Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Greenbriar Capital Corp. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $777,761 Associated Brokers / Dealers CV Brokerage, Inc. CIK Number 0001570843 Filed Document 0001570843-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Schedule It LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001660270 Filed Document 0001660270-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
iGenomX International Genomics Corp See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $4,079,149 Associated Brokers / Dealers N/A CIK Number 0001659250 Filed Document 0001659250-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BioPharma Credit Investments IV, S.a.r.l. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653577 Filed Document 0001315863-15-000965 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clearside Biomedical, Inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001539029 Filed Document 0001539029-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Acquire Multi-Family Boston LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $315,000 Associated Brokers / Dealers N/A CIK Number 0001660140 Filed Document 0001660140-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fargo Brewing Company, LLC See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001517778 Filed Document 0001517778-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Otlet Offshore Fund Ltd. See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556305 Filed Document 0000919574-15-008582 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Red Hills Brewing Company, LLC See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001636122 Filed Document 0001636122-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $33,449,202 Associated Brokers / Dealers John M. Nash and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-15-000335 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $50,081,978 Associated Brokers / Dealers Robert Leeper CIK Number 0001135856 Filed Document 0001135856-15-000328 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $45,691,492 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-15-000330 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sylvia Broadway Ltd Liability Co See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001645929 Filed Document 0001645929-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
QUANTUMSPHERE, INC. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387135 Filed Document 0001493152-15-006130 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Papyrus Capital Fund LP See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660264 Filed Document 0001660264-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresenius Medical Care Norwalk, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $5,406,749 Associated Brokers / Dealers N/A CIK Number 0001661247 Filed Document 0001461373-15-000052 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Minnesota Imaging & Engineering LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $562,500 Associated Brokers / Dealers N/A CIK Number 0001660211 Filed Document 0001209191-15-083917 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Arrowroot Capital II, L.P. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001658617 Filed Document 0001658617-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MEDICAL SIMULATION CORP See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001099901 Filed Document 0001099901-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NanoWatt Design, Inc. See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001554989 Filed Document 0001554989-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Hawk-Waterford Place Apartments LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659907 Filed Document 0001546927-15-000299 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Infusense Corp. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001659412 Filed Document 0001659412-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BW Global Credit Opportunities Offshore Fund, Ltd. See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001625349 Filed Document 0001625349-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOF V REIT Holdings, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001660182 Filed Document 0001660182-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Jibo, Inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001630875 Filed Document 0001630875-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wiz Live Recording LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001660141 Filed Document 0001660141-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
Weaver Global Industries, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001657915 Filed Document 0001354488-15-005568 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Sawbuck Realty, Inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $1,999,998 Associated Brokers / Dealers N/A CIK Number 0001615629 Filed Document 0001615629-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Dixie Lake Investments LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660236 Filed Document 0001660236-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Balantrove Acquisition Co Number 2, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660429 Filed Document 0001660429-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
California Carbon Industry, Inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001632363 Filed Document 0001062993-15-006592 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CPF SENIOR ALPHA, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660900 Filed Document 0001660900-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Otlet Fund LP See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556300 Filed Document 0000919574-15-008579 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-15-000339 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MERIDIAN DIVERSIFIED FUND LTD See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145182 Filed Document 0001507943-15-000138 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TACONIC OPPORTUNITY FUND L P See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001339673 Filed Document 0001339673-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $50,784,570 Associated Brokers / Dealers Andrew Arigo and Trevor Nelson CIK Number 0001135856 Filed Document 0001135856-15-000334 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TSL Investors VI, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001659922 Filed Document 0001659922-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
LSP Walnut, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001659123 Filed Document 0001659123-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $547,023,872 Associated Brokers / Dealers William Lynch CIK Number 0001135856 Filed Document 0001135856-15-000327 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
INTREPID Robotics, Inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001505865 Filed Document 0001505865-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ESDF V, L.P. See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $379,635,000 Associated Brokers / Dealers Threadmark LLP, PTP Securities, LLC, and Credit Suisse Securities (USA) LLC CIK Number 0001612153 Filed Document 0001612153-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rainier GSA Portfolio I Investors, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001658839 Filed Document 0001658839-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sensor-Kinesis Corp See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers Chardan Capital Markets LLC CIK Number 0001653915 Filed Document 0001653915-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR GLOBAL STOCK SELECTION INSTITUTIONAL FUND L P See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001182220 Filed Document 0001182220-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KILTEARN GLOBAL EQUITY FUND See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512079 Filed Document 0001512079-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal Short Term Opportunities Fund, L.P. See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers New York Life Distributors LLC and John W. Akkerman CIK Number 0001532022 Filed Document 0001140361-15-044261 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEWPORT REALTY TRUST, INC. See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001634006 Filed Document 0001634006-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PORTRUSH FUND, L.P. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636521 Filed Document 0000919574-15-008574 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Moki Mobility, Inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001573959 Filed Document 0001573959-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt