Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Applied Data Finance, LLC See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised $9,300,000 Associated Brokers / Dealers N/A CIK Number 0001638890 Filed Document 0001638890-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jackson River Partners LLC See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised $3,891,766 Associated Brokers / Dealers N/A CIK Number 0001659943 Filed Document 0001659943-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Arsenal Capital, INC See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001628869 Filed Document 0001628869-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
WCP NewCold, L.P. See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PTP Securities, LLC and Park Madison Partners LLC CIK Number 0001659366 Filed Document 0000902664-15-004470 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Foodworks Holdings, LLC See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001660875 Filed Document 0001660875-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Diversity Holdings, LLC See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001660361 Filed Document 0001660361-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $21,962,244 Associated Brokers / Dealers Sean Devlin and David Stecher CIK Number 0001135856 Filed Document 0001135856-15-000332 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $5,926,320 Associated Brokers / Dealers Joseph Brady, Steven Russell, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-15-000337 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $5,094,746 Associated Brokers / Dealers Bryant Kirk and James Gajewski CIK Number 0001135856 Filed Document 0001135856-15-000325 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SL Capital Debt Fund III, LP See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $7,950,000 Associated Brokers / Dealers N/A CIK Number 0001660301 Filed Document 0001660301-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Theorem Main Fund LP See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588671 Filed Document 0000935836-15-000602 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
European Secondary Development Fund V, L.P. See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $379,635,000 Associated Brokers / Dealers Threadmark LLP, PTP Securities, LLC, and Credit Suisse Securities (USA) LLC CIK Number 0001612152 Filed Document 0001612152-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Series B Columbus, as series of BTA Absolute Return CEE Strategy Platform, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers George Szele CIK Number 0001659276 Filed Document 0001659331-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hawkeye Capital Institutional, L.P. See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532069 Filed Document 0001532069-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd (Investment in Cimagine) L.P. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $54,879 Associated Brokers / Dealers N/A CIK Number 0001614390 Filed Document 0001465818-15-000051 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
WTI Equity Opportunity Fund I, L.P. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001660133 Filed Document 0001660133-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rundle Research LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001660199 Filed Document 0001660199-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Poppin, Inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $41,024,671 Associated Brokers / Dealers N/A CIK Number 0001575865 Filed Document 0001575865-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PSI Brandon Crossroads, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $5,637,500 Associated Brokers / Dealers N/A CIK Number 0001660441 Filed Document 0001660441-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bouldin Creek Holdings, Inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001619670 Filed Document 0001619670-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
OurCrowd (Investment in Crosswise) L.P. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $112,560 Associated Brokers / Dealers N/A CIK Number 0001599509 Filed Document 0001465818-15-000049 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
NewSpring Mezzanine Capital III, L.P. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001659651 Filed Document 0001192482-15-000437 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asymmetria Investors, LLC - Series H See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001660230 Filed Document 0001660230-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
BTC-Africa See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001617338 Filed Document 0001617338-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PINE CLIFF ENERGY LTD. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $1,392,137 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001621528 Filed Document 0001621528-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BIOVENTRIX INC See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001283259 Filed Document 0001283259-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SAIL ENERGY HOLDINGS, LLC See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers JCC Advisors, LLC CIK Number 0001562591 Filed Document 0001562591-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AQR Global Asset Allocation Offshore Fund (USD) Ltd See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400339 Filed Document 0001400339-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DT Arizona, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001659945 Filed Document 0001659945-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Advent AH Limited Partnership See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648014 Filed Document 0001648014-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BioPharma Credit Investments IV (Cayman), LP See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653579 Filed Document 0001315863-15-000964 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAWKEYE CAPITAL, LP See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001137663 Filed Document 0001137663-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $43,110,307 Associated Brokers / Dealers Sean Devlin and David Stecher CIK Number 0001135856 Filed Document 0001135856-15-000331 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
entrotech life sciences, inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $2,499,998 Associated Brokers / Dealers N/A CIK Number 0001660183 Filed Document 0001660183-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-15-000336 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hollar Inc. See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $12,000,012 Associated Brokers / Dealers N/A CIK Number 0001649563 Filed Document 0001649563-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SignaCert, Inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers National Securities Corporation and Burnham Securities Inc. CIK Number 0001622369 Filed Document 0001622369-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
GSV VENTURES I LLC - SERIES J-1 See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001645823 Filed Document 0001645823-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
iTherapyDocs, Inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001660026 Filed Document 0001660026-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
Sure People, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001660327 Filed Document 0001015325-15-000032 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $6,222,830 Associated Brokers / Dealers Robert Leeper CIK Number 0001135856 Filed Document 0001135856-15-000329 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TekDry International, Inc. See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001636546 Filed Document 0001636546-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TerraCotta Credit Fund, LP See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651744 Filed Document 0001144204-15-072970 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Series A PI, as series of BTA Absolute Return CEE Strategy Platform, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers George Szele CIK Number 0001659331 Filed Document 0001659331-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RECOVER TOGETHER, INC. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001659471 Filed Document 0001140361-15-043929 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
JONES FINANCIAL COMPANIES LLLP See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000815917 Filed Document 0000815917-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
OrthogenRx, Inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001584198 Filed Document 0001584198-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Baines Creek Partners, LP See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627590 Filed Document 0001627590-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AZG TANGIBLE ASSETS FUND LLC See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001273340 Filed Document 0001277890-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bath RiverWalk, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001660025 Filed Document 0001660025-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity