Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Serina Therapeutics, Inc. See All Filings	D/A	2018-04-13 15:38:02 UTC
Amount To Be Raised $32,500,000 Associated Brokers / Dealers N/A CIK Number 0001558525 Filed Document 0001558525-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-13 15:38:02 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
FUND 5, LLC See All Filings	D	2018-04-13 15:37:36 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001737418 Filed Document 0001737418-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-04-13 15:37:36 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Portfolio Advisors Asia Fund VI, L.P. See All Filings	D	2018-04-13 15:37:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734589 Filed Document 0001734589-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 15:37:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avalon Wallace Investment Fund, LP See All Filings	D/A	2018-04-13 15:37:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Avalon Advisors, LLC CIK Number 0001554030 Filed Document 0001554030-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 15:37:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMMO, INC. See All Filings	D	2018-04-13 15:36:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Paulson Investment Company, LLC CIK Number 0001015383 Filed Document 0001079973-18-000254 Exclusions or Exemptions 506b Accepted Date 2018-04-13 15:36:14 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AbleNook Co. See All Filings	D	2018-04-13 15:33:55 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001729727 Filed Document 0000897069-18-000246 Exclusions or Exemptions 506b Accepted Date 2018-04-13 15:33:55 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
HUSA T16 WW B Inc. See All Filings	D	2018-04-13 15:32:42 UTC
Amount To Be Raised $1,331,578 Associated Brokers / Dealers N/A CIK Number 0001737220 Filed Document 0001737220-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 15:32:42 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Emerging Markets Absolute Return Feeder Fund, L.P. See All Filings	D/A	2018-04-13 15:28:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001165559 Filed Document 0001165559-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 15:28:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Garrison Real Estate Fund IV LP See All Filings	D	2018-04-13 15:27:24 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers N/A CIK Number 0001736948 Filed Document 0001736948-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 15:27:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caravan Capital Management LLC See All Filings	D/A	2018-04-13 15:24:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464850 Filed Document 0001464850-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 15:24:32 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Broadfin Healthcare Offshore Fund, Ltd. See All Filings	D/A	2018-04-13 15:21:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001403662 Filed Document 0000919574-18-003036 Exclusions or Exemptions 506b Accepted Date 2018-04-13 15:21:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Welton Paragon Fund LLC See All Filings	D/A	2018-04-13 15:20:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001703804 Filed Document 0001703804-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 15:20:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prologis European Logistics Fund See All Filings	D/A	2018-04-13 15:15:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589134 Filed Document 0001589134-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-13 15:15:04 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
MALTA MARKET NEUTRAL FUND, L.P. See All Filings	D/A	2018-04-13 15:13:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584035 Filed Document 0000919574-18-003034 Exclusions or Exemptions 506b Accepted Date 2018-04-13 15:13:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prologis Targeted U.S. Logistics REIT II, Inc. See All Filings	D/A	2018-04-13 15:11:32 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001714283 Filed Document 0001714283-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 15:11:32 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prologis Targeted U.S. Logistics REIT, Inc. See All Filings	D/A	2018-04-13 15:09:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001308526 Filed Document 0001308526-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 15:09:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Broadfin Healthcare Fund, LP See All Filings	D/A	2018-04-13 15:08:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354025 Filed Document 0000919574-18-003032 Exclusions or Exemptions 506b Accepted Date 2018-04-13 15:08:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prologis Targeted U.S. Logistics Holdings II, L.P. See All Filings	D/A	2018-04-13 15:06:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713082 Filed Document 0001713082-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-13 15:06:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RiskSense, Inc. See All Filings	D	2018-04-13 15:06:22 UTC
Amount To Be Raised $11,999,998 Associated Brokers / Dealers N/A CIK Number 0001683419 Filed Document 0001683419-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-13 15:06:22 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Prologis Targeted U.S. Logistics Holdings, L.P. See All Filings	D/A	2018-04-13 15:02:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460242 Filed Document 0001460242-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 15:02:58 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MALTA PHOENIX PARTNERS, L.P. See All Filings	D/A	2018-04-13 15:01:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548766 Filed Document 0000919574-18-003030 Exclusions or Exemptions 506b Accepted Date 2018-04-13 15:01:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TOWNSEND DIVERSIFIED REAL ESTATE FUND, L.P. See All Filings	D/A	2018-04-13 14:58:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000841776 Filed Document 0000841776-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-13 14:58:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus India Fund, L.P. See All Filings	D/A	2018-04-13 14:52:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638935 Filed Document 0000919574-18-003028 Exclusions or Exemptions 506b Accepted Date 2018-04-13 14:52:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Life Settlement Portfolio 2017-6, LLC See All Filings	D/A	2018-04-13 14:51:19 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001704391 Filed Document 0001704391-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 14:51:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Nic.kl Inc. See All Filings	D	2018-04-13 14:50:35 UTC
Amount To Be Raised $2,144,323 Associated Brokers / Dealers N/A CIK Number 0001699223 Filed Document 0001699223-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 14:50:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Witnet Foundation See All Filings	D	2018-04-13 14:50:33 UTC
Amount To Be Raised $13,930,000 Associated Brokers / Dealers N/A CIK Number 0001730100 Filed Document 0001730100-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-13 14:50:33 UTC Type of Offering D Industry Other Technology Principal Place of Business SPAIN Revenue or Assets Decline to Disclose Type of Security Other
ScaleFactor, Inc. See All Filings	D	2018-04-13 14:46:42 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001737045 Filed Document 0001737045-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 14:46:42 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Muse Capital, L.P. See All Filings	D	2018-04-13 14:44:51 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001737434 Filed Document 0001737434-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 14:44:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alesia Value Fund LLC See All Filings	D/A	2018-04-13 14:43:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579220 Filed Document 0001579220-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-13 14:43:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reviv3 Procare Co See All Filings	D	2018-04-13 14:41:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718500 Filed Document 0001213900-18-004423 Exclusions or Exemptions 506b Accepted Date 2018-04-13 14:41:22 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BIOLARGO, INC. See All Filings	D	2018-04-13 14:41:02 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0000880242 Filed Document 0001463205-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-04-13 14:41:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Longbow Energy Services (INT) Fund LP See All Filings	D	2018-04-13 14:32:38 UTC
Amount To Be Raised $1,693,243 Associated Brokers / Dealers N/A CIK Number 0001735166 Filed Document 0001140361-18-018500 Exclusions or Exemptions 506b Accepted Date 2018-04-13 14:32:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Global Infrastructure Opportunity Fund Access, L.P. See All Filings	D/A	2018-04-13 14:29:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001727920 Filed Document 0001727920-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-13 14:29:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maplebear Inc. See All Filings	D/A	2018-04-13 14:29:35 UTC
Amount To Be Raised $350,000,022 Associated Brokers / Dealers N/A CIK Number 0001579091 Filed Document 0001579091-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-13 14:29:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BioCell Capital, LLC See All Filings	D	2018-04-13 14:29:29 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001737371 Filed Document 0001737371-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-04-13 14:29:29 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Campbell Equity Alpha Onshore Fund, LP See All Filings	D	2018-04-13 14:27:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719003 Filed Document 0001719003-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 14:27:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Logistics Exchange LLC See All Filings	D	2018-04-13 14:23:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001736647 Filed Document 0001736647-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 14:23:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Keybot Inc See All Filings	D	2018-04-13 14:22:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737465 Filed Document 0001737465-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 14:22:52 UTC Type of Offering D Industry Manufacturing Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Armadillo Financial Fund III LP See All Filings	D	2018-04-13 14:21:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737425 Filed Document 0001737425-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 14:21:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ardent D4 Housing Fund I, LP See All Filings	D	2018-04-13 14:21:23 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001737474 Filed Document 0001737474-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 14:21:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Circle on Central, LLC See All Filings	D/A	2018-04-13 14:20:54 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001659446 Filed Document 0001659446-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 14:20:54 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
INSIGNIA VINTAGE OFFSHORE FUND L P See All Filings	D/A	2018-04-13 14:18:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363349 Filed Document 0001363349-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 14:18:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Avalon High Income Municipal Fund, LP See All Filings	D/A	2018-04-13 14:15:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Avalon Advisors, LLC CIK Number 0001557295 Filed Document 0001557295-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 14:15:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Steamboat Capital Partners II LP See All Filings	D	2018-04-13 14:12:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737290 Filed Document 0001737290-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 14:12:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PoP, Inc. See All Filings	D	2018-04-13 14:00:28 UTC
Amount To Be Raised $9,098,630 Associated Brokers / Dealers N/A CIK Number 0001657802 Filed Document 0001657802-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 14:00:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hercules SEZC See All Filings	D	2018-04-13 13:56:49 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001736447 Filed Document 0001736447-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 13:56:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Revenues Type of Security Other
English for a Song, Inc. See All Filings	C-W	2018-04-13 13:56:17 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001727652 Filed Document 0001668287-18-000006 Accepted Date 2018-04-13 13:56:17 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
PRENEED REINSURANCE Co OF AMERICA See All Filings	D/A	2018-04-13 13:54:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001187720 Filed Document 0000897069-18-000243 Exclusions or Exemptions 506b Accepted Date 2018-04-13 13:54:33 UTC Type of Offering D/A Industry Insurance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Arena Special Opportunities Fund (Cayman 2), LLC See All Filings	D	2018-04-13 13:52:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737207 Filed Document 0001737207-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 13:52:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intact Vascular, Inc. See All Filings	D	2018-04-13 13:50:07 UTC
Amount To Be Raised $21,823,433 Associated Brokers / Dealers N/A CIK Number 0001557120 Filed Document 0001557120-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-13 13:50:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity