Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BALX Holdings, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $6,982,012 Associated Brokers / Dealers N/A CIK Number 0001668511 Filed Document 0001668511-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
myNFO, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $6,797,859 Associated Brokers / Dealers N/A CIK Number 0001665236 Filed Document 0000897069-16-000855 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Racecar Holdings, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001662690 Filed Document 0001662690-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
eSalon.com Holdings, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $1,975,000 Associated Brokers / Dealers N/A CIK Number 0001668135 Filed Document 0001668135-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rothenberg Ventures 2015 Fund, LLC See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised $24,620,000 Associated Brokers / Dealers N/A CIK Number 0001643344 Filed Document 0001643344-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Arms, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $6,523,369 Associated Brokers / Dealers Wilmington Capital Securities, LLC CIK Number 0001554366 Filed Document 0001554366-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Observa, Inc. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001673445 Filed Document 0001209191-16-116576 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Radar APPS, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001672502 Filed Document 0001672502-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
Naya Lincoln Park Fund Ltd See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606488 Filed Document 0000902664-16-006872 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARPEGGIO FUND See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001138474 Filed Document 0000935836-16-000888 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chinus Fund, LLC See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463824 Filed Document 0001140361-16-062552 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKCP IV Groundhog Co-Invest, L.P. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673266 Filed Document 0001673266-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $3,600,002 Associated Brokers / Dealers Sean Devlin CIK Number 0001135856 Filed Document 0001135856-16-000544 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Massachusetts Innovation Catalyst Fund I L.P. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001673076 Filed Document 0001673076-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AQR Offshore Multi-Strategy Fund XII, L.P. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633379 Filed Document 0001385053-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTRINSIC EDGE PLUS AI, L.P. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles L. Coe, Melanie J. Duguid, and Michael Yale Ragins CIK Number 0001480340 Filed Document 0001480340-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Observa, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $575 Associated Brokers / Dealers N/A CIK Number 0001673445 Filed Document 0001209191-16-116519 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Stermax Merger Opportunities Fund, LP See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638128 Filed Document 0001013594-16-001013 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mobiquity Technologies, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001084267 Filed Document 0001019687-16-006030 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Spectrum ANC Investor, L.P. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672730 Filed Document 0001672730-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Johnston Road Plaza LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $2,063,020 Associated Brokers / Dealers N/A CIK Number 0001672179 Filed Document 0001672179-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
New Shop Center Apartments, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $1,816,667 Associated Brokers / Dealers None, N/A CIK Number 0001673340 Filed Document 0001673340-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
ESA Toxicology LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001618729 Filed Document 0001618729-16-000029 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
American Midstream Partners, LP See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $120,000,006 Associated Brokers / Dealers N/A CIK Number 0001513965 Filed Document 0001513965-16-000188 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Access Capital Partners, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673162 Filed Document 0001673162-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Boyu Capital Offshore Fund See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672795 Filed Document 0001672795-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leerink Transformation Fund I L.P. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Sagent Advisors, LLC CIK Number 0001673062 Filed Document 0001673062-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FEG Directional Access TEI Fund LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667215 Filed Document 0000926877-16-000466 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCCP Equity VII, LP See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639599 Filed Document 0001639599-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
eSalon.com Holdings, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $2,663,000 Associated Brokers / Dealers N/A CIK Number 0001668135 Filed Document 0001668135-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rothenberg Ventures 2016 Feeder Fund, L.P. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $6,175,000 Associated Brokers / Dealers N/A CIK Number 0001660701 Filed Document 0001660701-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Luberon Partners, LP See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603590 Filed Document 0001603590-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metamason, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $3,831,483 Associated Brokers / Dealers N/A CIK Number 0001673094 Filed Document 0001673094-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Ring International Ltd See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $15,534,226 Associated Brokers / Dealers N/A CIK Number 0001673458 Filed Document 0001673458-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Plasma Stream Technologies, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660091 Filed Document 0001660091-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
AddMi, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001673300 Filed Document 0001673300-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Global Infrastructure Partners III-C, L.P. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664881 Filed Document 0001664881-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sujana Biotech, LLC See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001638929 Filed Document 0001638929-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Toronado Fund, L.P. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580038 Filed Document 0001580038-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCHF CAYMAN, L.P. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519799 Filed Document 0001519799-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRAMEBRIDGE, INC. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised $16,793,499 Associated Brokers / Dealers N/A CIK Number 0001616019 Filed Document 0001616019-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
RION FUND, LP See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529068 Filed Document 0000919574-16-012671 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ethika Diversified Opportunity Real Estate Fund II, LP See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672944 Filed Document 0001672944-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Boyu Capital Opportunities Master Fund See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672803 Filed Document 0001672803-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ares High Income Credit Opportunities Fund, L.P. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers UBS Financial Services, Inc. and Ares Investor Services LLC CIK Number 0001673174 Filed Document 0001673174-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Naya Fund See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606508 Filed Document 0000902664-16-006871 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LGP Associates VI-B LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $6,123,000 Associated Brokers / Dealers N/A CIK Number 0001568923 Filed Document 0001568921-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mashburn, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001574679 Filed Document 0001574679-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Rapid Applications Group, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001637284 Filed Document 0001637284-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Kahua, Inc. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised $9,999,999 Associated Brokers / Dealers N/A CIK Number 0001595071 Filed Document 0001595071-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity