Exemptions 506b Accepted Date 2018-03-01 12:03:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSI Wealth Management Fund LLC See All Filings	D	2018-03-01 12:02:21 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001730790 Filed Document 0001730790-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-01 12:02:21 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Akshar Capital Real Estate Fund See All Filings	D/A	2018-03-01 12:02:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601547 Filed Document 0001601547-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-01 12:02:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARAKETT HOLDINGS LP See All Filings	D/A	2018-03-01 11:59:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001349723 Filed Document 0000919574-18-002164 Exclusions or Exemptions 506b Accepted Date 2018-03-01 11:59:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Temptations Broadway Ltd Liability Co See All Filings	D	2018-03-01 11:57:01 UTC
Amount To Be Raised $16,750,000 Associated Brokers / Dealers N/A CIK Number 0001732505 Filed Document 0001732505-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-01 11:57:01 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other