Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Go Elevator, Inc. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001659567 Filed Document 0001168404-15-000028 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
SLCKET INC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660015 Filed Document 0001660015-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised $20,115,141 Associated Brokers / Dealers Richard Devita, Jr., Scott Holton, and Patrick Dicerbo CIK Number 0001135856 Filed Document 0001135856-15-000313 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Zinn Fund LLLP See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467360 Filed Document 0000897069-15-000542 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Coachman Energy VII Offshore Feeder Fund, Ltd. See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001630891 Filed Document 0001630891-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SI Ross Tower Investor, LP See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $7,437,500 Associated Brokers / Dealers N/A CIK Number 0001659993 Filed Document 0001659993-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Clough Access LLC See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001518552 Filed Document 0001518552-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makren LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001658825 Filed Document 0001658825-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BLUE LOTUS INVESTMENT FUND See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660282 Filed Document 0001660282-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Prime Income Properties - Elim, LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001660020 Filed Document 0001380389-15-000068 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
11715 South Glen, LP See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $2,875,000 Associated Brokers / Dealers N/A CIK Number 0001660028 Filed Document 0001660028-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Atreca, Inc. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $57,261,706 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001532346 Filed Document 0001532346-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
POLYERA CORP See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001422458 Filed Document 0001422458-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Figma, Inc. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $14,000,003 Associated Brokers / Dealers N/A CIK Number 0001579878 Filed Document 0001579878-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Oaks Senior Tax Credit, LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $504,640 Associated Brokers / Dealers N/A CIK Number 0001534603 Filed Document 0001506114-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASSET MANAGEMENT FUND See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000705318 Filed Document 0001566114-15-000069 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tecnos Research of America, Inc. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001658850 Filed Document 0001658850-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CORECOMMODITY MANAGEMENT - FOUNDERS III FUND LLC See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631359 Filed Document 0001264128-15-000045 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Personalized Beauty Discovery, Inc. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $148,470 Associated Brokers / Dealers N/A CIK Number 0001535189 Filed Document 0001535189-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Earnings Capital LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001660045 Filed Document 0001660045-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
GROUPIZE, INC. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607424 Filed Document 0001607424-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ClearStreet, Inc. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001659840 Filed Document 0001659840-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Blackstream Caledonian Royalty Partners III, LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Allen C. Ewing & Co. CIK Number 0001657480 Filed Document 0001657480-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Conservis Corp. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $7,700,000 Associated Brokers / Dealers N/A CIK Number 0001563629 Filed Document 0001563629-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Walton Heights State Credit, LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $687,189 Associated Brokers / Dealers N/A CIK Number 0001555911 Filed Document 0001506114-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoreCommodity Management - Founders I Fund (Cayman), Ltd. See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530180 Filed Document 0001264128-15-000046 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRECISION RESTAURANT GROUP LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001660113 Filed Document 0001660113-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ramius IDF LLC See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505288 Filed Document 0000926877-15-000349 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
AG Realty Fund IX, L.P. See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001620910 Filed Document 0001620910-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WCAS XII Co-Investors LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658393 Filed Document 0001658393-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised $10,800,000 Associated Brokers / Dealers Steve Russell, Michael Leonard, Erik Dahlquist, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-15-000317 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Garnet 3-D Joint Venture See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $1,064,000 Associated Brokers / Dealers N/A CIK Number 0001660142 Filed Document 0001354488-15-005398 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
SavvyCard Florida Fund III, LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001659692 Filed Document 0001415889-15-003968 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Coachman Energy VII Onshore Feeder Fund, L.P. See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001630890 Filed Document 0001630890-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised $1,348,800 Associated Brokers / Dealers Brett Ellen, Armand Fidler, and Blair Van Buren CIK Number 0001135856 Filed Document 0001135856-15-000312 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ANCHOR BOLT OFFSHORE FUND LTD. See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594372 Filed Document 0000919574-15-008514 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WV Feeder II (PPT-2), L.P. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660202 Filed Document 0001660202-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medicom Digital, Inc. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001649250 Filed Document 0001649250-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Netsertive, Inc. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers Needham & Company, LLC CIK Number 0001499957 Filed Document 0001461373-15-000051 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ALMADEN MINERALS LTD See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $273,358 Associated Brokers / Dealers N/A CIK Number 0001015647 Filed Document 0001102624-15-001740 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Legacy Lakes State Credit, LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $232,400 Associated Brokers / Dealers N/A CIK Number 0001506114 Filed Document 0001506114-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Advisors Small Co Coinvestment Fund LP See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660017 Filed Document 0001660017-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A&M Capital Opportunities Fund, LP See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Stifel, Nicolaus & Company, Incorporated CIK Number 0001659127 Filed Document 0001659127-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Fuels Technology, Inc. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001505032 Filed Document 0001505032-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Future Life, Inc. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001658242 Filed Document 0001658242-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
AIS FUTURES FUND IV LP See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Securities, Inc., UBS Financial Services, Inc., Capital Management Partners, Inc., Next Financial Group, Inc., First Financial Equity Corporation, Crowell, Weedon & Co., Stifel, Nicolaus & Company, Incorporated, Benjamin F. Edwards & Company, Inc., and J.P. Turner & Company, L.L.C. CIK Number 0001023453 Filed Document 0001038627-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AUTONOMIC MATERIALS INC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $1,630,000 Associated Brokers / Dealers N/A CIK Number 0001439020 Filed Document 0001439020-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Okoboji Capital Partners, L.P. See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001143698 Filed Document 0001095449-15-000158 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
nChannel, Inc. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001547669 Filed Document 0001547669-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Access LLC See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001518551 Filed Document 0001518551-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund