Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SteadyServ Technologies, LLC See All Filings	D	2016-05-27 09:27:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers David A. Noyes & Company CIK Number 0001560163 Filed Document 0001560163-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-27 09:27:11 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Riverside Strategic Capital Fund I-A, L.P. See All Filings	D/A	2016-05-27 09:26:07 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001638132 Filed Document 0001638132-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 09:26:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverside Strategic Capital Fund I, L.P. See All Filings	D/A	2016-05-27 09:23:45 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001638133 Filed Document 0001638133-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 09:23:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paragon Outcomes Onshore Fund LLC See All Filings	D/A	2016-05-27 09:21:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638047 Filed Document 0001638047-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-27 09:21:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGSM/MobileFusion, LLC See All Filings	D	2016-05-27 09:17:30 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001533241 Filed Document 0001533241-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-27 09:17:30 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NWKPQ Doral LLC See All Filings	D	2016-05-27 08:49:08 UTC
Amount To Be Raised $43,256,093 Associated Brokers / Dealers N/A CIK Number 0001675382 Filed Document 0001675382-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 08:49:08 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
New Wave Lenders (Doral) LP See All Filings	D	2016-05-27 08:45:53 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001675381 Filed Document 0001675381-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 08:45:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Top Patch, Inc. See All Filings	D/A	2016-05-27 08:36:40 UTC
Amount To Be Raised $6,443,241 Associated Brokers / Dealers N/A CIK Number 0001555622 Filed Document 0001555622-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-27 08:36:40 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Life Now, Life Then LLC See All Filings	D	2016-05-27 08:24:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001674005 Filed Document 0001674005-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-27 08:24:33 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Algebris (Luxembourg) SCA SICAV-SIF See All Filings	D/A	2016-05-27 07:01:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642302 Filed Document 0000902664-16-007220 Exclusions or Exemptions 506b Accepted Date 2016-05-27 07:01:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RWC Frontier Markets Equity Fund Ltd See All Filings	D/A	2016-05-27 06:38:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642300 Filed Document 0000902664-16-007219 Exclusions or Exemptions 506b Accepted Date 2016-05-27 06:38:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eisonomics Inc. See All Filings	D	2016-05-26 21:58:58 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001675468 Filed Document 0001675468-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 21:58:58 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Data Collective IV, L.P. See All Filings	D/A	2016-05-26 21:01:01 UTC
Amount To Be Raised $177,450,000 Associated Brokers / Dealers N/A CIK Number 0001664972 Filed Document 0001664972-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-26 21:01:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
IDS SPV, a series of AX-YS-Funds, LLC See All Filings	D	2016-05-26 20:57:54 UTC
Amount To Be Raised $109,000 Associated Brokers / Dealers N/A CIK Number 0001675435 Filed Document 0001675435-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 20:57:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-DAU-16-Fund, a series of AX-PP-Funds, LLC See All Filings	D	2016-05-26 20:55:47 UTC
Amount To Be Raised $242,000 Associated Brokers / Dealers N/A CIK Number 0001675441 Filed Document 0001675441-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 20:55:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seraph VC IV, a series of Seraph VC Investments, LLC See All Filings	D	2016-05-26 20:53:21 UTC
Amount To Be Raised $283,000 Associated Brokers / Dealers N/A CIK Number 0001675445 Filed Document 0001675445-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 20:53:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-ZAC-15-Fund, a series of AX-LiEs-Funds, LLC See All Filings	D	2016-05-26 20:42:32 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001675444 Filed Document 0001675444-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 20:42:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-ABM-13-Fund, a series of AX-ST-Funds, LLC See All Filings	D	2016-05-26 20:39:20 UTC
Amount To Be Raised $3,008,000 Associated Brokers / Dealers N/A CIK Number 0001675459 Filed Document 0001675459-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 20:39:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Nion-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2016-05-26 20:36:47 UTC
Amount To Be Raised $51,325 Associated Brokers / Dealers N/A CIK Number 0001638247 Filed Document 0001638247-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-26 20:36:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-CKJ-17-Fund, a series of AX-LiEs-Funds, LLC See All Filings	D	2016-05-26 20:33:17 UTC
Amount To Be Raised $107,999 Associated Brokers / Dealers N/A CIK Number 0001675448 Filed Document 0001675448-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 20:33:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-EZT-18-Fund, a series of AngelList-MiJo-Funds, LLC See All Filings	D	2016-05-26 20:29:17 UTC
Amount To Be Raised $348,000 Associated Brokers / Dealers N/A CIK Number 0001675462 Filed Document 0001675462-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 20:29:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tacit Capital Fund, LP - Series 6 See All Filings	D	2016-05-26 20:24:44 UTC
Amount To Be Raised $1,030,000 Associated Brokers / Dealers N/A CIK Number 0001675433 Filed Document 0001675433-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 20:24:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ortiz Plaza LP See All Filings	D	2016-05-26 20:22:33 UTC
Amount To Be Raised $3,325,438 Associated Brokers / Dealers N/A CIK Number 0001675657 Filed Document 0001675657-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 20:22:33 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
NarrativeWave, Inc See All Filings	D	2016-05-26 20:03:05 UTC
Amount To Be Raised $3,665,450 Associated Brokers / Dealers N/A CIK Number 0001675560 Filed Document 0001675560-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 20:03:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Swish Analytics Inc. See All Filings	D	2016-05-26 19:33:17 UTC
Amount To Be Raised $2,698,312 Associated Brokers / Dealers N/A CIK Number 0001675592 Filed Document 0001675592-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 19:33:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CRITICAL OUTCOME TECHNOLOGIES INC. See All Filings	D	2016-05-26 19:30:09 UTC
Amount To Be Raised $17,415 Associated Brokers / Dealers N/A CIK Number 0001585808 Filed Document 0001183740-16-000356 Exclusions or Exemptions 506b Accepted Date 2016-05-26 19:30:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Incline A Aviation 2 LLC See All Filings	D	2016-05-26 19:28:13 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001675296 Filed Document 0000950103-16-013621 Exclusions or Exemptions 506b Accepted Date 2016-05-26 19:28:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRITICAL OUTCOME TECHNOLOGIES INC. See All Filings	D	2016-05-26 19:25:31 UTC
Amount To Be Raised $1,800,527 Associated Brokers / Dealers N/A CIK Number 0001585808 Filed Document 0001183740-16-000355 Exclusions or Exemptions 506b Accepted Date 2016-05-26 19:25:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FOTV Media Networks Inc. See All Filings	D	2016-05-26 19:20:10 UTC
Amount To Be Raised $2,214,394 Associated Brokers / Dealers Bonwick Capital Partners LLC, Falcon Equity Partners LLC, and Nock Beneficios SL CIK Number 0001656589 Filed Document 0001656589-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-26 19:20:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CRC Founders Fund, LP See All Filings	D	2016-05-26 19:17:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675729 Filed Document 0001675731-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-26 19:17:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRITICAL OUTCOME TECHNOLOGIES INC. See All Filings	D	2016-05-26 19:15:58 UTC
Amount To Be Raised $29,085 Associated Brokers / Dealers N/A CIK Number 0001585808 Filed Document 0001183740-16-000354 Exclusions or Exemptions 506b Accepted Date 2016-05-26 19:15:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Trumpet Search, LLC See All Filings	D	2016-05-26 19:10:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001467007 Filed Document 0001467007-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-26 19:10:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CRC Dividend Value Fund, LP See All Filings	D	2016-05-26 19:06:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675731 Filed Document 0001675731-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 19:06:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OT BIOAG Fund I, LLC See All Filings	D	2016-05-26 18:32:27 UTC
Amount To Be Raised $5,930,000 Associated Brokers / Dealers N/A CIK Number 0001674856 Filed Document 0001674856-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 18:32:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS VGP-6, LLC See All Filings	D	2016-05-26 18:26:23 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001675789 Filed Document 0001675789-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 18:26:23 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
InMotionNow, Inc. See All Filings	D/A	2016-05-26 18:14:58 UTC
Amount To Be Raised $3,084,997 Associated Brokers / Dealers N/A CIK Number 0001539567 Filed Document 0001539567-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-26 18:14:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
angelMD Syndicate, LLC Aluminum Series Syndicate II See All Filings	D	2016-05-26 18:12:44 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001673644 Filed Document 0001673644-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 18:12:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SV Life Sciences Fund VI, L.P. See All Filings	D/A	2016-05-26 17:15:12 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Crito Capital LLC CIK Number 0001642251 Filed Document 0001642251-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-26 17:15:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Crayhill Strategic Opportunity Fund LP See All Filings	D	2016-05-26 17:13:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675683 Filed Document 0001315863-16-001508 Exclusions or Exemptions 506b Accepted Date 2016-05-26 17:13:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TOCA Football, Inc. See All Filings	D	2016-05-26 17:13:03 UTC
Amount To Be Raised $2,209,000 Associated Brokers / Dealers N/A CIK Number 0001675690 Filed Document 0001675690-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-26 17:13:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aspire Bariatrics, Inc. See All Filings	D	2016-05-26 17:09:38 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001538993 Filed Document 0001538993-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-26 17:09:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Litesprite, Inc. See All Filings	D	2016-05-26 17:05:23 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001613849 Filed Document 0001613849-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 17:05:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Inventergy Global, Inc. See All Filings	D	2016-05-26 17:01:51 UTC
Amount To Be Raised $369,000 Associated Brokers / Dealers N/A CIK Number 0001084752 Filed Document 0001465818-16-000105 Exclusions or Exemptions 506b Accepted Date 2016-05-26 17:01:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Paris Finance III, LLC See All Filings	D	2016-05-26 17:01:14 UTC
Amount To Be Raised $135,500,000 Associated Brokers / Dealers N/A CIK Number 0001675754 Filed Document 0001675754-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 17:01:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core Equity Holdings L.P. See All Filings	D	2016-05-26 17:01:00 UTC
Amount To Be Raised $1,120,000,000 Associated Brokers / Dealers N/A CIK Number 0001674992 Filed Document 0001674992-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 17:01:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HAWAIIAN WATER & PACKAGING LLC See All Filings	D	2016-05-26 16:58:07 UTC
Amount To Be Raised $715,000 Associated Brokers / Dealers N/A CIK Number 0001674782 Filed Document 0001674782-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 16:58:07 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
NewVistas LLC See All Filings	D/A	2016-05-26 16:56:21 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Richard L. Judd CIK Number 0001656079 Filed Document 0001656079-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-26 16:56:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
TOCA Football, Inc. See All Filings	D	2016-05-26 16:46:27 UTC
Amount To Be Raised $4,051,000 Associated Brokers / Dealers N/A CIK Number 0001675690 Filed Document 0001675690-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 16:46:27 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AirProxima Inc. See All Filings	D	2016-05-26 16:27:15 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001675479 Filed Document 0001675479-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 16:27:15 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Other
JJT, INC. See All Filings	D	2016-05-26 16:24:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001675674 Filed Document 0001675674-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-26 16:24:24 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt