Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Empyrean LHMN Offshore SPV, LP See All Filings	D	2016-06-01 11:31:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671103 Filed Document 0000902664-16-007232 Exclusions or Exemptions 506b Accepted Date 2016-06-01 11:31:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FINJAN HOLDINGS, INC. See All Filings	D	2016-06-01 11:30:31 UTC
Amount To Be Raised $10,200,000 Associated Brokers / Dealers more than 5 CIK Number 0001366340 Filed Document 0001366340-16-000057 Exclusions or Exemptions 506b Accepted Date 2016-06-01 11:30:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Encentiv Energy, LLC See All Filings	D	2016-06-01 11:28:40 UTC
Amount To Be Raised $1,344,450 Associated Brokers / Dealers N/A CIK Number 0001637658 Filed Document 0000898432-16-002360 Exclusions or Exemptions 506b Accepted Date 2016-06-01 11:28:40 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BIOCRUDE TECHOLOGIES INC See All Filings	D	2016-06-01 11:21:11 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001390131 Filed Document 0001615774-16-005726 Exclusions or Exemptions 506b Accepted Date 2016-06-01 11:21:11 UTC Type of Offering D Industry Environmental Services Principal Place of Business QUEBEC, CANADA Revenue or Assets $No Revenues Type of Security Equity
Granier 3-D Joint Venture See All Filings	D/A	2016-06-01 11:03:39 UTC
Amount To Be Raised $2,752,000 Associated Brokers / Dealers N/A CIK Number 0001670295 Filed Document 0001354488-16-007712 Exclusions or Exemptions 506b Accepted Date 2016-06-01 11:03:39 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Nippon Value Investors Japanese Equity Trust See All Filings	D/A	2016-06-01 11:01:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354372 Filed Document 0001354372-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-01 11:01:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUNSTRAND, LLC See All Filings	D	2016-06-01 10:57:01 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001676060 Filed Document 0000892303-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:57:01 UTC Type of Offering D Industry Manufacturing Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pleiad Asia Master Fund See All Filings	D/A	2016-06-01 10:51:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617934 Filed Document 0000945621-16-000614 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:51:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Rock Partners, L.P. See All Filings	D/A	2016-06-01 10:49:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448291 Filed Document 0001448291-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:49:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pleiad Asia Offshore Feeder Fund See All Filings	D/A	2016-06-01 10:48:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617936 Filed Document 0000945621-16-000613 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:48:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerald Industrial Innovation Fund L.P. See All Filings	D	2016-06-01 10:48:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675742 Filed Document 0001675742-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:48:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pleiad Asia Onshore Feeder Fund See All Filings	D/A	2016-06-01 10:45:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617935 Filed Document 0000945621-16-000612 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:45:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lyxor/PSAM WorldArb Fund Ltd. See All Filings	D/A	2016-06-01 10:39:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001469980 Filed Document 0001140361-16-067997 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:39:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Marshall Wace TOPS European Fund Ltd See All Filings	D/A	2016-06-01 10:36:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001598202 Filed Document 0001140361-16-067994 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:36:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Twin Offshore Fund Ltd See All Filings	D/A	2016-06-01 10:32:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001590477 Filed Document 0001140361-16-067992 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:32:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Tiedemann Arbitrage Fund Ltd. See All Filings	D/A	2016-06-01 10:28:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001468338 Filed Document 0001140361-16-067990 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:28:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Spredfast, Inc. See All Filings	D	2016-06-01 10:27:36 UTC
Amount To Be Raised $50,137,248 Associated Brokers / Dealers RBC Capital Markets, LLC CIK Number 0001519482 Filed Document 0001519482-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:27:36 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Edale Europe Absolute Fund LP See All Filings	D/A	2016-06-01 10:08:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552006 Filed Document 0000919574-16-013463 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:08:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Astellon Fund SICAV-SIF-Astellon Special Opportunities Fund See All Filings	D/A	2016-06-01 09:51:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611316 Filed Document 0001611316-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-01 09:51:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monument Labs, Inc. See All Filings	D	2016-06-01 09:46:08 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001675701 Filed Document 0001675701-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-01 09:46:08 UTC Type of Offering D Industry Computers Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Jubilee Venture Inc See All Filings	D/A	2016-06-01 08:19:23 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Heritage Financial Systems, Inc. CIK Number 0001571027 Filed Document 0001128732-16-000019 Exclusions or Exemptions 506b Accepted Date 2016-06-01 08:19:23 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SETUSERV, INC. See All Filings	D	2016-06-01 06:40:46 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001603352 Filed Document 0001603352-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-01 06:40:46 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
SFP Japan Special Opportunities Fund Ltd. See All Filings	D/A	2016-06-01 06:23:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643499 Filed Document 0000902664-16-007231 Exclusions or Exemptions 506b Accepted Date 2016-06-01 06:23:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SFP Japan Special Opportunities Fund L.P. See All Filings	D/A	2016-06-01 06:18:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643500 Filed Document 0000902664-16-007230 Exclusions or Exemptions 506b Accepted Date 2016-06-01 06:18:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Personal Capital Corp See All Filings	D	2016-05-31 22:16:23 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Evercore Group, L.L.C. CIK Number 0001494510 Filed Document 0001494510-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-31 22:16:23 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WILLIAM BLAIR GREEN TERRAIN FUND, L.P. See All Filings	D/A	2016-05-31 22:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001163855 Filed Document 0001382963-16-000173 Exclusions or Exemptions 506b Accepted Date 2016-05-31 22:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WILLIAM BLAIR BLUE TERRAIN TE FUND, L.P. See All Filings	D/A	2016-05-31 21:52:20 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001323477 Filed Document 0001382963-16-000172 Exclusions or Exemptions 506b Accepted Date 2016-05-31 21:52:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WILLIAM BLAIR BLUE TERRAIN FUND, L.P. See All Filings	D/A	2016-05-31 21:49:01 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001203575 Filed Document 0001382963-16-000171 Exclusions or Exemptions 506b Accepted Date 2016-05-31 21:49:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WILLIAM BLAIR ALL TERRAIN TE FUND, L.P. See All Filings	D/A	2016-05-31 21:45:15 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001456757 Filed Document 0001382963-16-000170 Exclusions or Exemptions 506b Accepted Date 2016-05-31 21:45:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WILLIAM BLAIR ALL TERRAIN FUND, L. P. See All Filings	D/A	2016-05-31 21:42:11 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001381234 Filed Document 0001382963-16-000169 Exclusions or Exemptions 506b Accepted Date 2016-05-31 21:42:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INSTANTSCALE XVIII LLC See All Filings	D	2016-05-31 21:19:03 UTC
Amount To Be Raised $338,584 Associated Brokers / Dealers N/A CIK Number 0001673700 Filed Document 0001673700-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-31 21:19:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Entytle, Inc. See All Filings	D	2016-05-31 21:02:01 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001612476 Filed Document 0001612476-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-31 21:02:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AristaMD, Inc. See All Filings	D	2016-05-31 20:27:50 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001614691 Filed Document 0001657999-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-31 20:27:50 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BACKSTAGEPLAY INC. See All Filings	D	2016-05-31 20:19:29 UTC
Amount To Be Raised $85,770 Associated Brokers / Dealers N/A CIK Number 0001675845 Filed Document 0001183740-16-000359 Exclusions or Exemptions 506b Accepted Date 2016-05-31 20:19:29 UTC Type of Offering D Industry Computers Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Global Reserve Partners, LLC See All Filings	D/A	2016-05-31 20:07:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639377 Filed Document 0001639377-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-31 20:07:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Audax Senior Loan Fund III (Offshore), L.P. See All Filings	D	2016-05-31 19:28:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated and Summit Trail Advisors, LLC CIK Number 0001675963 Filed Document 0001393725-16-000244 Exclusions or Exemptions 506b Accepted Date 2016-05-31 19:28:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riley Life Industries, Inc. See All Filings	D	2016-05-31 18:53:12 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001675113 Filed Document 0001675113-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-31 18:53:12 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2016-05-31 18:41:17 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-16-000028 Exclusions or Exemptions 506b Accepted Date 2016-05-31 18:41:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Pixel Labs, Inc. See All Filings	D	2016-05-31 18:40:47 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001668999 Filed Document 0001668999-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-31 18:40:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GHC Capital Group USA, Inc. See All Filings	D	2016-05-31 18:33:56 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001675670 Filed Document 0001214659-16-011931 Exclusions or Exemptions 506b Accepted Date 2016-05-31 18:33:56 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AthenaInvest, Inc. See All Filings	D	2016-05-31 18:25:17 UTC
Amount To Be Raised $5,195,061 Associated Brokers / Dealers N/A CIK Number 0001414549 Filed Document 0001414549-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-31 18:25:17 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum WTN, Ltd. See All Filings	D/A	2016-05-31 18:09:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001543385 Filed Document 0001543385-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-31 18:09:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Peri Inc. See All Filings	D/A	2016-05-31 18:08:28 UTC
Amount To Be Raised $2,077,000 Associated Brokers / Dealers N/A CIK Number 0001630387 Filed Document 0001630387-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-05-31 18:08:28 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wildlife Defense Systems, Inc. See All Filings	D	2016-05-31 18:06:57 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers None CIK Number 0001675970 Filed Document 0001675970-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-31 18:06:57 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Helix TCS, Inc. See All Filings	D	2016-05-31 18:05:42 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001611277 Filed Document 0001065949-16-000409 Exclusions or Exemptions 506b Accepted Date 2016-05-31 18:05:42 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HedgeForum Visium, Ltd. See All Filings	D/A	2016-05-31 18:05:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001526911 Filed Document 0001526911-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-31 18:05:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VIP Partners VI, LLC See All Filings	D	2016-05-31 18:04:37 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001675791 Filed Document 0001675791-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-31 18:04:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
IronSafe LLC See All Filings	D	2016-05-31 18:02:09 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001675850 Filed Document 0001675850-16-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2016-05-31 18:02:09 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HedgeForum Third Point, Ltd. See All Filings	D/A	2016-05-31 18:01:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001430405 Filed Document 0001430405-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-31 18:01:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Helix TCS, Inc. See All Filings	D	2016-05-31 18:01:28 UTC
Amount To Be Raised $328,000 Associated Brokers / Dealers N/A CIK Number 0001611277 Filed Document 0001065949-16-000408 Exclusions or Exemptions 506b Accepted Date 2016-05-31 18:01:28 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity