Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Second Spectrum, Inc. See All Filings	D	2018-03-12 18:45:22 UTC
Amount To Be Raised $24,999,999 Associated Brokers / Dealers N/A CIK Number 0001572837 Filed Document 0001707441-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 18:45:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jumprope, Inc. See All Filings	D/A	2018-03-12 18:44:14 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001711241 Filed Document 0001711241-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-12 18:44:14 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Debt
Sovarnum Capital Partners L.P. See All Filings	D/A	2018-03-12 18:35:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546578 Filed Document 0001546578-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 18:35:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Adbank Inc. See All Filings	D	2018-03-12 18:35:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734006 Filed Document 0001144204-18-014193 Exclusions or Exemptions 506c Accepted Date 2018-03-12 18:35:11 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Other
Bnk To The Future BFT SP, a Segregated Portfolio of Bnk To The Future Capital SPC See All Filings	D	2018-03-12 18:34:41 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Keystone Capital Corporation CIK Number 0001734037 Filed Document 0001144204-18-014192 Exclusions or Exemptions 506c Accepted Date 2018-03-12 18:34:41 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Other
Idaho Falls Medical Investment Properties LLC See All Filings	D	2018-03-12 18:29:47 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers n/a CIK Number 0001733786 Filed Document 0001733786-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-12 18:29:47 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Arctic Distillery, Inc. See All Filings	D	2018-03-12 18:28:30 UTC
Amount To Be Raised $150,003 Associated Brokers / Dealers N/A CIK Number 0001712625 Filed Document 0001712625-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 18:28:30 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Tapinator, Inc. See All Filings	D	2018-03-12 18:24:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647170 Filed Document 0001078782-18-000299 Exclusions or Exemptions 506b Accepted Date 2018-03-12 18:24:58 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Texarkana Investments 1, LLC See All Filings	D	2018-03-12 18:23:52 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001734020 Filed Document 0001734020-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 18:23:52 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Skyscape Medpresso, Inc. See All Filings	D	2018-03-12 18:20:10 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001734333 Filed Document 0001734333-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 18:20:10 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
HERBST CAPITAL MANAGEMENT LLC See All Filings	D/A	2018-03-12 18:15:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428544 Filed Document 0001428544-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 18:15:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Iris Romeo, Inc. See All Filings	D	2018-03-12 18:12:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001734344 Filed Document 0001734344-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 18:12:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HECLA MINING CO/DE/ See All Filings	D	2018-03-12 17:54:05 UTC
Amount To Be Raised $30,824,000 Associated Brokers / Dealers N/A CIK Number 0000719413 Filed Document 0001437749-18-004435 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:54:05 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Debt
REFUGE CAPITAL II LLC See All Filings	D	2018-03-12 17:49:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001734320 Filed Document 0001734320-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:49:14 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Meixin SPC Ltd - Xiaomi Technology Fund See All Filings	D	2018-03-12 17:48:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Long Ma CIK Number 0001733943 Filed Document 0001733943-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-12 17:48:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Kind Farms LLC See All Filings	D/A	2018-03-12 17:39:42 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001729868 Filed Document 0001127855-18-000036 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:39:42 UTC Type of Offering D/A Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Macrolide Pharmaceuticals, Inc. See All Filings	D	2018-03-12 17:37:04 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001634953 Filed Document 0001634953-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:37:04 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Theorem Total Market Fund LP See All Filings	D	2018-03-12 17:33:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733482 Filed Document 0000935836-18-000173 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:33:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Theorem Absolute Return Fund LP See All Filings	D	2018-03-12 17:32:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733474 Filed Document 0000935836-18-000172 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:32:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galleon Technology, Inc. See All Filings	D	2018-03-12 17:28:42 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001734261 Filed Document 0001734261-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:28:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sourcerock Energy Phoenix Prospect LP See All Filings	D/A	2018-03-12 17:24:02 UTC
Amount To Be Raised $3,255,500 Associated Brokers / Dealers N/A CIK Number 0001702394 Filed Document 0001702394-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:24:02 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AltheaDx, Inc. See All Filings	D	2018-03-12 17:20:16 UTC
Amount To Be Raised $3,000,056 Associated Brokers / Dealers N/A CIK Number 0001470592 Filed Document 0001470592-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:20:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ioxus, Inc. See All Filings	D/A	2018-03-12 17:19:28 UTC
Amount To Be Raised $16,176,833 Associated Brokers / Dealers N/A CIK Number 0001514476 Filed Document 0001514476-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:19:28 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rodney Square Global Alpha Opportunities Fund, LLC See All Filings	D/A	2018-03-12 17:16:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694471 Filed Document 0001382963-18-000060 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:16:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PineBridge Secondary Partners IV Feeder, SLP See All Filings	D/A	2018-03-12 17:16:30 UTC
Amount To Be Raised $568,006,243 Associated Brokers / Dealers TopCap Partners, Inc. CIK Number 0001678553 Filed Document 0001678553-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:16:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Armed Forces Wireless/Mobile, Inc. See All Filings	D	2018-03-12 17:11:43 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001630367 Filed Document 0001630367-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:11:43 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PineBridge Secondary Partners IV, SLP See All Filings	D/A	2018-03-12 17:10:34 UTC
