Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Nxt-ID, Inc. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001566826 Filed Document 0001213900-15-009552 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
AEOLUS PHARMACEUTICALS, INC. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $6,747,360 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. and Newport Coast Securities, Inc. CIK Number 0001261734 Filed Document 0001560208-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GL China Opportunities Fund II L.P. See All Filings	D/A	2015-12-17 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001628594 Filed Document 0001628594-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ARLON FOOD & AGRICULTURE PARTNERS II LP See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001660822 Filed Document 0001660838-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AAEB5 Fund 16 LLC See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001657840 Filed Document 0001657840-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BTC Inc. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001643839 Filed Document 0001643839-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
BSCH Parallel (REM) L.P. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659201 Filed Document 0000950142-15-002634 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DEVON ENERGY CORP/DE See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $1,050,000,000 Associated Brokers / Dealers N/A CIK Number 0001090012 Filed Document 0001209191-15-085799 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
ALEXCO RESOURCE CORP See All Filings	D	2015-12-16 16:35:27 UTC
Amount To Be Raised $706,246 Associated Brokers / Dealers N/A CIK Number 0001364128 Filed Document 0001140361-15-044763 Exclusions or Exemptions 506b Accepted Date 2015-12-16 16:35:27 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
LOF Lincoln, LLC See All Filings	D	2015-12-16 09:09:11 UTC
Amount To Be Raised $3,669,564 Associated Brokers / Dealers Sandlapper Securities, LLC and JRL Capital Corporation CIK Number 0001659725 Filed Document 0001209191-15-085472 Exclusions or Exemptions 506b Accepted Date 2015-12-16 09:09:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Common
LOF Lincoln, LLC See All Filings	D	2015-12-16 08:44:11 UTC
Amount To Be Raised $418,738 Associated Brokers / Dealers Sandlapper Securities, LLC and JRL Capital Corporation CIK Number 0001659725 Filed Document 0001209191-15-085468 Exclusions or Exemptions 506b Accepted Date 2015-12-16 08:44:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Common
MONDRIAN EMERGING MARKETS SMALL CAP EQUITY FUND, L.P. See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534375 Filed Document 0001393725-15-000133 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TMG BORO PHASE II LAND HOLD CO-INVEST SERIES, L.L.C. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001660862 Filed Document 0001660863-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Markel-Eagle 2015 Fund, L.P. See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Davenport & Company LLC CIK Number 0001647649 Filed Document 0001647649-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
St. Louis Specialty Surgical Center, LLC See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001660527 Filed Document 0001660527-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Useed, Inc. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001563603 Filed Document 0001563603-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
CIFC Tactical Income Fund (Cayman) Ltd. See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591738 Filed Document 0001591738-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Gamut Investment Overseas Fund I, L.P. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001660428 Filed Document 0001660428-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SimpleCitizen, Inc. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $794,192 Associated Brokers / Dealers N/A CIK Number 0001661242 Filed Document 0001661242-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Luxor Venture Partners, LP See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660210 Filed Document 0001013594-15-000604 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rutabaga Small Cap Fund, L.P. See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564893 Filed Document 0001564893-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Staysail Capital Discipline SPC See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661789 Filed Document 0001661789-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Polar Multi-Strategy Fund (US) LP See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments, LLC and Modern Capital LLP CIK Number 0001455515 Filed Document 0000902664-15-004587 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SSCG Africa Opportunities Fund LP See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660458 Filed Document 0001660458-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soft Robotics Inc. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $9,450,764 Associated Brokers / Dealers N/A CIK Number 0001660461 Filed Document 0001660461-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AQR GRP 10 Fund, L.P. See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521307 Filed Document 0001521307-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One True Holding Co See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001587540 Filed Document 0001587540-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $310,000 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Debt
KKR Special Situations (Domestic) Fund Private Investors II L.P. See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628004 Filed Document 0000950142-15-002623 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broadband Development Group LLC See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001656680 Filed Document 0001656680-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
KKR European Fund IV ESC L.P. See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627963 Filed Document 0001627963-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M-KOPA, LLC See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $18,849,995 Associated Brokers / Dealers N/A CIK Number 0001661585 Filed Document 0001661585-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business KENYA Revenue or Assets Decline to Disclose Type of Security Equity
Gamut Co-Investors I (A), L.P. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001660673 Filed Document 0001660673-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Legion Partners Special Opportunities, L.P. II See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661189 Filed Document 0001661189-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LifeForce Capital Fund I, L.P. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001658401 Filed Document 0001658401-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-AMX-13-Fund, a series of AngelList-ToWi-Funds, LLC See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $257,998 Associated Brokers / Dealers N/A CIK Number 0001660353 Filed Document 0001660353-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AlphaTerra Fund, L. P. See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595029 Filed Document 0001595029-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genesis Drilling Program IX LP See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Mark Christensen CIK Number 0001633523 Filed Document 0001633523-15-000035 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers David Segarra CIK Number 0001633523 Filed Document 0001633523-15-000030 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
KSN Fund IX, L.P. See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628343 Filed Document 0001628343-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fraser McCombs Ventures II LP See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661065 Filed Document 0001661065-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
B12 EQUITY INVESTMENTS II, LLC See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661478 Filed Document 0001140361-15-045130 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone City Property Co-Investment Partners II L.P. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661022 Filed Document 0001661022-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bigr Ventures LP See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660995 Filed Document 0001660995-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AUCTION HOUSE PORTAL, INC. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001661204 Filed Document 0001415889-15-004080 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TCP 2015 Broadway Cast Recording LLC See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001660723 Filed Document 0001660723-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
Galena Commodity Trade Finance Fund Ltd See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001557864 Filed Document 0001557864-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TMG BORO PHASE I DEVELOPMENT CO-INVEST, L.P. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001660863 Filed Document 0001660863-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
M4 Carlyle-KC Europe Access Fund I LP See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624306 Filed Document 0001624306-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRAYBUG, Inc. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001534133 Filed Document 0001534133-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt