Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Trilogy Master Fund Ltd See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619443 Filed Document 0000945621-15-000312 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLUE RIDGE BANKSHARES, INC. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0000842717 Filed Document 0000842717-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
GSV Ventures I LLC, Series I-6 See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001659484 Filed Document 0001659484-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Longwood Preserve Investors, LLC See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $5,510,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001659486 Filed Document 0001659486-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
EKA SOLUTIONS, INC. See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001648590 Filed Document 0000892712-15-001107 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
TPH Energy Infrastructure Fund, LP See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562852 Filed Document 0000902664-15-004414 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jewel Fund, L, P, See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324427 Filed Document 0001324427-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
One Fin Capital LP See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659521 Filed Document 0000935836-15-000592 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moroni, LLC See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001660137 Filed Document 0001660137-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
iCapital-KV Seed C Access Fund, L.P. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659691 Filed Document 0000897069-15-000538 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AutoTech Fund I, L.P. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001658108 Filed Document 0001658108-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OThot LLC See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001637843 Filed Document 0001637843-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Arrowgrass Customised Solutions I LP See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659505 Filed Document 0000902664-15-004421 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Imperial Aggregates Group LLC See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $3,891,766 Associated Brokers / Dealers N/A CIK Number 0001658881 Filed Document 0001658881-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Front Range Snacks, Inc. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $331,431 Associated Brokers / Dealers N/A CIK Number 0001578248 Filed Document 0001578248-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
HIRTLE CALLAGHAN ABSOLUTE RETURN OFFSHORE FUND II LTD See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351835 Filed Document 0001351835-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CommuniKids Holdings LLC See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624363 Filed Document 0001624363-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
ChargeItSpot, LLC See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised $5,259,922 Associated Brokers / Dealers RYAN FEIT, AMEET PADTE, and AARON KELLNER CIK Number 0001559076 Filed Document 0001559076-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ovis U.S. Feeder Fund, L.P. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652407 Filed Document 0001546927-15-000290 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Seattle Funding Group, Ltd. See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Other
DRONE AVIATION HOLDING CORP. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $3,725,000 Associated Brokers / Dealers Dougherty & Company, LLC CIK Number 0001178727 Filed Document 0001013762-15-001143 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Tower of Babel, LLC See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328554 Filed Document 0001328554-16-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INTERNATIONAL VALUE INVESTMENTS LLC See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355967 Filed Document 0001355967-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
New Way Labs, LLC See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001622831 Filed Document 0001622831-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Madison Realty Capital Debt Fund III LP See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614846 Filed Document 0001614846-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAMILTON ROBINSON CAPITAL PARTNERS L.P. IV QP See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659949 Filed Document 0001405086-15-000304 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Hollar Inc. See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised $5,550,000 Associated Brokers / Dealers N/A CIK Number 0001649563 Filed Document 0001649563-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TPH Energy Infrastructure Fund Plus, LP See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513882 Filed Document 0000902664-15-004413 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Zentila, Inc. See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised $1,360,000 Associated Brokers / Dealers N/A CIK Number 0001575736 Filed Document 0001376474-15-000484 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Momentum Dynamics Corp See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $8,305,978 Associated Brokers / Dealers CEDI Capital Markets, LLC CIK Number 0001514752 Filed Document 0001393725-15-000132 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Nimblocity Trading Partners LP See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659750 Filed Document 0001659750-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Polaris KS3, LP See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001659919 Filed Document 0001659919-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AFA Emerging Manager Platform, LLC ArbitrOption Series Sub-Fund See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659708 Filed Document 0001659708-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1401 Holcomb LLC See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001659441 Filed Document 0001659441-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
HIRTLE CALLAGHAN TOTAL RETURN OFFSHORE FUND II LTD See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001352071 Filed Document 0001352071-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Downhole Energy, LLC See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001582645 Filed Document 0001582645-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
FUTURA LLC See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001226619 Filed Document 0001226619-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
1517 Fund I Sidecar LP See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658654 Filed Document 0001658654-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AristaMD, Inc. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $1,375,000 Associated Brokers / Dealers N/A CIK Number 0001614691 Filed Document 0001656939-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ENPLAST Technology LLC See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $5,312,500 Associated Brokers / Dealers N/A CIK Number 0001651144 Filed Document 0001651144-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BlueShift Travel Technologies, Inc See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001659741 Filed Document 0001659741-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Absolute Graphic Technologies USA, Inc. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $1,250,004 Associated Brokers / Dealers Edwin H. Fisher, Jr. CIK Number 0001660384 Filed Document 0001660384-16-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
UXTesting, Inc. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $118,000 Associated Brokers / Dealers N/A CIK Number 0001660139 Filed Document 0001660139-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LANSDOWNE EUROPEAN STRATEGIC EQUITY FUND L P See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001215740 Filed Document 0000919574-15-008452 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
McConnell's Studio City LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001659699 Filed Document 0001659699-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Viera Investments, LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $7,925,000 Associated Brokers / Dealers NMS Capital Securities, LLC CIK Number 0001557828 Filed Document 0001557828-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
JLH Realty Partners III, LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001659584 Filed Document 0001659584-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Greycroft Partners IV, L.P. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001658663 Filed Document 0001658663-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Essential Medical, Inc. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001605099 Filed Document 0001605099-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Kerogen Zennor Co-investment Fund I, L.P. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001659806 Filed Document 0001659806-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity