|
|
D/A |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Pyramis Distributors Corporation LLC and Fidelity Brokerage Services, LLC
- CIK Number
- 0001295494
- Filed Document
- 0001295494-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- RHODE ISLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628082
- Filed Document
- 0000902664-15-004527
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001645070
- Filed Document
- 0000895345-15-000312
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Business Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AMD Capital, LLC, KJM Securities, Inc., Pickwick Capital Partners, LLC, Asperion Group LLC, Emerson Equity LLC, Eureka Capital Partners (HK) Limited, Mann Mann Jensen Partners LP, and Riviere Securities, Ltd.
- CIK Number
- 0001546033
- Filed Document
- 0000935836-15-000612
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618436
- Filed Document
- 0001618436-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $590,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661388
- Filed Document
- 0001661388-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch & Co.
- CIK Number
- 0001398986
- Filed Document
- 0001398986-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Pyramis Distributors Corporation LLC and Fidelity Brokerage Services, LLC
- CIK Number
- 0001143453
- Filed Document
- 0001143453-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- RHODE ISLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $1,875,000
- Associated Brokers / Dealers
- H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001660314
- Filed Document
- 0001660314-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479305
- Filed Document
- 0001140361-15-044898
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Pickwick Capital Partners LLC and Morningside Securities LLC
- CIK Number
- 0001593644
- Filed Document
- 0001013594-15-000607
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $1,884,276
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659751
- Filed Document
- 0001659751-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- Commonfund Securities, Inc.
- CIK Number
- 0001627225
- Filed Document
- 0001627225-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616790
- Filed Document
- 0001616790-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660374
- Filed Document
- 0001660374-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001272055
- Filed Document
- 0001315863-15-000979
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MORGAN STANLEY SMITH BARNEY LLC
- CIK Number
- 0001661278
- Filed Document
- 0001629643-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $20,363,157
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657886
- Filed Document
- 0000905718-15-001002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661312
- Filed Document
- 0001661312-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660402
- Filed Document
- 0001660402-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $1,929,824
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654724
- Filed Document
- 0001376474-15-000497
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001366325
- Filed Document
- 0001192482-15-000442
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $131,796,233
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655471
- Filed Document
- 0001655471-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $99,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661319
- Filed Document
- 0001661319-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $11,520,000
- Associated Brokers / Dealers
- Raymond James & Associates, Inc.
- CIK Number
- 0001275101
- Filed Document
- 0001209191-15-085837
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brevan Howard US LLC
- CIK Number
- 0001628076
- Filed Document
- 0001628073-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001236855
- Filed Document
- 0001095449-15-000164
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $45,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001586628
- Filed Document
- 0001209191-15-085818
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Blackstone Real Estate Debt Strategies III (Feeder Fund) L.P.
See All Filings
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NH Investment & Securities Co., Ltd.
- CIK Number
- 0001660717
- Filed Document
- 0001660717-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595925
- Filed Document
- 0001595925-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $756,697
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614723
- Filed Document
- 0001140361-15-045078
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Environmental Services
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Pyramis Distributors Corporation LLC and Fidelity Brokerage Services, LLC
- CIK Number
- 0001435353
- Filed Document
- 0001295494-15-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- RHODE ISLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $825,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000919013
- Filed Document
- 0000899140-15-000897
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Pickwick Capital Partners LLC and Morningside Securities LLC
- CIK Number
- 0001601342
- Filed Document
- 0001013594-15-000608
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001658750
- Filed Document
- 0001658750-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brevan Howard US LLC
- CIK Number
- 0001628073
- Filed Document
- 0001628073-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001507785
- Filed Document
- 0001507785-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660735
- Filed Document
- 0001660735-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638104
- Filed Document
- 0001013594-15-000610
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $15,072,830
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001332344
- Filed Document
- 0001332344-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Telecommunications
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001382140
- Filed Document
- 0001140361-15-044950
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562912
- Filed Document
- 0000919574-15-008737
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001658246
- Filed Document
- 0001658246-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $32,660,237
- Associated Brokers / Dealers
- Walter Greenblatt & Associates, LLC
- CIK Number
- 0001516391
- Filed Document
- 0001140361-15-044880
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001254348
- Filed Document
- 0001572426-15-000134
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $8,330,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660072
- Filed Document
- 0001660072-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $8,000,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579733
- Filed Document
- 0001579733-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $3,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001650096
- Filed Document
- 0001650096-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MORGAN STANLEY SMITH BARNEY LLC
- CIK Number
- 0001661279
- Filed Document
- 0001629643-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-17 00:00:00 UTC |
- Amount To Be Raised
- $13,849,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608200
- Filed Document
- 0001608200-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|