Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Acer Therapeutics Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $8,149,999 Associated Brokers / Dealers N/A CIK Number 0001638234 Filed Document 0001638234-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TCW CORPORATE BOND L P See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NOT APPLICABLE CIK Number 0001038400 Filed Document 0001038400-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FaceFirst, Inc. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised $7,403,920 Associated Brokers / Dealers N/A CIK Number 0001663212 Filed Document 0001663212-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Working Capital Partners, Ltd See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524900 Filed Document 0001524900-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Senaptec LLC See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001618284 Filed Document 0001618284-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
SIGHTLINE PAYMENTS LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $2,998,740 Associated Brokers / Dealers N/A CIK Number 0001549335 Filed Document 0001104659-16-118303 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
THORLEY INDUSTRIES LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001364498 Filed Document 0000898432-16-002277 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Symphonic Forte Fund, LP See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530791 Filed Document 0001530791-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Kings Peak Global Macro Fund Ltd. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Colin McLane, Michael Edward Leverone, Roberto Tancinco Fabros, and Mark Loys Von Kreuter CIK Number 0001618750 Filed Document 0000919574-16-012747 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Trendly, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $12,329,562 Associated Brokers / Dealers N/A CIK Number 0001673605 Filed Document 0001673605-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TruckPay, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001665483 Filed Document 0001665483-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PIMCO Corporate Opportunities Fund II, L.P. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001663504 Filed Document 0001663504-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gratia LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673799 Filed Document 0001673799-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Kemin Foods, L.C. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001558104 Filed Document 0001558104-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Quintessence Associates LP See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406804 Filed Document 0001406804-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Europe Realty Co-Investment, L.P. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607466 Filed Document 0001607466-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG DIVERSIFIED CREDIT STRATEGIES FUND LP See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435712 Filed Document 0001435712-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Net Lease Realty Fund III, L.P. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001576043 Filed Document 0001576043-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VanEck Emerging Markets Portfolio See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Van Eck Securities Corporation and Van Eck Securities Corporation CIK Number 0001607827 Filed Document 0000899140-16-001396 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Property Investors-B, L.P. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001652704 Filed Document 0001652704-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Electrum Group Ltd. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669165 Filed Document 0001669165-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSO Capital Opportunities Feeder Fund III LP See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673797 Filed Document 0001673797-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tactical Income CEF Fund See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549686 Filed Document 0001549686-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rollins MRP II, LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001674545 Filed Document 0001674545-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
TPG FOF VII-QP, L.P. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001659433 Filed Document 0001659433-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Miller Lochwood Square LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001673994 Filed Document 0001673994-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
America's Suppliers, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001002390 Filed Document 0001409816-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Veracity Security Intelligence, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $3,525,000 Associated Brokers / Dealers N/A CIK Number 0001673774 Filed Document 0001673897-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ubiquity University See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001559778 Filed Document 0001559778-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BDR SEWARD PARK I LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001673917 Filed Document 0001673917-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
SELIGMAN TECH SPECTRUM FUND LLC See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167797 Filed Document 0001140361-16-063765 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascent Solar Technologies, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001350102 Filed Document 0001350102-16-000153 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Servicelink Technologies USA, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001673728 Filed Document 0000899797-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Lithotripsy of Northern Indiana, LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $226,285 Associated Brokers / Dealers N/A CIK Number 0001466891 Filed Document 0001466891-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GRATIA CAPITAL CONCENTRATED FUND, L.P. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641494 Filed Document 0000919574-16-012753 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WinView, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $13,639,868 Associated Brokers / Dealers N/A CIK Number 0001516844 Filed Document 0001516844-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
QVT Offshore Ltd. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301801 Filed Document 0001301801-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001663502 Filed Document 0001663502-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BoxFox LLC See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001647364 Filed Document 0001647364-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
BEAR CREEK MH, LLLP See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $9,150,000 Associated Brokers / Dealers N/A CIK Number 0001628250 Filed Document 0001628250-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Valley DG Properties, LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers Donald O. Taylor CIK Number 0001673862 Filed Document 0001673862-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Partners Capital Condor Fund IX (Cayman), L.P. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001669124 Filed Document 0001669124-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIGHTLINE PAYMENTS LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $4,002,267 Associated Brokers / Dealers N/A CIK Number 0001549335 Filed Document 0001104659-16-118270 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
CargoMetrics Compass Fund LP See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659202 Filed Document 0001659202-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 161 See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital, LLC CIK Number 0001673838 Filed Document 0001673838-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kemin Industries, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001558102 Filed Document 0001558102-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
QUENTEC PARTNERS LP See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554516 Filed Document 0000919574-16-012741 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GSO Capital Opportunities Fund III LP See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673827 Filed Document 0001673827-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SIGHTLINE PAYMENTS LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $6,384,756 Associated Brokers / Dealers Union Gaming Securities LLC and Cascadia Capital, LLC CIK Number 0001549335 Filed Document 0001104659-16-118302 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
AVX/B VPTA, LP See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673114 Filed Document 0001673114-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund