Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KinoDyn, Inc. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $349,999 Associated Brokers / Dealers N/A CIK Number 0001611029 Filed Document 0001611029-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
DigiPath,Inc. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001502966 Filed Document 0001659900-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Day 4, LLC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001658434 Filed Document 0001658434-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ACTAVALON, INC. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $1,587,765 Associated Brokers / Dealers N/A CIK Number 0001594641 Filed Document 0001594641-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ALLIN CORP See All Filings	D	2015-12-04 09:27:16 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001020391 Filed Document 0001020391-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-04 09:27:16 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Jeffrey Nesseth CIK Number 0001633523 Filed Document 0001633523-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Carlyle Asia Structured Credit Opportunities Fund, L.P. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. and Alistithmar Capital CIK Number 0001626618 Filed Document 0001626618-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panorama Partners Offshore, Ltd. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592374 Filed Document 0001592374-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
East Bridge Capital Offshore Fund Ltd. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579866 Filed Document 0001534830-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genesis Drilling Program IX LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Jeffrey Senglaub CIK Number 0001633523 Filed Document 0001633523-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $11,944,794 Associated Brokers / Dealers Richard Devita CIK Number 0001135856 Filed Document 0001135856-15-000318 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HLT Holdings, LLC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $42,060,000 Associated Brokers / Dealers N/A CIK Number 0001660239 Filed Document 0001144204-15-069827 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Harmonus Inc See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $657,040 Associated Brokers / Dealers N/A CIK Number 0001660001 Filed Document 0001660001-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Terlingua Fund 1, LP See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563658 Filed Document 0001563658-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saturn Care, Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001659972 Filed Document 0001659972-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
FEATHR, INC. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $2,096,987 Associated Brokers / Dealers N/A CIK Number 0001571757 Filed Document 0001571757-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $65,006,070 Associated Brokers / Dealers Andrew Arigo CIK Number 0001135856 Filed Document 0001135856-15-000320 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sanibel Resort Holdings, LLC See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $12,340,800 Associated Brokers / Dealers JRL Capital Corporation, Kalos Capital, Inc., Triloma Securities, LLC, The Strategic Financial Alliance, Inc., and United Planners Financial Services CIK Number 0001655852 Filed Document 0001655852-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SYNQY Corp See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001562499 Filed Document 0001562499-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NEWPORT REALTY TRUST, INC. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $12,125,369 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001634006 Filed Document 0001634006-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Trufa Inc. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $11,400,000 Associated Brokers / Dealers N/A CIK Number 0001594684 Filed Document 0001594684-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BRAIN TUNNELGENIX TECHNOLOGIES CORP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001489454 Filed Document 0001144204-15-070418 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
VICUNA CAPITAL I, L.P. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001071851 Filed Document 0000919574-15-008527 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RP MTS Associates Member, L.L.C. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001660084 Filed Document 0001660084-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tacit Capital Fund, LP - Series 3 See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $1,936,000 Associated Brokers / Dealers N/A CIK Number 0001660021 Filed Document 0001660021-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Breast Microseed, Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607763 Filed Document 0001607763-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Recursion Pharmaceuticals, LLC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001601830 Filed Document 0001601830-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ANCHOR BANCORP INC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001449696 Filed Document 0001283875-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
LENR-Invest Fund II, LLC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659385 Filed Document 0001659385-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Todd Anderson CIK Number 0001633523 Filed Document 0001633523-15-000016 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Archway Commodities Fund L.P. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486943 Filed Document 0001486944-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AperiSys, Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001658374 Filed Document 0001658374-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Charlotte Student Housing DST See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $29,345,975 Associated Brokers / Dealers Jeffrey L. Tiona, Steven J. Yazbeck, Robert Binkele, Michael Steinthal, Scott Sheehan, Mark Dormire, Benjamin Tutschulte, and Hamilton Pollard II CIK Number 0001657795 Filed Document 0000950138-15-000719 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BFY Acquisition Inc. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656601 Filed Document 0000895345-15-000307 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Amanda Dunlap CIK Number 0001633523 Filed Document 0001633523-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Ellington Financial REIT See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001660108 Filed Document 0001660108-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Capital Teas, Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers U.S. Boston Capital Corp. CIK Number 0001624495 Filed Document 0001624495-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MARYLAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Buildup Technologies Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $2,388,094 Associated Brokers / Dealers N/A CIK Number 0001660265 Filed Document 0001660265-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Allgood Network, Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001659507 Filed Document 0001659507-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
McB Arizona State, LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $4,150,000 Associated Brokers / Dealers N/A CIK Number 0001660406 Filed Document 0001660406-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MOON CAPITAL GLOBAL EQUITY PARTNERS FUND LP See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460115 Filed Document 0000902664-15-004447 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genesis Drilling Program IX LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Michael Parrish CIK Number 0001633523 Filed Document 0001633523-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Business Report Card Inc See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001655511 Filed Document 0001655511-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
Prophecy Trading Advisors, LP See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001530104 Filed Document 0001140361-15-043760 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RSC Topco, Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660324 Filed Document 0001660324-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SBK HEALTHCARE SERVICES, INC. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001623435 Filed Document 0001623435-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rockwood X REIT, Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Phyllis J. Johnson, Patrick J. Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001659947 Filed Document 0001659947-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bocage Active Commodity Long Fund, L.P. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gallatin Capital LLC CIK Number 0001620836 Filed Document 0000935836-15-000595 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NavigatorSRVS, Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001659470 Filed Document 0001659470-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ACA Master Select Fund QP, LP See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612202 Filed Document 0001612202-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund