Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SNAPLOGIC, INC. See All Filings	D	2018-03-29 19:29:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001475970 Filed Document 0001475970-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 19:29:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Platinum Equity & Income Fund LLC See All Filings	D	2018-03-29 19:26:20 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001735956 Filed Document 0001735956-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-29 19:26:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Steel Canyon Partners L P See All Filings	D/A	2018-03-29 19:17:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378675 Filed Document 0001378675-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 19:17:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caffeinated Capital Airtable SPV, LLC See All Filings	D	2018-03-29 19:12:00 UTC
Amount To Be Raised $15,230,000 Associated Brokers / Dealers N/A CIK Number 0001734947 Filed Document 0001734947-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 19:12:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NexSpring Financial, LLC See All Filings	D	2018-03-29 19:04:58 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001698578 Filed Document 0001698578-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 19:04:58 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vellum Beta Fund, LP See All Filings	D	2018-03-29 18:51:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734529 Filed Document 0001264396-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-29 18:51:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2018-03-29 18:33:13 UTC
Amount To Be Raised $1,580,330 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-18-018024 Accepted Date 2018-03-29 18:33:13 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $17,477,180 State of Jurisdiction GEORGIA Type of Security Other(describe)
UWS VENTURES III COI II, LLC See All Filings	D	2018-03-29 18:28:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735913 Filed Document 0001735913-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-29 18:28:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UWS VENTURES III COI, LLC See All Filings	D	2018-03-29 18:27:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735965 Filed Document 0001735913-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 18:27:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DIRECTIONAL RESEARCH & TRADING PARTNERS LP See All Filings	D/A	2018-03-29 18:26:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001264396 Filed Document 0001264396-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-29 18:26:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Michael Nolin Group, Inc. See All Filings	1-A/A	2018-03-29 18:21:55 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001726620 Filed Document 0000939798-18-000014 Accepted Date 2018-03-29 18:21:55 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $282,938 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Cetan Income Fund, LLC See All Filings	D/A	2018-03-29 18:06:48 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001696653 Filed Document 0001696653-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-03-29 18:06:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
EMF Panther Island, LP See All Filings	D	2018-03-29 18:02:37 UTC
Amount To Be Raised $13,189,376 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001715348 Filed Document 0001715348-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-29 18:02:37 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
California Internet, L.P. See All Filings	D	2018-03-29 17:58:27 UTC
Amount To Be Raised $4,801,086 Associated Brokers / Dealers N/A CIK Number 0001611224 Filed Document 0001611224-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:58:27 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
National Multifamily Portfolio III DST See All Filings	D/A	2018-03-29 17:56:13 UTC
Amount To Be Raised $100,617,339 Associated Brokers / Dealers Robert Smith, Craig Sickler, Tim Clairmont, Chay Lapin, David Dahill, John Harvey, Christina Nielson, Karl Norman, Steven Kolinsky, Mike Bendix, Jack Creighton, Scott Sheehan, Leon Rousso, Gary Conley, John Chess, Aaron Brodt, Stacey Morimoto, Gary Hughes, Michael Marshel, Nancy Jauregui, Paul Cese, Silver Portal Capital LLC, Joral Schmalle, David Walsh, Joseph Broadbent, Jennifer Wildman, David Halpern, Eric Bicknese, ames Raine, David Levinson, Larry Queen, Michael Markey, David Toetz, James Walesa, Bryan Hakola, Paul Getty, Kathleen Williams-Price, Steven Lichtblau, Stacey Morimoto, Robert Sick, Brian Vosberg, Lena-jo Hartley, Michael Cullen, Joel Knight, Michele Martin, Tae Chung Kim, Del Londono, Jonathan Twidwell, Troy Thomas, Stephen Swarbrick, Brett Ohlen, Kirk Dobson, Chris White, Roger Coit, Orest Baransky, Salvatore Agnello, Anders Haugen, Jeffrey Bangerter, Eric Scaff, Raymond DeWitt, Michael Busch, Neil Mc Auliffe, Stacy Morimoto, Jason Finley, RCX Capital Group LLC, Clyde Patton, Jay Hovis, Eric Holtz, John Goff, Gregory Mankey, Gregory Rhodes, Kirk Dobson, Christopher Riel, John Scully, Timothy Tehan, Christopher Wright, Gordon Hamilton, Josh Griffin, Milan Madhani, Byron Ishiwata, Daniel Raupp, Dustin Tenbroeck, Michael Torchia, Samuel Heller, Jeffrey McKay, Kevin Myeroff, Kirk Dobson, Melinda Olbert, James Franklin, Dave White, Jeffrey Arburn, David Stone, Matthew Roberson, Robert Tweed, Nathan Kuhn, Debbie Birch, Dan Shimogawa, James Horn, Peter Maniscalco, and Shawn Williamson CIK Number 0001726600 Filed Document 0001723415-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:56:13 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Photoswitch Biosciences, Inc. See All Filings	D	2018-03-29 17:51:55 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001719446 Filed Document 0001719446-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:51:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HelloTech, Inc. See All Filings	D	2018-03-29 17:48:20 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001653458 Filed Document 0001653458-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:48:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Five Point Capital Midstream Fund III L.P. See All Filings	D/A	2018-03-29 17:47:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001712325 Filed Document 0001140361-18-015956 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:47:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AACP Special Situations I, L.P. See All Filings	D	2018-03-29 17:46:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725341 Filed Document 0001725341-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:46:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Selwyn Ventures I, LLC See All Filings	D/A	2018-03-29 17:43:33 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001694193 Filed Document 0001694193-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:43:33 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Colorado Multifamily Portfolio III DST See All Filings	D/A	2018-03-29 17:36:06 UTC
Amount To Be Raised $91,625,622 Associated Brokers / Dealers Scott Sheehan, Edward Fernandez, Robert Smith, Tim Clairmont, Christina Nielson, Tom Velken, Michelle Herickhoff, Jeremy Willner, Brian Hagen, Justin Bachman, James Walesa, Frank Richardson, David Dahill, Iaian Filippini, Robert Pecha, Craig Sickler, Douglas Bertke, Paul Manese, Davin Carey, Bruce Wellings, Eric Scaff, Peter Fisher, Dirk Jacobs, John Scully, Dieter Thurow, Robert Horning, Hugh Barndollar, Thomas Deichert, John Harvey, William Lapiana, Gregg Kiefer, Steven Kolinsky, Adam Bryan, Michele Martin, Karl Norman, Silver Portal Capital LLC, Bryan Hakola, Mike Bendix, James Gambaccini, AnnMarie Milinazzo, Gregory Hunter, Kent Porter, Jack Creighton, Leon Rousso, Aaron Brodt, Rey Frimmersdorf, Gary Hughes, Patrick Conway, Benjamin Disalle, Dan Pias, Chay Lapin, Rylan Rozell, Charles Wagner, Dinesh Gupta, John Marshall, Rollance (Ron) Verkennis, Robert Downing, Paul Cese, Stuart Valentine, Peter Han, Hannah Buschborn, Jennifer Wildman, Timothy J Sherer, Ryan Sherer, Chris Boynton, Gerrin De Groot, Ralph Waller, Jonathan Keller, Jeffrey McKay, Eric Bicknese, Jeffrey Arburn, Nathan Kuhn, James Westermeyer, RCX Capital Group LLC, Daniel Loy, Mark Coombe, Scott Park Inabnet, Brent Lee, Roger Van Pelt, Adam Gallegos, Hiro Kaglyama, John McKeon, Mark Gillelen, Benjamin Hill, Michael Cullen, Joel Knight, Jared Sutton, Del Londono, Bill Lucas, Duane Swanson, Brett Ohlen, Larry Grayson, Orest Baransky, Neil Mc Auliffe, Christina Orta, Jeffrey Ross, Duncan Eng, Gene Alvin Brehm, Joseph Kovar, and Jay Hovis CIK Number 0001723415 Filed Document 0001723415-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:36:06 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Apifia Inc. See All Filings	D	2018-03-29 17:34:11 UTC
Amount To Be Raised $3,052,776 Associated Brokers / Dealers N/A CIK Number 0001629178 Filed Document 0001629178-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:34:11 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RCG Acquisitions Fund, LLC See All Filings	D	2018-03-29 17:31:17 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001735577 Filed Document 0001735577-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:31:17 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Colorado Multifamily Portfolio IV DST See All Filings	D/A	2018-03-29 17:27:27 UTC
Amount To Be Raised $115,374,057 Associated Brokers / Dealers Michael Franklin, Gregory Mankey, Iaian Filippini, Jennifer Wildman, David Levinson, Mark Baran, Joseph Broadbent, and Cynthia Shelton CIK Number 0001734673 Filed Document 0001720488-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:27:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SYNC FLOOR, INC. See All Filings	D	2018-03-29 17:25:39 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001736066 Filed Document 0001736066-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:25:39 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Unitus Seed Fund II, LP See All Filings	D	2018-03-29 17:25:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736018 Filed Document 0001736018-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-29 17:25:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AlphaKeys KKR Asian Fund III, L.L.C. See All Filings	D	2018-03-29 17:18:47 UTC
Amount To Be Raised $156,206,000 Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001699979 Filed Document 0001699979-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:18:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Water Spirits LLC See All Filings	D	2018-03-29 17:18:23 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers N/A CIK Number 0001735305 Filed Document 0001735305-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:18:23 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Colorado Springs Multifamily DST See All Filings	D/A	2018-03-29 17:16:51 UTC
Amount To Be Raised $28,974,578 Associated Brokers / Dealers Christina Nielson, Daniel Raupp, Steven Henderson, Scott Sheehan, Eric Bicknese, Chris Hudson, Terry Shea, Dinesh Gupta, Samuel Angelo, Mitchal O'Hare, Sigrid Daugaard, Robert Smith, Walter Heidenreich III, Leslie Pappas, Edwin Suzuki, David Dahill, Shawn Valentine, Adam Costarella, Andrew Norman, Brock Brady, Frank Smith, Mike Bendix, Edward Fernandez, David Cowguill, Mike Cruz, Dustin Tenbroeck, Scott Offerman, Jeffrey McKay, Ron Horvitz, Peter Chernin, Tim Clairmont, Scott Wolters, Michael Moomaw, Dennis Briscoe, Dwight Galda, Roger Van Pelt, Randall Brehmer, Rylan Rozell, Paul Goldman, William Tufts, Brian Hagen, Davin Carey, Todd Juenger, Zoe Ng, Elliott Tracy, Don Hartmann, Vint Hartmann, John Christy, Gerrin De Groot, Bradley Fritz, John Weiss, James Raia, John Azzara, Richard Park, Jonathan Keller, Aubrey Morrow, Eric Scaff, Dieter Thurow, Shannon Markle, Angela Frazier, Richard Brewer, Jeff Warren, Craig Truman, Kevin Loyd, Ann Stewart, Rey Frimmersdorf, Jack Creighton, Paul Cese, Craig Truman, Harry Horn, Ross Johnson, Larry Queen, Mary Hanson, Leonard Wyss, Tadeusz Markow, Robert Cappadona, Bentley Ford, Stephen Shloss, Duane Swanson, John Harvey, Eric Holtz, Victor Hazard, Jonathan Perry, Cindy Shi, Charles Wagner, and Sharon Thompson CIK Number 0001720488 Filed Document 0001720488-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:16:51 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BX-B Ribbit Opportunity IV, LLC See All Filings	D	2018-03-29 17:16:40 UTC
Amount To Be Raised $5,504,500 Associated Brokers / Dealers N/A CIK Number 0001735250 Filed Document 0001735250-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:16:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Jobletics, Inc See All Filings	C	2018-03-29 17:13:31 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001734621 Filed Document 0001734621-18-000002 Accepted Date 2018-03-29 17:13:31 UTC Type of Offering C Security Offered Amount 6,534 Security Offered Type Preferred Stock State MASSACHUSETTS
TL-C Ribbit Opportunity III, LLC See All Filings	D	2018-03-29 17:13:00 UTC
Amount To Be Raised $1,515,000 Associated Brokers / Dealers N/A CIK Number 0001735249 Filed Document 0001735249-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:13:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Baylight Long Opportunity Fund, LP See All Filings	D/A	2018-03-29 17:11:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690292 Filed Document 0001690292-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:11:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
trueDIGITAL Holdings LLC See All Filings	D	2018-03-29 17:10:43 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Bachman Capital Managment, LLC CIK Number 0001727792 Filed Document 0001382963-18-000064 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:10:43 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fourth Evolution, Inc. See All Filings	D	2018-03-29 17:07:12 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001735599 Filed Document 0001735599-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:07:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Cider Mill Offshore Fund Ltd See All Filings	D/A	2018-03-29 17:07:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670572 Filed Document 0000950142-18-000698 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:07:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Cider Mill Domestic Fund LP See All Filings	D/A	2018-03-29 17:06:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670573 Filed Document 0000950142-18-000697 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:06:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Nvest, Inc. See All Filings	D	2018-03-29 17:06:11 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001398400 Filed Document 0000950103-18-004064 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:06:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BAYLIGHT NEUTRAL FUND LP See All Filings	D	2018-03-29 17:05:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735890 Filed Document 0001735890-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-29 17:05:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Woodleaf, LLC See All Filings	D	2018-03-29 16:53:47 UTC
Amount To Be Raised $231,004 Associated Brokers / Dealers N/A CIK Number 0001736004 Filed Document 0001736005-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-29 16:53:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Lassen Development Partners LLLP See All Filings	D	2018-03-29 16:53:04 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers N/A CIK Number 0001735892 Filed Document 0001104659-18-021293 Exclusions or Exemptions 506b Accepted Date 2018-03-29 16:53:04 UTC Type of Offering D Industry Construction Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cargobot, LLC See All Filings	D/A	2018-03-29 16:52:48 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001707615 Filed Document 0001707615-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-29 16:52:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Verdeam Alternative Income Fund, LLLP See All Filings	D	2018-03-29 16:51:49 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers N/A CIK Number 0001674631 Filed Document 0001104659-18-021292 Exclusions or Exemptions 506b Accepted Date 2018-03-29 16:51:49 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Vertex Regency Partners, LLLP See All Filings	D	2018-03-29 16:50:34 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001735802 Filed Document 0001104659-18-021291 Exclusions or Exemptions 506b Accepted Date 2018-03-29 16:50:34 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
7signal Solutions, Inc. See All Filings	D	2018-03-29 16:45:30 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001735241 Filed Document 0001735241-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 16:45:30 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PC Emerald Village, LLC See All Filings	D	2018-03-29 16:44:53 UTC
Amount To Be Raised $662,243 Associated Brokers / Dealers N/A CIK Number 0001736005 Filed Document 0001736005-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 16:44:53 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
NAM Special Situations Fund I QP, LLC - Series F1 See All Filings	D	2018-03-29 16:42:23 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001734724 Filed Document 0000905718-18-000340 Exclusions or Exemptions 506b Accepted Date 2018-03-29 16:42:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal Strategic Opportunities Fund, LP See All Filings	D/A	2018-03-29 16:41:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001701742 Filed Document 0001140361-18-015901 Exclusions or Exemptions 506b Accepted Date 2018-03-29 16:41:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortem Technologies, Inc. See All Filings	D	2018-03-29 16:39:25 UTC
Amount To Be Raised $17,191,409 Associated Brokers / Dealers N/A CIK Number 0001736071 Filed Document 0001736071-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-29 16:39:25 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Nurtureco, Inc. See All Filings	D/A	2018-03-29 16:36:54 UTC
Amount To Be Raised $2,500,400 Associated Brokers / Dealers N/A CIK Number 0001726179 Filed Document 0001140361-18-015895 Exclusions or Exemptions 506b Accepted Date 2018-03-29 16:36:54 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity