Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CUZ-D Industries, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001662031 Filed Document 0001662031-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EXO Holdings, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662163 Filed Document 0001662163-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Equity
Palace Court Capital, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kyle W. Miller CIK Number 0001662155 Filed Document 0001662155-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Rebound Therapeutics Corp See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001662622 Filed Document 0001662622-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LCP East 44th Street EB-5 LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers New City Capital LLC CIK Number 0001662172 Filed Document 0001662172-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Medaxion, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $973,014 Associated Brokers / Dealers N/A CIK Number 0001497902 Filed Document 0001497902-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
LTS Capital Partners - Bio2 Convertible Note, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001661946 Filed Document 0000950138-15-000746 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ARIUM Townpark REIT LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001662218 Filed Document 0001662218-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MERUS CAPITAL III, L.P. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661308 Filed Document 0001661308-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gamma Lending Opportunities LP See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649683 Filed Document 0001649683-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Autonomy Dynamic Opportunities Offshore Fund L.P. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662391 Filed Document 0001662391-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
700 Mansfield, L.P. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001660757 Filed Document 0001660757-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Richard Brownstein CIK Number 0001633523 Filed Document 0001633523-15-000041 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
HCM CP, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $26,720,000 Associated Brokers / Dealers N/A CIK Number 0001657955 Filed Document 0001140361-15-045805 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HFV ENTERPRISES, INC. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001662078 Filed Document 0001461859-15-000014 Exclusions or Exemptions 505 and 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
BDR Bellevue VII LLC See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001636027 Filed Document 0001636027-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
AQR Offshore Multi-Strategy Fund X, L.P. See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616867 Filed Document 0001616867-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDR YARROW POINT IV LLC See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001649356 Filed Document 0001649356-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Blitsy, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001573808 Filed Document 0001573808-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Calpian, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001414628 Filed Document 0001354488-15-005696 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Eniac Special Alpha LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $5,085,100 Associated Brokers / Dealers N/A CIK Number 0001662619 Filed Document 0001662619-16-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
23A SF MF LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $40,810,000 Associated Brokers / Dealers N/A CIK Number 0001662680 Filed Document 0001662680-16-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Rubicon Global Holdings, LLC See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001543263 Filed Document 0001543263-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Danube Systems, Inc. See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $16,199,996 Associated Brokers / Dealers N/A CIK Number 0001580782 Filed Document 0001580782-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Global Emerging Markets Opportunities Fund IV (DE), LP See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporaton CIK Number 0001661909 Filed Document 0001661909-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW ALBANY SHALE PROSPECT #2 See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001661171 Filed Document 0001661171-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
MONOMOY CAPITAL PARTNERS III, L.P. See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers LAZARD FRERES & CO. LLC, LAZARD & CO., LIMITED, and ACALYX ADVISORS, INC. CIK Number 0001628553 Filed Document 0001628553-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TruSox LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $3,157,781 Associated Brokers / Dealers N/A CIK Number 0001590492 Filed Document 0001590492-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Global Cooling, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001517379 Filed Document 0001517379-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Denver Multifamily Portfolio DST See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $9,198,099 Associated Brokers / Dealers Chay Lapin, Dwight Kay, Jason Salmon, Bruce A. Carroll, Jennifer Homman, Concorde Investment Services LLC, Michael Bendix, Joseph R. Broadbent, Craig M. Rollins, Inland Securities Corporation, Tomas Velken, Joral Schmalle, Michael Newton, Thomas J. Ealy, Christina Nielson, Peter A. Finnegan, Peter Fisher, David B. Levinson, Leon Rousso, Carol Holm, Robert A. Horning, Robert Charlton, W. Aubrey Morrow, Frank Kuiper, Eric Bicknese, and Darren Whissen CIK Number 0001651314 Filed Document 0000950138-15-000747 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SevenFifty Technologies, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $8,458,041 Associated Brokers / Dealers N/A CIK Number 0001661841 Filed Document 0001661841-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lenox HPE, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $21,200,000 Associated Brokers / Dealers N/A CIK Number 0001662076 Filed Document 0001662076-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Highlight Broadcast Network, LLC See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001646776 Filed Document 0001646776-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Asurvest, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001662033 Filed Document 0001662033-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
Envera Health, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001660184 Filed Document 0001660184-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
KKR Credit Select Access Fund II (U.S.), L.P. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001662068 Filed Document 0001662068-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zhen Partners Fund IV, L.P. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001662016 Filed Document 0001662016-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Global Opportunities Fund I-A LP See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001662483 Filed Document 0001638070-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
River Trace Resort Holdings, LLC See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $4,996,925 Associated Brokers / Dealers Kalos Capital, Inc., The Strategic Financial Alliance, Inc., Triloma Securities, LLC, and Dyche Wealth Management CIK Number 0001656780 Filed Document 0001656780-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MPH VENTURES CORP See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $77,320 Associated Brokers / Dealers N/A CIK Number 0001442698 Filed Document 0001183740-15-000274 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Belvoir Investors, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $3,990,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001661801 Filed Document 0001661824-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
ABP Capital Debt Fund I, L.P. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001660691 Filed Document 0001660691-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LCP One Wall Street LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers New City Capital LLC CIK Number 0001662173 Filed Document 0001662173-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Kevin McGrady CIK Number 0001633523 Filed Document 0001633523-15-000040 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Community Partners US Holding LP See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $403,000 Associated Brokers / Dealers N/A CIK Number 0001614069 Filed Document 0000899797-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Horse Sense Shoes, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001544524 Filed Document 0001544524-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Qwilt Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $24,000,001 Associated Brokers / Dealers N/A CIK Number 0001533434 Filed Document 0001533434-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Advanced Technology Select Fund II LLC See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. and Halycon Cabot Partners Ltd. CIK Number 0001650860 Filed Document 0001013762-15-001205 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Oregon Angel Fund 2016, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001662429 Filed Document 0001662429-16-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
West Texas Surgical Services, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $276,000 Associated Brokers / Dealers N/A CIK Number 0001589504 Filed Document 0001589504-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity