|
|
D/A |
2018-03-09 12:28:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001305572
- Filed Document
- 0001305572-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 12:28:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-09 12:28:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001419747
- Filed Document
- 0001419747-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 12:28:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-09 12:27:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Intercontinental Real Estate Corp.
- CIK Number
- 0001459158
- Filed Document
- 0001459158-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 12:27:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-09 12:27:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Old City Securities LLC
- CIK Number
- 0001401873
- Filed Document
- 0001543948-18-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 12:27:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
C |
2018-03-09 12:20:22 UTC |
- Financial Interest
- None.
- Filing Platform
- truCrowd, Inc
- Offering Amount
- $530,000
- CIK Number
- 0001733434
- Filed Document
- 0001733434-18-000001
- Accepted Date
- 2018-03-09 12:20:22 UTC
- Type of Offering
- C
- Security Offered Amount
- 400
- Security Offered Type
- Common Stock
- State
- ILLINOIS
|
|
|
C/A |
2018-03-09 12:17:50 UTC |
- Financial Interest
- N/A
- Filing Platform
- StartEngine Capital, LLC
- Offering Amount
- $1,070,000
- CIK Number
- 0001715487
- Filed Document
- 0001665160-18-000180
- Accepted Date
- 2018-03-09 12:17:50 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 1,070,000
- Security Offered Type
- Other
- State
- GEORGIA
|
|
|
D |
2018-03-09 12:07:07 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729501
- Filed Document
- 0001729501-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 12:07:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-09 12:02:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001632431
- Filed Document
- 0000919574-18-002324
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 12:02:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A/A |
2018-03-09 12:00:11 UTC |
- Amount To Be Raised
- $18,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719808
- Filed Document
- 0001445866-18-000233
- Accepted Date
- 2018-03-09 12:00:11 UTC
- Type of Offering
- 1-A/A
- Industry
- SERVICES-COMPUTER PROCESSING & DATA PREPARATION
- Offering Tier
- Tier1
- Principal Place of Business
- WYOMING
- Revenue or Assets
- $0
- State of Jurisdiction
- WYOMING
- Type of Security
- Equity (common or preferred stock)
|
|
|
D |
2018-03-09 11:59:57 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001547092
- Filed Document
- 0001547092-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:59:57 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-09 11:59:24 UTC |
- Amount To Be Raised
- $90
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700167
- Filed Document
- 0001700167-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:59:24 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- SOUTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2018-03-09 11:58:51 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001732951
- Filed Document
- 0000892251-18-000032
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:58:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-09 11:58:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Old City Securities LLC
- CIK Number
- 0001479536
- Filed Document
- 0001543948-18-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:58:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-09 11:56:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001221903
- Filed Document
- 0001221903-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:56:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-09 11:48:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stonehaven LLC
- CIK Number
- 0001314612
- Filed Document
- 0001314612-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:48:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-09 11:47:05 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001385943
- Filed Document
- 0001385943-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:47:05 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2018-03-09 11:46:14 UTC |
- Financial Interest
- The intermediary will receive a number of Crowd Note Units of the issuer that is equal to 2.0% (two percent) of the total number of Crowd Note Units sold by the issuer in in the Offering.
- Filing Platform
- First Democracy VC
- Offering Amount
- $1,070,000
- CIK Number
- 0001726531
- Filed Document
- 0001726531-18-000005
- Accepted Date
- 2018-03-09 11:46:14 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 50,000
- Security Offered Type
- Other
- State
- COLORADO
|
|
|
D/A |
2018-03-09 11:44:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stonehaven LLC
- CIK Number
- 0001503162
- Filed Document
- 0001503162-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:44:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-09 11:40:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stonehaven LLC
- CIK Number
- 0001699530
- Filed Document
- 0001699530-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:40:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-09 11:38:00 UTC |
- Amount To Be Raised
- $2,515,103
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001427326
- Filed Document
- 0001427326-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:38:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-09 11:37:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc. and Reva Capital Markets LLC
- CIK Number
- 0001305570
- Filed Document
- 0001305570-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:37:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-09 11:36:14 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001733178
- Filed Document
- 0001733178-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:36:14 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-09 11:34:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stonehaven LLC
- CIK Number
- 0001699528
- Filed Document
- 0001699528-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:34:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-09 11:34:15 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001733856
- Filed Document
- 0001733856-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:34:15 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-09 11:29:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stonehaven LLC
- CIK Number
- 0001614149
- Filed Document
- 0001614149-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:29:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-09 11:28:48 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602858
- Filed Document
- 0001543948-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:28:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-09 11:25:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stonehaven LLC
- CIK Number
- 0001614148
- Filed Document
- 0001614148-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:25:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-09 11:22:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jefferies LLC
- CIK Number
- 0001434080
- Filed Document
- 0000919574-18-002322
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:22:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-09 11:22:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Palladium Capital Advisors, LLC and Perkins Fund Marketing, LLC
- CIK Number
- 0001461235
- Filed Document
- 0001461235-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:22:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-09 11:18:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001228429
- Filed Document
- 0000919574-18-002320
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:18:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Savile Row Financials Hedged Equity Institutional Fund M 2016-2, LLC
See All Filings
|
D/A |
2018-03-09 11:10:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693692
- Filed Document
- 0001015325-18-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:10:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A POS |
2018-03-09 11:04:51 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001486452
- Filed Document
- 0001486452-18-000001
- Accepted Date
- 2018-03-09 11:04:51 UTC
- Type of Offering
- 1-A POS
- Industry
- SERVICES-MOTION PICTURE & VIDEO TAPE DISTRIBUTION
- Offering Tier
- Tier1
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- $1,049
- State of Jurisdiction
- NEVADA
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2018-03-09 11:02:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stonehaven LLC
- CIK Number
- 0001488632
- Filed Document
- 0001488632-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:02:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-09 11:01:06 UTC |
- Amount To Be Raised
- $2,519,976
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001427326
- Filed Document
- 0001427326-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 11:01:06 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
DALTON HIGH YIELD OPPORTUNITIES (OFFSHORE FEEDER) FUND LTD.
See All Filings
|
D/A |
2018-03-09 10:58:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stonehaven LLC
- CIK Number
- 0001488633
- Filed Document
- 0001488633-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 10:58:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-09 10:56:02 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001732616
- Filed Document
- 0001732616-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 10:56:02 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-03-09 10:53:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stonehaven LLC
- CIK Number
- 0001384438
- Filed Document
- 0001384438-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 10:53:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-09 10:52:06 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700167
- Filed Document
- 0001700167-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 10:52:06 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- SOUTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-03-09 10:50:25 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693223
- Filed Document
- 0001693223-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 10:50:25 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-09 10:48:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FCG Wealth Management, LLC, Royal Alliance Associates, Inc, and Pickwick Capital Partners, LLC
- CIK Number
- 0001008845
- Filed Document
- 0001008845-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 10:48:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-09 10:48:53 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684586
- Filed Document
- 0001684586-18-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 10:48:53 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-09 10:48:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stonehaven LLC
- CIK Number
- 0001314143
- Filed Document
- 0001314143-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 10:48:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-09 10:47:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FCG Wealth Management, LLC, Royal Alliance Associates, Inc, and Pickwick Capital Partners, LLC
- CIK Number
- 0001459175
- Filed Document
- 0001296956-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 10:47:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-09 10:47:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635044
- Filed Document
- 0000902664-18-001556
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 10:47:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-09 10:46:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001257006
- Filed Document
- 0001543948-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 10:46:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-03-09 10:44:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001733896
- Filed Document
- 0000902664-18-001555
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 10:44:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-09 10:44:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FCG Wealth Management, LLC, Royal Alliance Associates, Inc., and Pickwick Capital Partners, LLC
- CIK Number
- 0001296956
- Filed Document
- 0001296956-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 10:44:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-03-09 10:43:32 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697655
- Filed Document
- 0001697655-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 10:43:32 UTC
- Type of Offering
- D/A
- Industry
- Agriculture
- Principal Place of Business
- SOUTH DAKOTA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-03-09 10:42:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001733866
- Filed Document
- 0000902664-18-001554
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 10:42:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-03-09 10:42:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stonehaven LLC
- CIK Number
- 0001428125
- Filed Document
- 0001428125-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-03-09 10:42:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|