Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Triseum, LLC See All Filings	D	2018-03-19 11:30:24 UTC
Amount To Be Raised $2,490,368 Associated Brokers / Dealers N/A CIK Number 0001675277 Filed Document 0001675277-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-19 11:30:24 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
R3 (C), Ltd. See All Filings	D/A	2018-03-19 11:28:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484760 Filed Document 0001733766-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-03-19 11:28:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
R3 (B), L.P. See All Filings	D/A	2018-03-19 11:12:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484759 Filed Document 0001733766-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-19 11:12:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Securrency, Inc. See All Filings	D	2018-03-19 11:01:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers NASEBA Communications FZ LLC CIK Number 0001675534 Filed Document 0001675534-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 11:01:14 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
SoftNAS, Inc See All Filings	D	2018-03-19 11:00:50 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001621027 Filed Document 0001209191-18-020476 Exclusions or Exemptions 506b Accepted Date 2018-03-19 11:00:50 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Woodbourne Canada Partners IV (INT), LP See All Filings	D	2018-03-19 10:53:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733694 Filed Document 0001733963-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-19 10:53:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Columbia Net Lease Venture II LLC See All Filings	D	2018-03-19 10:52:26 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001733421 Filed Document 0001733421-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 10:52:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Woodbourne Canada Partners IV, LP See All Filings	D	2018-03-19 10:50:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733963 Filed Document 0001733963-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 10:50:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 183 See All Filings	D/A	2018-03-19 10:50:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Financial Securities Marketing, Inc., M Holdings Securities, Inc, M Financial Securities Marketing, Inc., M Holdings Securities, Inc, M Financial Securities Marketing, Inc., M Holdings Securities, Inc, and M Financial Securities Marketing, Inc. CIK Number 0001724248 Filed Document 0001724248-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-19 10:50:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
13TH & MULBERRY, LLC See All Filings	D	2018-03-19 10:37:45 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001730148 Filed Document 0001730148-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 10:37:45 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Fillmore Street Partners LP See All Filings	D/A	2018-03-19 10:27:15 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001675702 Filed Document 0001591408-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-03-19 10:27:15 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WAYFINDER SMALL CAP FUND LP See All Filings	D/A	2018-03-19 10:12:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270623 Filed Document 0000902664-18-001682 Exclusions or Exemptions 506b Accepted Date 2018-03-19 10:12:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 186 See All Filings	D/A	2018-03-19 10:11:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001721174 Filed Document 0001721174-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-19 10:11:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIKER VALUE-TECH FUND, LP See All Filings	D/A	2018-03-19 10:10:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001236239 Filed Document 0000902664-18-001681 Exclusions or Exemptions 506b Accepted Date 2018-03-19 10:10:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BattleFin Multi Strategy Fund, LLC See All Filings	D/A	2018-03-19 10:08:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617634 Filed Document 0001617634-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-19 10:08:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIKER VALUE-TECH QP FUND, LP See All Filings	D/A	2018-03-19 10:08:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460561 Filed Document 0000902664-18-001680 Exclusions or Exemptions 506b Accepted Date 2018-03-19 10:08:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wayfinder Small Cap QP Fund LP See All Filings	D/A	2018-03-19 10:05:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337674 Filed Document 0000902664-18-001679 Exclusions or Exemptions 506b Accepted Date 2018-03-19 10:05:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Select AI Strategies L.P. See All Filings	D/A	2018-03-19 09:59:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603106 Filed Document 0001603106-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-03-19 09:59:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
CRESCENDO PARTNERS III LP See All Filings	D/A	2018-03-19 09:58:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405546 Filed Document 0001219602-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-19 09:58:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REGENERX BIOPHARMACEUTICALS INC See All Filings	D	2018-03-19 09:44:10 UTC
Amount To Be Raised $888,253 Associated Brokers / Dealers Maxim Group, LLC CIK Number 0000707511 Filed Document 0001209191-18-020470 Exclusions or Exemptions 506b Accepted Date 2018-03-19 09:44:10 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Aveta Biomics, Inc. See All Filings	D	2018-03-19 09:42:31 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001734691 Filed Document 0001734691-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 09:42:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CRESCENDO PARTNERS II LP See All Filings	D/A	2018-03-19 09:40:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219602 Filed Document 0001219602-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 09:40:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dynamic India Fund S4 US I See All Filings	D	2018-03-19 09:28:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733532 Filed Document 0001315863-18-000250 Exclusions or Exemptions 506b Accepted Date 2018-03-19 09:28:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
Taste the Wine International, LLC See All Filings	D	2018-03-19 09:11:39 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001732112 Filed Document 0001192482-18-000119 Exclusions or Exemptions 506b Accepted Date 2018-03-19 09:11:39 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Saama Capital IV, Ltd. See All Filings	D	2018-03-19 06:48:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734873 Filed Document 0001734873-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-19 06:48:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ValueAct Spring Partners, L.P. See All Filings	D	2018-03-16 21:48:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728460 Filed Document 0000950142-18-000660 Exclusions or Exemptions 506b Accepted Date 2018-03-16 21:48:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ValueAct Spring International, L.P. See All Filings	D	2018-03-16 21:48:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729587 Filed Document 0000950142-18-000659 Exclusions or Exemptions 506b Accepted Date 2018-03-16 21:48:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EdenRoc Sciences LLC See All Filings	D	2018-03-16 21:18:57 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001685567 Filed Document 0001144204-18-015377 Exclusions or Exemptions 506b Accepted Date 2018-03-16 21:18:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Equity Associates II, L.P. See All Filings	D/A	2018-03-16 20:04:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546094 Filed Document 0001546094-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 20:04:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avantis Medical Systems Inc See All Filings	D	2018-03-16 19:53:11 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001325768 Filed Document 0001325768-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 19:53:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
URANIUM ENERGY CORP See All Filings	D	2018-03-16 19:24:19 UTC
Amount To Be Raised $146,004 Associated Brokers / Dealers N/A CIK Number 0001334933 Filed Document 0001183740-18-000064 Exclusions or Exemptions 506b Accepted Date 2018-03-16 19:24:19 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jeeva Medical Corp See All Filings	C	2018-03-16 18:57:56 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001732308 Filed Document 0001670254-18-000090 Accepted Date 2018-03-16 18:57:56 UTC Type of Offering C Security Offered Amount 401,000 Security Offered Type Other State MAINE
Coliseum Capital Partners II, L.P. See All Filings	D/A	2018-03-16 18:50:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567187 Filed Document 0001567187-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 18:50:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sino-Global Shipping America, Ltd. See All Filings	D	2018-03-16 18:36:24 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001422892 Filed Document 0001213900-18-003111 Exclusions or Exemptions 506b Accepted Date 2018-03-16 18:36:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CES Properties Fund I (Kenmore) LLC See All Filings	D	2018-03-16 18:33:44 UTC
Amount To Be Raised $2,010,000 Associated Brokers / Dealers N/A CIK Number 0001733994 Filed Document 0001733994-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 18:33:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Circular Systems S.P.C. See All Filings	D	2018-03-16 18:27:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734876 Filed Document 0001734876-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 18:27:34 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zott, Inc. See All Filings	D	2018-03-16 18:26:17 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001717631 Filed Document 0001717631-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-16 18:26:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Manhattan West Tax Deferred Real Estate SPV, LP See All Filings	D	2018-03-16 18:24:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733669 Filed Document 0001733669-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 18:24:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bluestein Capital Opportunities Fund, L.P. See All Filings	D/A	2018-03-16 18:10:24 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001457140 Filed Document 0001653528-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-03-16 18:10:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ATLANTIC FUND I LP See All Filings	D/A	2018-03-16 18:07:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001049211 Filed Document 0001653528-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-03-16 18:07:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
InstaLend 2016 LLC See All Filings	D/A	2018-03-16 18:05:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701728 Filed Document 0001701728-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 18:05:18 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Pacific Fund I LP See All Filings	D/A	2018-03-16 18:03:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351635 Filed Document 0001653528-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-03-16 18:03:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Marifil Mines Ltd See All Filings	D	2018-03-16 18:02:09 UTC
Amount To Be Raised $7,974 Associated Brokers / Dealers N/A CIK Number 0001571724 Filed Document 0001085037-18-000030 Exclusions or Exemptions 506b Accepted Date 2018-03-16 18:02:09 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Metolius Diversified (US Feeder) Fund, LP See All Filings	D/A	2018-03-16 17:59:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491566 Filed Document 0001491566-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 17:59:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Marifil Mines Ltd See All Filings	D	2018-03-16 17:58:31 UTC
Amount To Be Raised $42,540 Associated Brokers / Dealers N/A CIK Number 0001571724 Filed Document 0001085037-18-000029 Exclusions or Exemptions 506b Accepted Date 2018-03-16 17:58:31 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FABRIC III, LLC See All Filings	D	2018-03-16 17:53:35 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001734456 Filed Document 0001734456-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 17:53:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outvest Large Cap Fund, LP See All Filings	D/A	2018-03-16 17:32:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699484 Filed Document 0001699484-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 17:32:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Emerald Health Pharmaceuticals Inc. See All Filings	1-A/A	2018-03-16 17:28:26 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001700800 Filed Document 0001213900-18-003107 Accepted Date 2018-03-16 17:28:26 UTC Type of Offering 1-A/A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
OMB Holdings LLC See All Filings	D/A	2018-03-16 17:22:41 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001733647 Filed Document 0001733647-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-16 17:22:41 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
HCP BF 1819 INVESTORS, L.P. See All Filings	D	2018-03-16 17:17:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732853 Filed Document 0001732853-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 17:17:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund