Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Marshall Wace Funds PLC - MW TOPS Fund See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504530 Filed Document 0000902664-15-004582 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hoyt Royalty LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $916,222 Associated Brokers / Dealers N/A CIK Number 0001505296 Filed Document 0001505296-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RIVERTOP RENEWABLES, INC See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised $12,800,000 Associated Brokers / Dealers N/A CIK Number 0001450573 Filed Document 0001450573-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Debt
Lazard International Equity (ACW Ex-U.S.) Trust See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001538407 Filed Document 0001538407-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SFW GROVE CO-INVEST, L.P. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001661099 Filed Document 0001661099-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
bioMASON Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001580293 Filed Document 0001580293-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Nine Chapters Systematic International Fund Ltd See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564642 Filed Document 0001564642-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RESAAS Services Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $293,385 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001529485 Filed Document 0001250853-15-000102 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SALON MEDIA GROUP INC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001084332 Filed Document 0001660363-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Soil Science Properties, LLC See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001565476 Filed Document 0001565476-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Debt
Tradiv NeWAY SPV, LLC, a separate series of NeWAY Funds Master Series, LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $65,000 Associated Brokers / Dealers N/A CIK Number 0001660835 Filed Document 0001660835-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
OURCROWD (INVESTMENT IN TRENDLINES) L.P. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $44,000 Associated Brokers / Dealers N/A CIK Number 0001580765 Filed Document 0001465818-15-000063 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
POST UNION PERRO LLC See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628947 Filed Document 0000919574-15-008781 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PERKINS & WILL INC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $7,343,127 Associated Brokers / Dealers N/A CIK Number 0000077558 Filed Document 0001140361-15-045344 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
Brain Synergy Institute, LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001571030 Filed Document 0001571030-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Apollo Total Return Fund Enhanced (Onshore) LP See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660829 Filed Document 0000950142-15-002680 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ABR Chesapeake Investors V Limited Partnership See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001661930 Filed Document 0001661930-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MID PENN BANCORP INC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Griffin Financial Group, LLC CIK Number 0000879635 Filed Document 0000879635-15-000048 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Jerrick Ventures, Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers Network 1 Financial Securities, Inc. CIK Number 0001628379 Filed Document 0001213900-15-009652 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
KDWC Venture Fund, LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001659328 Filed Document 0001659328-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Select Fixed Income LP See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tellone Management Group, Inc. CIK Number 0001459995 Filed Document 0001459990-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Capstone Income Opportunities II Ltd. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661391 Filed Document 0000902664-15-004633 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BionX Medical Technologies, Inc. See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413686 Filed Document 0001413686-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CBRE Global Investment Partners European Co-Investment Fund B.V. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658841 Filed Document 0001658841-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SunFunder Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $3,967,527 Associated Brokers / Dealers N/A CIK Number 0001606108 Filed Document 0001606108-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Ridge Long Offshore Fund, LP See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661497 Filed Document 0000902664-15-004602 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DTM Holdings, LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001659315 Filed Document 0000897069-15-000559 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Bridge Education Services LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers none CIK Number 0001661682 Filed Document 0001661682-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
OCN Auto Capital Fund, LLC See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608740 Filed Document 0001608740-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Market Neutral TOPS Fund See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504525 Filed Document 0000902664-15-004581 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Europa Fund See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504516 Filed Document 0000902664-15-004579 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Insignia Capital Partners, L.P. See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sixpoint Partners LLC CIK Number 0001586847 Filed Document 0001586847-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tor Asia Credit Fund See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594840 Filed Document 0001594840-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walton U.S. Development Fund, LP See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Walton Securities, Inc. CIK Number 0001661677 Filed Document 0001661677-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Seattle Funding Group, Ltd. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
WESTFIELD MICRO CAP FUND LP See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001269422 Filed Document 0001140361-15-045336 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALON MEDIA GROUP INC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001084332 Filed Document 0001660363-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Towers Watson Alternative Credit Master Fund See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661667 Filed Document 0001661667-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Specialty Loans, LP See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tellone Management Group, Inc. CIK Number 0001519330 Filed Document 0001459990-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Fedora Security, Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $2,065,000 Associated Brokers / Dealers N/A CIK Number 0001661445 Filed Document 0001144204-15-072312 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Total Return Fund Enhanced (Offshore) Ltd. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660828 Filed Document 0000950142-15-002681 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JCP Drawdown Partnership, LP See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661072 Filed Document 0001315863-15-000984 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mainline West Tax Advantaged Opportunity Fund IV LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001639763 Filed Document 0001639763-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Navvis & Company, LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $9,900,000 Associated Brokers / Dealers N/A CIK Number 0001661102 Filed Document 0001014108-15-000315 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
MansfieldPittsburgh, LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001660810 Filed Document 0001660810-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim High-Yield Fund, Ltd. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001661390 Filed Document 0000899140-15-000899 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EnerVest Energy Institutional Fund XIV-1A, L.P. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001661359 Filed Document 0001661359-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Beech Springs Resort Holdings, LLC See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised $5,777,830 Associated Brokers / Dealers Kalos Capital, Inc., The Strategic Financial Alliance, Inc., and Triloma Securities, LLC CIK Number 0001656774 Filed Document 0001656774-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Monolith Semiconductor Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001661579 Filed Document 0001446933-15-000020 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FirePoint Solutions, LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001661412 Filed Document 0001661412-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity