Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AMADEUS PARTNERS L P See All Filings	D/A	2018-03-16 16:08:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0000829311 Filed Document 0000899140-18-000298 Exclusions or Exemptions 506b Accepted Date 2018-03-16 16:08:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman Income Plus Fund LP See All Filings	D/A	2018-03-16 16:06:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC, Barclays Capital Inc., Purshe Kaplan Sterling Investments, Stifel, Nicholaus & Company, and Summit Trail Securities, LLC CIK Number 0001438742 Filed Document 0000899140-18-000297 Exclusions or Exemptions 506b Accepted Date 2018-03-16 16:06:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Millennium International, Ltd. See All Filings	D/A	2018-03-16 16:01:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001365071 Filed Document 0000902664-18-001664 Exclusions or Exemptions 506b Accepted Date 2018-03-16 16:01:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Vixiar Medical, Inc. See All Filings	D	2018-03-16 16:00:35 UTC
Amount To Be Raised $1,815,000 Associated Brokers / Dealers N/A CIK Number 0001589946 Filed Document 0001589946-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-16 16:00:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Millennium USA LP See All Filings	D/A	2018-03-16 16:00:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KJM Securities Inc. CIK Number 0001365072 Filed Document 0000902664-18-001663 Exclusions or Exemptions 506b Accepted Date 2018-03-16 16:00:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Geodesic Capital Fund I-S, L.P. See All Filings	D	2018-03-16 16:00:09 UTC
Amount To Be Raised $165,000,000 Associated Brokers / Dealers Mitsubishi Corporation Asset Management Ltd. CIK Number 0001734233 Filed Document 0001734233-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 16:00:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Millennium Global Estate LP See All Filings	D/A	2018-03-16 16:00:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145214 Filed Document 0000902664-18-001662 Exclusions or Exemptions 506b Accepted Date 2018-03-16 16:00:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIEDMONT PARTNERS OFFSHORE, L.P. See All Filings	D/A	2018-03-16 15:59:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc., Patrick Capital Markets, LLC, Phil Trussell, Carter Terry & Company, Inc., and Register Financial Associates, Inc. CIK Number 0001263454 Filed Document 0001263454-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:59:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
State Street Research Small Cap Energy Fund, LLC See All Filings	D/A	2018-03-16 15:59:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001065854 Filed Document 0001733766-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:59:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bell Global Trust See All Filings	D/A	2018-03-16 15:52:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486268 Filed Document 0001012975-18-000284 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:52:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bell Australia Trust See All Filings	D/A	2018-03-16 15:49:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458399 Filed Document 0001012975-18-000283 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:49:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
16 PIONEER OF THE NILE/ASHEROONY, LLC See All Filings	D	2018-03-16 15:49:02 UTC
Amount To Be Raised $184,500 Associated Brokers / Dealers N/A CIK Number 0001734835 Filed Document 0001734835-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:49:02 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
RxConcile, LLC See All Filings	D	2018-03-16 15:43:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001733800 Filed Document 0001733800-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:43:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Other
Solar Gold, LLC See All Filings	D	2018-03-16 15:41:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001734834 Filed Document 0001734834-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:41:28 UTC Type of Offering D Industry Other Technology Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
PIEDMONT PARTNERS, LP See All Filings	D/A	2018-03-16 15:37:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc., Patrick Capital Markets, LLC, Carter Terry & Compay, Inc., and Register Financial Associates, Inc. CIK Number 0001454292 Filed Document 0001454292-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:37:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
DUNWOODY PARTNERS, L.P. See All Filings	D/A	2018-03-16 15:33:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc., Patrick Capital Markets, LLC, Carter Terry & Company Inc., and Register Financial Associates, Inc. CIK Number 0001125566 Filed Document 0001125566-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:33:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Digicap Partners LP See All Filings	D	2018-03-16 15:32:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732782 Filed Document 0001732782-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:32:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STONE MOUNTAIN PARTNERS LTD See All Filings	D/A	2018-03-16 15:28:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc., Patrick Capital Markets, LLC, Phil Trussell, Carter Terry & Company, Inc., and Register Financial Associates, Inc. CIK Number 0001419204 Filed Document 0001419204-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:28:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
NOVA OCULUS PARTNERS, LLC See All Filings	D/A	2018-03-16 15:27:35 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001616856 Filed Document 0001065949-18-000047 Exclusions or Exemptions 506c Accepted Date 2018-03-16 15:27:35 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cerahelix, Inc. See All Filings	D/A	2018-03-16 15:27:07 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001510131 Filed Document 0001510131-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:27:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
FLI Select Equity Fund, L.P. See All Filings	D/A	2018-03-16 15:25:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jeffrey Podell and Metropolis Capital CIK Number 0000915048 Filed Document 0001013594-18-000223 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:25:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLI Select Equity Fund II, L.P. See All Filings	D/A	2018-03-16 15:25:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brad Bernstein CIK Number 0001460905 Filed Document 0001013594-18-000222 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:25:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LaunchVector Identity, Inc. See All Filings	D	2018-03-16 15:25:14 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001734330 Filed Document 0001734330-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:25:14 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 68 See All Filings	D/A	2018-03-16 15:25:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Holdings Securities, Inc, Summit Equities, Inc, Summit Equities, Inc, Lion Street Financial, LLC, Kestra Investment Services, Lion Street Financial, LLC, and The Leaders Group, Inc. CIK Number 0001383176 Filed Document 0001383176-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:25:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLI Growth Fund, L.P. See All Filings	D/A	2018-03-16 15:24:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439844 Filed Document 0001013594-18-000221 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:24:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLI Value Fund, L.P. See All Filings	D/A	2018-03-16 15:22:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001371080 Filed Document 0001013594-18-000220 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:22:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLI Fairholme Partners, LP See All Filings	D/A	2018-03-16 15:22:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602677 Filed Document 0001013594-18-000219 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:22:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Springfield SW Senior Living, LLC See All Filings	D	2018-03-16 15:21:47 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001734609 Filed Document 0001031323-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:21:47 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
China Opportunities Fund See All Filings	D/A	2018-03-16 15:20:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636275 Filed Document 0001733766-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:20:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FLI Partners Fund, L.P. See All Filings	D/A	2018-03-16 15:11:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brad Bernstein, Jeffrey Podell, and Metropolis Capital CIK Number 0001260460 Filed Document 0001013594-18-000218 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:11:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hudson Residential Credit Fund I, L.P. See All Filings	D/A	2018-03-16 15:11:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732134 Filed Document 0001732134-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:11:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIEF RMP LLC See All Filings	D/A	2018-03-16 15:10:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001335299 Filed Document 0001335299-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:10:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Renaissance Kaleidoscope Fund LLC See All Filings	D/A	2018-03-16 15:05:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406599 Filed Document 0001043534-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:05:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Amkor Green, LLC. See All Filings	D	2018-03-16 15:02:34 UTC
Amount To Be Raised $900,000,000 Associated Brokers / Dealers Amkor Green, LLC. CIK Number 0001535785 Filed Document 0001535785-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:02:34 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Debt
BLACKROCK HEALTH SCIENCES HEDGE FUND LLC See All Filings	D/A	2018-03-16 15:01:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BlackRock Investments, LLC CIK Number 0001367718 Filed Document 0001733766-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:01:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MEDALLION USA LP See All Filings	D/A	2018-03-16 15:01:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001043539 Filed Document 0001043534-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-16 15:01:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
MEDALLION FUND LP See All Filings	D/A	2018-03-16 14:58:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444389 Filed Document 0001043534-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-16 14:58:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
IMAC HOLDINGS LLC See All Filings	D	2018-03-16 14:54:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001729944 Filed Document 0001729944-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 14:54:54 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
MEDALLION CAPITAL INVESTMENTS LTD See All Filings	D/A	2018-03-16 14:54:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001043534 Filed Document 0001043534-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 14:54:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Colibri Resource Corp See All Filings	D	2018-03-16 14:50:36 UTC
Amount To Be Raised $368,839 Associated Brokers / Dealers N/A CIK Number 0001734427 Filed Document 0001140361-18-013842 Exclusions or Exemptions 506b Accepted Date 2018-03-16 14:50:36 UTC Type of Offering D Industry Other Principal Place of Business NEW BRUNSWICK, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DAI GEO US, Inc. See All Filings	D	2018-03-16 14:49:24 UTC
Amount To Be Raised $6,000,048 Associated Brokers / Dealers N/A CIK Number 0001668671 Filed Document 0001668671-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 14:49:24 UTC Type of Offering D Industry Business Services Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Level Ex, Inc. See All Filings	D	2018-03-16 14:39:26 UTC
Amount To Be Raised $2,000,001 Associated Brokers / Dealers N/A CIK Number 0001656358 Filed Document 0001656358-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 14:39:26 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
High Boy Ventures LLC See All Filings	D	2018-03-16 14:37:38 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001731282 Filed Document 0001731282-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 14:37:38 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 187 See All Filings	D/A	2018-03-16 14:36:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001723367 Filed Document 0001723367-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-16 14:36:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Straits Financial Premier (U.S. Feeder) Fund I, L.P. See All Filings	D/A	2018-03-16 14:33:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Folio Investments, Inc., Charles Schwab & Co., Inc., and National Financial Services LLC CIK Number 0001622100 Filed Document 0001622100-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-03-16 14:33:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talara Capital Energy Fund II, L.P. See All Filings	D	2018-03-16 14:28:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734753 Filed Document 0001734753-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 14:28:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOCUST WOOD CAPITAL OFFSHORE LTD See All Filings	D/A	2018-03-16 14:28:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., J.P. Morgan Securities LLC, Credit Suisee Securities (USA) LLC, Morgan Stanley & CO. LLC, and Triple A Partners LLC CIK Number 0001357210 Filed Document 0001013594-18-000216 Exclusions or Exemptions 506b Accepted Date 2018-03-16 14:28:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LOCUST WOOD CAPITAL LP See All Filings	D/A	2018-03-16 14:28:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., J.P, Morgan Securities LLC, Credit Suisse Securities (USA) LLC, Morgan Stanley & CO. LLC, and Triple A Partners LLC CIK Number 0001178063 Filed Document 0001013594-18-000215 Exclusions or Exemptions 506b Accepted Date 2018-03-16 14:28:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 198 See All Filings	D/A	2018-03-16 14:28:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Investacorp, Inc. CIK Number 0001726810 Filed Document 0001726810-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-16 14:28:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Battery Alternative Income Fund, LLC See All Filings	D/A	2018-03-16 14:27:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463349 Filed Document 0001463349-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 14:27:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund