Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Accolade, Inc. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised $53,600,000 Associated Brokers / Dealers N/A CIK Number 0001481646 Filed Document 0001192482-15-000435 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CRC Resources Fund II-A LP See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622089 Filed Document 0001622089-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Midland-Olympus Strategic Income Fund, LLC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001660178 Filed Document 0001660178-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Equity
Cynvec LLC See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Ameritech Advisors CIK Number 0001385095 Filed Document 0001385095-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AETNA PARTNERS DIVERSIFIED FUND (CAYMAN) LTD See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MAFG RIA Services, Inc., Cambridge Investment Research, Inc., Capital Guardian, LLC, Advisory Group Equity Services Ltd., Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Financial Specialists LLC, and Cetera Investment Services LLC CIK Number 0001460020 Filed Document 0001460020-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Equity
Perle Bioscience, Inc. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001605829 Filed Document 0001605829-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Niki VW, LP See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $695,960 Associated Brokers / Dealers N/A CIK Number 0001660192 Filed Document 0001660187-15-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LIFEFACTORY, INC. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001503925 Filed Document 0001288320-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RADIENT TECHNOLOGIES INC. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $84,206 Associated Brokers / Dealers N/A CIK Number 0001215726 Filed Document 0001140361-15-043989 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
When Change Comes Ltd Liability Co See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001659926 Filed Document 0001659926-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AQR Global Asset Allocation Offshore Fund (USD) IV Ltd. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454208 Filed Document 0001454208-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WellTok, Inc. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $37,999,849 Associated Brokers / Dealers N/A CIK Number 0001499226 Filed Document 0001140361-15-043840 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AperiSys, Inc. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised $7,400 Associated Brokers / Dealers N/A CIK Number 0001658374 Filed Document 0001658374-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
1600 PREFERRED LLC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers NORTH CAPITAL PRIVATE SECURITIES CORPORATION CIK Number 0001659316 Filed Document 0001659316-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
AZTherapies, INC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001629864 Filed Document 0001629864-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Bailard Fundamental Long/Short Equity Fund, L.P. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660186 Filed Document 0000935836-15-000600 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Bancorp Inc See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. CIK Number 0001419536 Filed Document 0001419536-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Hecht Peabody Newbury, LLC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $432,000 Associated Brokers / Dealers N/A CIK Number 0001657911 Filed Document 0001657911-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ledgestone Global Partners, L.P. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628643 Filed Document 0001140361-15-044140 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blenheim Diversified Dynamic Alpha Fund, Ltd. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers Indian Harbor, LLC CIK Number 0001590745 Filed Document 0001590745-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Amundi Smith Breeden Institutional Short Duration Fund See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001494601 Filed Document 0000919574-15-008554 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AQR DELTA Offshore Fund II Ltd. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480774 Filed Document 0001480774-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XCR Diagnostics Inc See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers ACAP Financial Inc CIK Number 0001656921 Filed Document 0001656921-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Osmium Diamond, LP See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589408 Filed Document 0001589408-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Savara Inc. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $21,006,246 Associated Brokers / Dealers N/A CIK Number 0001461492 Filed Document 0001461492-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LONG FOCUS CAPITAL OFFSHORE, LTD. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613054 Filed Document 0001613054-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Hemingway Joint Venture See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $2,094,800 Associated Brokers / Dealers NA CIK Number 0001660232 Filed Document 0001660232-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
HudCo Real Estate IV (International), L.P. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $11,300,000 Associated Brokers / Dealers N/A CIK Number 0001658487 Filed Document 0001658487-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Shell 1000, LLC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001659960 Filed Document 0001659960-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
TXT Investors PE, LP See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001659117 Filed Document 0001659117-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CRC Resources Fund II LP See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Nova Fund Advisors CIK Number 0001622088 Filed Document 0001622089-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR Multi-Strategy Fund VII, L.P. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606465 Filed Document 0001606465-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AxInfra US LP See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564272 Filed Document 0001564272-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OPCM Absolute Return L P See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001377649 Filed Document 0000935836-15-000598 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueLine Grid, Inc. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised $5,126,463 Associated Brokers / Dealers N/A CIK Number 0001580125 Filed Document 0001580125-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR GLOBAL ASSET ALLOCATION INSTITUTIONAL FUND IV LP See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401283 Filed Document 0001454208-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Huston Minerals Partners LLC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $3,891,766 Associated Brokers / Dealers N/A CIK Number 0001659936 Filed Document 0001659936-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
REGENT CAPITAL CORP See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001620259 Filed Document 0001140361-15-043801 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Commonfund Hedged Equity Co See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001410322 Filed Document 0001410322-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Niki Westminster, LP See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $840,000 Associated Brokers / Dealers N/A CIK Number 0001660187 Filed Document 0001660187-15-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
440 ADAMS STREET, LLC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001659775 Filed Document 0001659775-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PURE BIOSCIENCE, INC. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001006028 Filed Document 0001006028-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
North Carolina Title Center LLC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $30,275 Associated Brokers / Dealers N/A CIK Number 0001330633 Filed Document 0001330633-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pro Star Capital, LP See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001660179 Filed Document 0001660179-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Six Train Productions Ltd Liability Co See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591378 Filed Document 0001591378-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BW PRIVATE INVESTORS OFFSHORE, LTD. See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001440620 Filed Document 0001315863-15-000963 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arvensis Quantitative Hedged Equity Fund, LP See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565018 Filed Document 0001565018-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aetna Partners Diversified Fund LLC See All Filings	D/A	2015-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MAFG RIA Services, Inc., Cambridge Investment Research, Inc., Capital Guardian, LLC, Advisory Group Equity Services Ltd., Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Financial Specialists LLC, and Cetera Investment Services LLC CIK Number 0001314522 Filed Document 0001314522-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
Kellbenx Inc. See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001515776 Filed Document 0001140361-15-043786 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
APPLIED DNA SCIENCES INC See All Filings	D	2015-12-07 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0000744452 Filed Document 0001192482-15-000436 Exclusions or Exemptions 506b Accepted Date 2015-12-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire