Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HJSI Athena Portfolio Finance, LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $41,660,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001661799 Filed Document 0001661799-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
HS-AIR US LIFE Fund I LLC See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658941 Filed Document 0001658941-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rossport Metals & Mining Fund LP See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511568 Filed Document 0001511568-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovational Funding, LLC Project #64 See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001655257 Filed Document 0001661883-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Mack Weldon, Inc. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $6,841,356 Associated Brokers / Dealers N/A CIK Number 0001623888 Filed Document 0001623888-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Goby Inc. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001617685 Filed Document 0001617685-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
EWF PARTNERS LLC See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001286461 Filed Document 0001286461-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Vibrant Opportunity Delaware Feeder Fund, L.P. See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594976 Filed Document 0000902664-15-004593 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ST GA Fund XV LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $6,932,970 Associated Brokers / Dealers N/A CIK Number 0001661895 Filed Document 0001144204-15-072603 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
WCP Real Estate Fund IV, L.P. See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PTP Securities, LLC, Seedchange Execution Services Inc., and Seedchange Execution Services Inc. CIK Number 0001594949 Filed Document 0000902664-15-004598 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Revelstoke Capital Partners Fund I, L.P. See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised $245,768,000 Associated Brokers / Dealers BEARTOOTH ADVISORS, A DIVISION OF RIVERSTONE CAPITAL SERVICES LLC CIK Number 0001631700 Filed Document 0001631700-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAGNETIC FUND I, L.P. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661940 Filed Document 0001661940-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSSA 509 W 34 REIT, L.L.C. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001661916 Filed Document 0001661916-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
POF III Cayman Master Fund, L.P. See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619743 Filed Document 0001619743-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KVP Capital, LP See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628481 Filed Document 0001628481-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRONTIER MID CAP GROWTH FUND LIMITED PARTNERSHIP See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001119766 Filed Document 0001119766-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Associates Fund XI REIT, LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001646708 Filed Document 0001646708-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FRONTIER ALL CAP RESEARCH FUND, L.P. See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001288169 Filed Document 0001288169-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Naturi, Inc. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $751,090 Associated Brokers / Dealers N/A CIK Number 0001662198 Filed Document 0001662198-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
A-JJW-16-Fund, a series of AngelList-CG-Funds, LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $317,470 Associated Brokers / Dealers N/A CIK Number 0001660350 Filed Document 0001660350-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AB Florida Gift, LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001661519 Filed Document 0001661519-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WellDoc, Inc. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $29,074,937 Associated Brokers / Dealers Cowen and Company CIK Number 0001459113 Filed Document 0001459113-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
H & L CAPITAL GROUP II, LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001661186 Filed Document 0001144204-15-072886 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
First Access Funding Corp. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $109,500 Associated Brokers / Dealers N/A CIK Number 0001661901 Filed Document 0001062993-15-006810 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Glukos Company, Inc. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Mirus Securities, Inc. CIK Number 0001580880 Filed Document 0001580880-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
EFFECTOR THERAPEUTICS, INC. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $45,000,005 Associated Brokers / Dealers N/A CIK Number 0001577561 Filed Document 0001140361-15-045449 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Evrim Resources Corp. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $1,094,128 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd., Haywood Securities Inc., and Canaccord Genuity Corp. CIK Number 0001508931 Filed Document 0001508931-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dean Ventures 20, LLC See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595451 Filed Document 0001595451-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Frontier Mid Cap Value Fund, L.P. See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596555 Filed Document 0001596555-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walnut Foundry Investment, L.P. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001661326 Filed Document 0001661326-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Stonehenge Capital Fund Connecticut IV, LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers none CIK Number 0001661894 Filed Document 0001661894-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
UniEnergy Corp See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001661394 Filed Document 0001661394-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sidestep Technologies, Inc. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001661931 Filed Document 0001661931-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Union Park Capital I, L.P. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $42,650,000 Associated Brokers / Dealers N/A CIK Number 0001594460 Filed Document 0001594460-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LabelNexus, LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001647185 Filed Document 0001140361-15-045450 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
BLUE SPHERE CORP. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Maxim Group, LLC CIK Number 0001419582 Filed Document 0001387131-15-003718 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Maiden Home, Inc. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001661809 Filed Document 0001661809-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Rentlytics, Inc. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $9,175,000 Associated Brokers / Dealers N/A CIK Number 0001661840 Filed Document 0001661840-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
North Emerging Markets Fund Ltd See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594058 Filed Document 0000919574-15-008789 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FRONTIER SMALL CAP GROWTH FUND, L.P. See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001232646 Filed Document 0001232646-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRONTIER RESEARCH FUND, L.P. See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001287796 Filed Document 0001287796-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRONTIER CAPITAL APPRECIATION FUND, L.P. See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378092 Filed Document 0001378092-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIRAMAR LABS, INC. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001429349 Filed Document 0001429349-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
OURCROWD (INVESTMENT IN KIVUN HADASH) L.P. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $24,400 Associated Brokers / Dealers N/A CIK Number 0001580777 Filed Document 0001465818-15-000065 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
SEMANTIC MACHINES, INC. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $12,380,178 Associated Brokers / Dealers N/A CIK Number 0001629249 Filed Document 0001140361-15-045493 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BRV Lotus Growth Fund 2015, L.P. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661834 Filed Document 0001661834-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRONTIER SMALL CAP VALUE, L.P. See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001287840 Filed Document 0001287840-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Illumagear, Inc. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001556547 Filed Document 0000927087-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Oncobiologics, Inc. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Jefferies LLC and Cova Capital Partners LLC CIK Number 0001649989 Filed Document 0001649989-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Cify-Fund, a series of AngelList-KL-Funds, LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $24,241 Associated Brokers / Dealers N/A CIK Number 0001618977 Filed Document 0001618977-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund