|
|
D |
2018-04-05 15:43:02 UTC |
- Amount To Be Raised
- $50,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736554
- Filed Document
- 0001736554-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:43:02 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-05 15:40:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736168
- Filed Document
- 0001736168-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:40:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-04-05 15:39:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001385110
- Filed Document
- 0001385110-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:39:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-04-05 15:36:24 UTC |
- Amount To Be Raised
- $10,299,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695178
- Filed Document
- 0001168404-18-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:36:24 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Globevestor Meta Fund II, a series of Globevestor Funds, LLC
See All Filings
|
D |
2018-04-05 15:36:24 UTC |
- Amount To Be Raised
- $49,461
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727898
- Filed Document
- 0001727898-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:36:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-04-05 15:35:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001330459
- Filed Document
- 0001330459-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:35:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-04-05 15:33:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001710389
- Filed Document
- 0001710389-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:33:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-04-05 15:32:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565452
- Filed Document
- 0001565452-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:32:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-04-05 15:30:09 UTC |
- Amount To Be Raised
- $6,909,000
- Associated Brokers / Dealers
- Dempsey Lord Smith, LLC, Dalmore Group, LLC, Cabin Securities, Inc., Center Street Securities, Inc., and Sandlapper Securities, LLC
- CIK Number
- 0001726799
- Filed Document
- 0001726799-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:30:09 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-05 15:27:10 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684254
- Filed Document
- 0001684254-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:27:10 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
WESTERN ASSET TOTAL RETURN UNCONSTRAINED (TRU) BOND, L.L.C.
See All Filings
|
D/A |
2018-04-05 15:26:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001298307
- Filed Document
- 0001298307-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:26:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-04-05 15:25:27 UTC |
- Amount To Be Raised
- $10,276,667
- Associated Brokers / Dealers
- MainLine Securities LLC
- CIK Number
- 0001735148
- Filed Document
- 0001735148-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:25:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-05 15:25:16 UTC |
- Amount To Be Raised
- $55,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655759
- Filed Document
- 0001655759-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:25:16 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-05 15:21:04 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001735723
- Filed Document
- 0001735723-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:21:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-05 15:20:35 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600898
- Filed Document
- 0001362118-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:20:35 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
Western Asset Structured Product Opportunities Fund, L.L.C.
See All Filings
|
D/A |
2018-04-05 15:17:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001643524
- Filed Document
- 0001643524-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:17:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-04-05 15:15:14 UTC |
- Amount To Be Raised
- $173,005
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736615
- Filed Document
- 0001736615-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:15:14 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2018-04-05 15:15:13 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736020
- Filed Document
- 0001615774-18-002435
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:15:13 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-04-05 15:12:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001421951
- Filed Document
- 0001421951-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:12:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-04-05 15:10:11 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736059
- Filed Document
- 0001736059-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:10:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BRAZIL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-04-05 15:08:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Man Investments Inc.
- CIK Number
- 0001671296
- Filed Document
- 0001671296-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:08:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-04-05 15:07:05 UTC |
- Amount To Be Raised
- $226,816
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736613
- Filed Document
- 0001736613-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:07:05 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-04-05 15:02:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702893
- Filed Document
- 0001702893-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 15:02:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-04-05 14:56:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538881
- Filed Document
- 0001538881-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:56:48 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Option To Acquire
|
|
|
D/A |
2018-04-05 14:56:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702735
- Filed Document
- 0001013594-18-000285
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:56:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-04-05 14:54:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703067
- Filed Document
- 0001013594-18-000284
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:54:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-04-05 14:53:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704387
- Filed Document
- 0001013594-18-000283
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:53:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-04-05 14:52:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001538494
- Filed Document
- 0001538494-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:52:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-04-05 14:51:16 UTC |
- Amount To Be Raised
- $320,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736312
- Filed Document
- 0001736312-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:51:16 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D/A |
2018-04-05 14:50:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001541381
- Filed Document
- 0001541381-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:50:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-04-05 14:47:47 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603927
- Filed Document
- 0001603927-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:47:47 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-04-05 14:47:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001631296
- Filed Document
- 0001631296-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:47:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-04-05 14:46:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001321974
- Filed Document
- 0001321974-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:46:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Western Asset Opportunistic Structured Securities Portfolio, Ltd.
See All Filings
|
D/A |
2018-04-05 14:43:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001639045
- Filed Document
- 0001639045-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:43:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-04-05 14:42:57 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736238
- Filed Document
- 0001209191-18-023992
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:42:57 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-04-05 14:42:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001631996
- Filed Document
- 0001631996-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:42:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
WESTERN ASSET OPPORTUNISTIC STRUCTURED SECURITIES PORTFOLIO, L.L.C.
See All Filings
|
D/A |
2018-04-05 14:41:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001410966
- Filed Document
- 0001410966-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:41:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-04-05 14:40:21 UTC |
- Amount To Be Raised
- $2,499,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001735660
- Filed Document
- 0001735660-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:40:21 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Western Asset Opportunistic Extended Duration Portfolio, L.L.C.
See All Filings
|
D/A |
2018-04-05 14:38:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001696736
- Filed Document
- 0001696736-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:38:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-04-05 14:37:22 UTC |
- Amount To Be Raised
- $2,200,001
- Associated Brokers / Dealers
- J. Streicher Capital LLC
- CIK Number
- 0001495536
- Filed Document
- 0001213900-18-004086
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:37:22 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-04-05 14:36:57 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- Deltox, Inc.
- CIK Number
- 0001581706
- Filed Document
- 0001581706-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:36:57 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-04-05 14:36:51 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730261
- Filed Document
- 0001730261-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:36:51 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
WESTERN ASSET OPPORTUNISTIC ASIAN SECURITIES PORTFOLIO, L.L.C.
See All Filings
|
D/A |
2018-04-05 14:36:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001388918
- Filed Document
- 0001388918-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:36:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-04-05 14:36:33 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676922
- Filed Document
- 0001178858-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:36:33 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-04-05 14:35:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001549304
- Filed Document
- 0001549304-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:35:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-04-05 14:33:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001672710
- Filed Document
- 0001672710-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:33:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-04-05 14:32:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001459359
- Filed Document
- 0001459359-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:32:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-04-05 14:29:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001430348
- Filed Document
- 0001430348-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:29:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNKNOWN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-04-05 14:28:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001639044
- Filed Document
- 0001639044-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:28:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-04-05 14:25:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001566037
- Filed Document
- 0001566037-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-04-05 14:25:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|