|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- BTIG, LLC
- CIK Number
- 0001575865
- Filed Document
- 0001575865-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606567
- Filed Document
- 0000945621-16-000598
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001385612
- Filed Document
- 0000935836-16-000913
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Phillip M. Plant, Baldwin Anthony Securities, Inc., Craig Chambers Dawson, Matthew Paul Summers, Fred L. Williams Jr., J. Matthew Newtown, William W. Cathriner II, Stephen D. Strake, Sr., Andrew B. Linbeck, Luke Powell, Matthew H. Moncrief, EDI Financial, Inc., and Ryan P. Haselden
- CIK Number
- 0001415987
- Filed Document
- 0001415987-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $6,297,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670660
- Filed Document
- 0001670660-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $12,470,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611091
- Filed Document
- 0001611091-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $45,393,828
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534133
- Filed Document
- 0001140361-16-065042
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $1,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001342986
- Filed Document
- 0001342986-16-000026
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001444253
- Filed Document
- 0001444253-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mariner Group Capital Markets, Inc. and NYLIFE Distributors, LLC
- CIK Number
- 0001460030
- Filed Document
- 0001140361-16-066394
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $6,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674998
- Filed Document
- 0001674998-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $1,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640553
- Filed Document
- 0001640553-16-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stifel, Nicolaus & Company, Inc
- CIK Number
- 0001429252
- Filed Document
- 0001140361-16-065322
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674427
- Filed Document
- 0001674427-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $23,488,154
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674482
- Filed Document
- 0000947871-16-001178
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001642209
- Filed Document
- 0000905718-16-001395
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Gresham International Value Series, a series of Gresham Direct Access Manager Program, L.L.C.
See All Filings
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001578705
- Filed Document
- 0001578705-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Mid Cap Equity Fund, a series of Principal Global Investors Trust
See All Filings
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Principal Securities, Inc.
- CIK Number
- 0001593541
- Filed Document
- 0001393725-16-000235
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001459361
- Filed Document
- 0001459361-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674011
- Filed Document
- 0001674011-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656390
- Filed Document
- 0001656390-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $3,125,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674709
- Filed Document
- 0001674709-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
Ultra Short Enhanced Yield Fund, a series of Principal Global Investors Trust
See All Filings
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Principal Securities, Inc.
- CIK Number
- 0001616060
- Filed Document
- 0001393725-16-000230
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Value Equity Fund, a series of Principal Global Investors Trust
See All Filings
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Principal Securities, Inc.
- CIK Number
- 0001381363
- Filed Document
- 0001393725-16-000228
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
SANDS CAPITAL EMERGING MARKETS GROWTH FEEDER FUND (DE), L.P.
See All Filings
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608694
- Filed Document
- 0001608694-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001495014
- Filed Document
- 0001495014-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674283
- Filed Document
- 0000935836-16-000914
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $48,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674464
- Filed Document
- 0001674466-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674068
- Filed Document
- 0001507943-16-000233
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670844
- Filed Document
- 0001140361-16-065202
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BAHAMAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001642328
- Filed Document
- 0000919574-16-012902
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- 303 Alternatives, LLC
- CIK Number
- 0001568243
- Filed Document
- 0001568243-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001267160
- Filed Document
- 0001267160-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MORGAN STANLEY SMITH BARNEY LLC
- CIK Number
- 0001660959
- Filed Document
- 0001660959-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $110,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001673368
- Filed Document
- 0001673372-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $11,952,126
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593313
- Filed Document
- 0001593313-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001642480
- Filed Document
- 0001642480-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $174,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674639
- Filed Document
- 0001674639-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MORGAN STANLEY SMITH BARNEY LLC
- CIK Number
- 0001660958
- Filed Document
- 0001660958-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-05-12 20:21:00 UTC |
- Amount To Be Raised
- $17,680,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001673888
- Filed Document
- 0001673888-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-12 20:21:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-05-12 20:12:19 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001411920
- Filed Document
- 0001411920-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-12 20:12:19 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-05-12 19:30:19 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611051
- Filed Document
- 0001611051-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-12 19:30:19 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-05-12 19:13:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- more than 5
- CIK Number
- 0001672986
- Filed Document
- 0001672986-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-12 19:13:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-05-12 18:50:43 UTC |
- Amount To Be Raised
- $1,610,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001328006
- Filed Document
- 0001328006-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-12 18:50:43 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-05-12 18:44:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672879
- Filed Document
- 0000950142-16-003716
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-12 18:44:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-05-12 18:43:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672880
- Filed Document
- 0000950142-16-003715
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-12 18:43:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-05-12 18:22:15 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001673809
- Filed Document
- 0001673809-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-12 18:22:15 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-05-12 18:20:39 UTC |
- Amount To Be Raised
- $3,775,990
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674097
- Filed Document
- 0001674097-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-12 18:20:39 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-05-12 18:11:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Sunbelt Securities, Inc, Equus Financial Consulting LLC, and Spire Securities, LLC
- CIK Number
- 0001664650
- Filed Document
- 0001664650-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-12 18:11:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-05-12 18:08:34 UTC |
- Amount To Be Raised
- $720,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674514
- Filed Document
- 0001674515-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-12 18:08:34 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|