Amount To Be Raised $568,006,243 Associated Brokers / Dealers TopCap Partners, Inc. CIK Number 0001678552 Filed Document 0001678552-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:10:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADAPTIVE STUDIOS, INC See All Filings	D	2018-03-12 17:09:31 UTC
Amount To Be Raised $24,627,478 Associated Brokers / Dealers Colin McCafferty CIK Number 0001585319 Filed Document 0001585319-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:09:31 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OB1 Co See All Filings	D	2018-03-12 17:07:55 UTC
Amount To Be Raised $5,200,005 Associated Brokers / Dealers N/A CIK Number 0001641700 Filed Document 0001641700-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:07:55 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Neurmedix, Inc. See All Filings	1-A/A	2018-03-12 17:07:15 UTC
Amount To Be Raised $49,999,998 Associated Brokers / Dealers WEST PARK CAPITAL, INC. CIK Number 0001704466 Filed Document 0001437749-18-004432 Accepted Date 2018-03-12 17:07:15 UTC Type of Offering 1-A/A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Hummer Winblad Venture Partners VII, L.P. See All Filings	D	2018-03-12 17:06:40 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers WR Hambrecht + Co, LLC and Oakpoint Solutions, LLC CIK Number 0001664914 Filed Document 0001664914-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:06:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CMWA Micro Cap Fund LLC See All Filings	D/A	2018-03-12 17:05:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001309484 Filed Document 0001309484-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:05:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Red Monkey Foods, Inc. See All Filings	D	2018-03-12 17:05:06 UTC
Amount To Be Raised $23,810,313 Associated Brokers / Dealers N/A CIK Number 0001734298 Filed Document 0001734298-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:05:06 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Artis Real Estate Investment Trust See All Filings	D	2018-03-12 17:04:25 UTC
Amount To Be Raised $36,671,953 Associated Brokers / Dealers N/A CIK Number 0001734123 Filed Document 0001734123-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:04:25 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MANITOBA, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
Longlead Market Neutral U.S. Feeder Fund Ltd See All Filings	D/A	2018-03-12 17:00:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631936 Filed Document 0001315863-18-000243 Exclusions or Exemptions 506b Accepted Date 2018-03-12 17:00:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Civic Resource Group International Inc See All Filings	D	2018-03-12 16:59:58 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001689183 Filed Document 0001689183-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:59:58 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CMWA Mid Cap Partnership LLC See All Filings	D/A	2018-03-12 16:53:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411361 Filed Document 0001411361-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:53:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
K5 Global Technology Fund, LP - Series CB See All Filings	D	2018-03-12 16:52:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733774 Filed Document 0001733774-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:52:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
THIRD POINT PARTNERS QUALIFIED L P See All Filings	D/A	2018-03-12 16:48:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., DB Alex Brown LLC, J.P. Morgan Securities Inc., Raymond James & Associates, Inc., Morgan Stanley Smith Barney LLC, and Park Hill Group LLC CIK Number 0001341499 Filed Document 0001341499-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:48:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sniffle Health Inc. See All Filings	D	2018-03-12 16:46:47 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001734288 Filed Document 0001734288-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:46:47 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
NRIA South Christopher Columbus 1499 Manager LLC See All Filings	D	2018-03-12 16:46:31 UTC
Amount To Be Raised $1,527,200 Associated Brokers / Dealers N/A CIK Number 0001722192 Filed Document 0001722192-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-12 16:46:31 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Third Point Offshore Fund, Ltd. See All Filings	D/A	2018-03-12 16:45:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., DB Alex Brown LLC, J.P. Morgan Securities Inc., Union Bancaire Privee, UBP SA, Raymond James & Associates, Inc., Morgan Stanley Smith Barney LLC, and Park Hill Group LLC CIK Number 0001300970 Filed Document 0001300970-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:45:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
3D BOLUS INC. See All Filings	D	2018-03-12 16:44:09 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Alexander Capital LP CIK Number 0001676137 Filed Document 0001676137-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:44:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Hathorne Partners, LLC See All Filings	D	2018-03-12 16:44:02 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001733446 Filed Document 0001733345-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:44:02 UTC Type of Offering D Industry Restaurants Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
SE Joiner City Field Joint Venture See All Filings	D	2018-03-12 16:43:44 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001543765 Filed Document 0001654954-18-002421 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:43:44 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
CMWA LARGE CAP PARTNERSHIP LLC See All Filings	D/A	2018-03-12 16:41:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442547 Filed Document 0001442547-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:41:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
THIRD POINT ULTRA LTD See All Filings	D/A	2018-03-12 16:40:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Union Bancaire Privee, UBP SA, Raymond James & Associates, Inc., and Park Hill Group LLC CIK Number 0001341762 Filed Document 0001341762-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:40:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
THIRD POINT PARTNERS L P See All Filings	D/A	2018-03-12 16:36:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000946756 Filed Document 0000946756-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-12 16:36:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rockland Power Partners III, LP See All Filings	D/A	2018-03-12 16:36:35 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers Whitehall Capital Markets LLC and Harpeth Securities, LLC CIK Number 0001688100 Filed Document 0001688100-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-12 16:36:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mavatar Technologies Inc. See All Filings	D	2018-03-12 16:32:54 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001732663 Filed Document 0001192482-18-000104 Exclusions or Exemptions 506c Accepted Date 2018-03-12 16:32:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire