Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SDP Opportunities Fund, L.P. See All Filings	D	2018-04-17 13:03:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737703 Filed Document 0001737703-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 13:03:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heritage Distilling Company, Inc. See All Filings	D	2018-04-17 13:00:15 UTC
Amount To Be Raised $10,800,000 Associated Brokers / Dealers N/A CIK Number 0001541553 Filed Document 0001541553-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-04-17 13:00:15 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CARMA Therapeutics Inc. See All Filings	D/A	2018-04-17 12:52:02 UTC
Amount To Be Raised $3,851,972 Associated Brokers / Dealers N/A CIK Number 0001708649 Filed Document 0001708649-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:52:02 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Dynepic, Inc. See All Filings	D/A	2018-04-17 12:50:38 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001624499 Filed Document 0001624499-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:50:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
DIXIE BRANDS, INC. See All Filings	D	2018-04-17 12:42:24 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001610233 Filed Document 0001610233-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:42:24 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Silverback Opportunistic Credit Fund Ltd. See All Filings	D/A	2018-04-17 12:40:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. Investcorp LLC CIK Number 0001469490 Filed Document 0000919574-18-003081 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:40:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SILVERBACK OPPORTUNISTIC CREDIT FUND LLC See All Filings	D/A	2018-04-17 12:34:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. Investcorp LLC CIK Number 0001439467 Filed Document 0000919574-18-003079 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:34:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Weiss Alpha Balanced Risk Fund (Cayman) Ltd. See All Filings	D/A	2018-04-17 12:12:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639615 Filed Document 0000919574-18-003077 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:12:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CROSSFIRST BANKSHARES, INC. See All Filings	D	2018-04-17 12:05:05 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001458412 Filed Document 0001014108-18-000088 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:05:05 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Weiss Alpha Balanced Risk Fund LLC See All Filings	D/A	2018-04-17 12:03:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639607 Filed Document 0000919574-18-003075 Exclusions or Exemptions 506b Accepted Date 2018-04-17 12:03:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Naya 1740 Fund Ltd See All Filings	D/A	2018-04-17 11:56:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573847 Filed Document 0000902664-18-001954 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:56:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Resolute Venture Partners I, LP See All Filings	D/A	2018-04-17 11:55:12 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001694303 Filed Document 0001209191-18-025120 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:55:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
BDS Analytics, Inc. See All Filings	D	2018-04-17 11:52:48 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001654638 Filed Document 0001654638-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:52:48 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ownbackup Ltd See All Filings	D	2018-04-17 11:52:35 UTC
Amount To Be Raised $15,500,000 Associated Brokers / Dealers N/A CIK Number 0001665405 Filed Document 0001213900-18-004565 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:52:35 UTC Type of Offering D Industry Computers Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Ledger Holdings Inc. See All Filings	D/A	2018-04-17 11:51:36 UTC
Amount To Be Raised $20,765,154 Associated Brokers / Dealers N/A CIK Number 0001596252 Filed Document 0001596252-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:51:36 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
M/C Partners VIII, L.P. See All Filings	D	2018-04-17 11:49:31 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001736288 Filed Document 0001140361-18-018741 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:49:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GPIncome Offshore, Ltd. See All Filings	D/A	2018-04-17 11:42:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703475 Filed Document 0001670607-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:42:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cross Ocean USSS SIF I LP See All Filings	D/A	2018-04-17 11:40:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702945 Filed Document 0001702945-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:40:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aventis-Sutter, LLC See All Filings	D	2018-04-17 11:34:32 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001736410 Filed Document 0001736410-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:34:32 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
YANKEE MULTI MANAGER FUND LP See All Filings	D/A	2018-04-17 11:34:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LPL Financial Corporation, Western International Securities Inc., and Brill Securities Inc. CIK Number 0001456793 Filed Document 0001456793-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:34:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockland Power Partners III, LP See All Filings	D/A	2018-04-17 11:27:10 UTC
Amount To Be Raised $454,000,000 Associated Brokers / Dealers Whitehall Capital Markets LLC and Harpeth Securities, LLC CIK Number 0001688100 Filed Document 0001688100-18-000004 Exclusions or Exemptions 506c Accepted Date 2018-04-17 11:27:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GC Synexus Fund LP See All Filings	D/A	2018-04-17 11:26:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520727 Filed Document 0000919574-18-003073 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:26:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SensorRX, Inc. See All Filings	D	2018-04-17 11:21:45 UTC
Amount To Be Raised $3,792,322 Associated Brokers / Dealers N/A CIK Number 0001737529 Filed Document 0001209191-18-025117 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:21:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GC Synexus Fund Ltd. See All Filings	D/A	2018-04-17 11:20:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520728 Filed Document 0000919574-18-003071 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:20:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Invictus MD Strategies Corp. See All Filings	D	2018-04-17 11:18:51 UTC
Amount To Be Raised $12,516,816 Associated Brokers / Dealers N/A CIK Number 0001737647 Filed Document 0001062993-18-001676 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:18:51 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Other
Tuxedo Park Fund I, LP See All Filings	D/A	2018-04-17 11:18:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670607 Filed Document 0001670607-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:18:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG Link IQ Investors LLC See All Filings	D	2018-04-17 11:07:46 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers TPEG Securities CIK Number 0001737407 Filed Document 0001737409-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:07:46 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Teton Peaks, LP See All Filings	D	2018-04-17 11:06:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734639 Filed Document 0000919574-18-003069 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:06:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NGN Optiscan Fund I, L.P. See All Filings	D	2018-04-17 11:01:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734920 Filed Document 0001734920-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 11:01:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Teachable, Inc. See All Filings	D	2018-04-17 10:54:38 UTC
Amount To Be Raised $4,000,005 Associated Brokers / Dealers N/A CIK Number 0001670046 Filed Document 0001670046-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:54:38 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LADERA CAPITAL II, LP See All Filings	D/A	2018-04-17 10:52:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001362843 Filed Document 0001362843-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:52:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINDTREE THERAPEUTICS INC /DE/ See All Filings	D	2018-04-17 10:45:23 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0000946486 Filed Document 0000946486-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:45:23 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Olathe Geri Psych Services LLC See All Filings	D	2018-04-17 10:42:51 UTC
Amount To Be Raised $2,675,000 Associated Brokers / Dealers N/A CIK Number 0001737674 Filed Document 0001737674-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:42:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
LADERA CAPITAL, LP See All Filings	D/A	2018-04-17 10:39:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161896 Filed Document 0001161896-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:39:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beachhead Emerging Opportunities LLC See All Filings	D/A	2018-04-17 10:38:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700543 Filed Document 0001012975-18-000349 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:38:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Eastward Investors, LLC See All Filings	D/A	2018-04-17 10:38:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708356 Filed Document 0001708356-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:38:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRRT Properties, LP See All Filings	D	2018-04-17 10:36:49 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001624136 Filed Document 0001624136-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:36:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Annum Health, Inc. See All Filings	D	2018-04-17 10:34:59 UTC
Amount To Be Raised $1,000,003 Associated Brokers / Dealers N/A CIK Number 0001688512 Filed Document 0001688512-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:34:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DUNN WMA, LLC See All Filings	D/A	2018-04-17 10:34:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703486 Filed Document 0001315863-18-000346 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:34:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TEXAS AVE 200 INDUSTRIAL, LLC See All Filings	D	2018-04-17 10:32:01 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001737132 Filed Document 0001737132-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:32:01 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
TPEG Brompton Investors LLC See All Filings	D	2018-04-17 10:27:51 UTC
Amount To Be Raised $21,250,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001737409 Filed Document 0001737409-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:27:51 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Blackstone Maps Offshore Fund L.P. See All Filings	D/A	2018-04-17 10:25:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703416 Filed Document 0000902664-18-001953 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:25:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taureaux Tavern, LLC See All Filings	D	2018-04-17 10:10:54 UTC
Amount To Be Raised $2,625,000 Associated Brokers / Dealers N/A CIK Number 0001733220 Filed Document 0001733220-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-04-17 10:10:54 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SoFive, Inc. See All Filings	D	2018-04-17 10:08:02 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001612256 Filed Document 0001231919-18-000021 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:08:02 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Laurel Canyon Pure Alpha, L.P. See All Filings	D	2018-04-17 10:03:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733500 Filed Document 0001736444-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:03:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DANAHER CORP /DE/ See All Filings	D	2018-04-17 10:01:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000313616 Filed Document 0000950172-18-000065 Exclusions or Exemptions 506b Accepted Date 2018-04-17 10:01:44 UTC Type of Offering D Industry Manufacturing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Over $100,000,000 Type of Security Equity
NEWTYN PARTNERS, LP See All Filings	D/A	2018-04-17 09:55:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548707 Filed Document 0000905718-18-000395 Exclusions or Exemptions 506b Accepted Date 2018-04-17 09:55:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWTYN TE PARTNERS, LP See All Filings	D/A	2018-04-17 09:50:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548709 Filed Document 0000905718-18-000393 Exclusions or Exemptions 506b Accepted Date 2018-04-17 09:50:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco Government Liquidity Fund, a Series of Invesco Multi Series Funds II, LLC See All Filings	D/A	2018-04-17 09:50:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701092 Filed Document 0001701092-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 09:50:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEATHERBIE GROWTH FUND LP See All Filings	D	2018-04-17 09:40:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001005102 Filed Document 0001005102-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-17 09:40:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund