Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GROUNDFLOOR FINANCE INC. See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001588504-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Byte Foods, Inc. See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001660235 Filed Document 0001660235-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
FORESCOUT TECHNOLOGIES, INC See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised $135,000,000 Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001145057 Filed Document 0001145057-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MLM INDEX FUND See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets, Inc. CIK Number 0001075058 Filed Document 0001075058-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised $35,400,362 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-15-000341 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JAMESTOWN Premier Property Fund (German Feeder), L.P. See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC CIK Number 0001570219 Filed Document 0001570219-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Partners Real Estate Fund VI, L.P. See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Compass Group Global Advisors S.A., and RBC Capital Markets, LLC CIK Number 0001627280 Filed Document 0000950103-15-009442 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR EMERGING EQUITIES FUND LP See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457118 Filed Document 0001457118-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPARK PARTNERS FUND L.P. See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539477 Filed Document 0000899140-15-000889 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
M81 MERGER ARBITRAGE FUND LP See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590659 Filed Document 0001590659-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OpenMethods, Inc. See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001654017 Filed Document 0001144204-15-070078 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Melvin Capital Onshore LP See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627485 Filed Document 0000905718-15-000977 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Street Diligence, Inc. See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001659778 Filed Document 0001659778-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Delaware Life NY Variable Account E See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alan Fogelman CIK Number 0001459942 Filed Document 0001407851-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
DOUBLE EAGLE OFFSHORE CAPITAL ACE FUND LTD See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Overseas Advisors, Inc. CIK Number 0001460380 Filed Document 0001315863-15-000967 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Face Credit Opportunities (USA) L.P. See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534657 Filed Document 0001534657-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delaware Life Variable Account M See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Newport Group Securities, Inc. CIK Number 0001535169 Filed Document 0001407851-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
ORTHOSENSOR, INC See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised $12,000,002 Associated Brokers / Dealers N/A CIK Number 0001436914 Filed Document 0000897069-15-000545 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Somerset Frontier Markets Fund LLC See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593823 Filed Document 0001012975-15-000823 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PW Real Estate Fund III LP See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660454 Filed Document 0001660454-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Melvin Capital Offshore Ltd See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627486 Filed Document 0000905718-15-000972 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAPA BIRD, LLC See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652998 Filed Document 0001652998-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JAMESTOWN Premier Property Fund (OP Feeder), L.P. See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606306 Filed Document 0001606306-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Reserve Oil & Gas Inc See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised $315,000 Associated Brokers / Dealers N/A CIK Number 0001506793 Filed Document 0001506793-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WEST VIRGINIA Revenue or Assets $Not Applicable Type of Security Mineral Property
A-SAV-05-Fund, a series of AngelList-ArEs-Funds, LLC See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0001660442 Filed Document 0001660442-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hoowaki, LLC See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001526247 Filed Document 0001526247-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
YG OFFSHORE FUND, LTD. See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PAPAMARKOU WELLNER & CO., INC. CIK Number 0001581004 Filed Document 0000919574-15-008618 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
A-BJK-29-Fund, a series of AngelList-LaTe-Funds, LLC See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised $107,998 Associated Brokers / Dealers N/A CIK Number 0001660357 Filed Document 0001660357-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONST BRAZIL US FEEDER FUND LP See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001502925 Filed Document 0001502925-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1893 Fund, LLC See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626927 Filed Document 0001659206-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Designing Strategies Fund, LLC See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001660291 Filed Document 0001660291-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised $240,460,753 Associated Brokers / Dealers Andrew Arigo CIK Number 0001135856 Filed Document 0001135856-15-000340 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JAMESTOWN Premier Property Fund, L.P. See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC CIK Number 0001537113 Filed Document 0001537113-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AMERRA Agri Advantage Fund, L.P. See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001593679 Filed Document 0001593679-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOUBLE EAGLE CAPITAL ACE FUND LP See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460417 Filed Document 0001315863-15-000970 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sivia Opportunities Fund, LP - Series 3 See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised $825,675 Associated Brokers / Dealers N/A CIK Number 0001660436 Filed Document 0001660436-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liquid Verticals See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001660346 Filed Document 0001660346-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Palantir Technologies Inc. See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised $679,830,003 Associated Brokers / Dealers Morgan Stanley & Co. LLC and S F Sentry Securities, Inc. CIK Number 0001321655 Filed Document 0001321655-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DOUBLE EAGLE OFFSHORE CAPITAL ACE FUND LTD See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460380 Filed Document 0001315863-15-000968 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SC Life Settlement Asset Fund 2016, LLC See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001660283 Filed Document 0001660291-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Sensor-Kinesis Corp See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers Chardan Capital Markets LLC CIK Number 0001653915 Filed Document 0001653915-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Petnet, Inc. See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001603640 Filed Document 0001603640-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PLUSTICK PARTNERS, LP See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564799 Filed Document 0000919574-15-008597 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Equity Associates, a California Limited Partnership See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546095 Filed Document 0001546095-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Multi-Strategy Fund V, L.P. See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480707 Filed Document 0001480707-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parliament High Yield Fund, LLC See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001642732 Filed Document 0001642732-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Searchlight Capital Advisors II, L.P. See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660435 Filed Document 0001140361-15-044169 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Melvin Capital LP See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627484 Filed Document 0000905718-15-000971 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MDX MEDICAL INC See All Filings	D	2015-12-09 00:00:00 UTC
Amount To Be Raised $41,836,276 Associated Brokers / Dealers Allen & Company CIK Number 0001293547 Filed Document 0000905718-15-000990 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
DELAWARE LIFE VARIABLE ACCOUNT H See All Filings	D/A	2015-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frank O'Keefe, Clifford Eisler, Jeffery Davis, David Byers, William Wood, Pat Trammell, Todd Mezrah, Doug Hester, FNBB Capital Markets, LLC, Jim Crone, Matthew Schoen, John Stein III, CPFG Securities, Pro-Equities, Inc., and The Leaders Group CIK Number 0001119402 Filed Document 0001407851-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other