Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Premier Note Fund I, LLC See All Filings	D	2018-04-19 13:08:57 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001632124 Filed Document 0001632124-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-04-19 13:08:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
White Pond MOB, LP See All Filings	D	2018-04-19 13:03:35 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers N/A CIK Number 0001737694 Filed Document 0001737694-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 13:03:35 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Real Goods Solar, Inc. See All Filings	D	2018-04-19 13:02:10 UTC
Amount To Be Raised $10,750,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001425565 Filed Document 0001144204-18-021309 Exclusions or Exemptions 506b Accepted Date 2018-04-19 13:02:10 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Brown Advisory Private Equity Partners VI (TE), LLLP See All Filings	D	2018-04-19 13:00:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730373 Filed Document 0001730373-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 13:00:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great Plains Bancshares, Inc. See All Filings	D	2018-04-19 12:58:20 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0001737655 Filed Document 0001737655-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:58:20 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Debt
1843 CAPITAL VENTURES, LP See All Filings	D	2018-04-19 12:54:12 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001710462 Filed Document 0001710462-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:54:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Thurston Fund I, LP See All Filings	D	2018-04-19 12:45:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737037 Filed Document 0001393725-18-000070 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:45:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USA Millwork Holding Co., LLC See All Filings	D	2018-04-19 12:42:08 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001715547 Filed Document 0001715547-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:42:08 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BP 2018 JCH, LLC See All Filings	D	2018-04-19 12:37:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737881 Filed Document 0001737881-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:37:32 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Alta Fox Opportunities Fund, LP See All Filings	D	2018-04-19 12:35:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734916 Filed Document 0001734916-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-04-19 12:35:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Real Asset Alternative Income Strategy, LP See All Filings	D/A	2018-04-19 12:34:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702504 Filed Document 0001702504-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:34:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Frontier Quantum Opportunity Fund, LP See All Filings	D	2018-04-19 12:33:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736949 Filed Document 0000935836-18-000236 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:33:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colchis/Marlette Income Fund, L.P. See All Filings	D/A	2018-04-19 12:32:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598779 Filed Document 0000935836-18-000235 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:32:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colchis/Marlette Income Fund, Ltd. See All Filings	D/A	2018-04-19 12:31:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603209 Filed Document 0000935836-18-000234 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:31:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VELITE ENERGY L P See All Filings	D/A	2018-04-19 12:30:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355351 Filed Document 0001315863-18-000361 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:30:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rondure Frontier Emerging Opportunities, L.P. See All Filings	D	2018-04-19 12:30:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737373 Filed Document 0000935836-18-000233 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:30:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Balboa Income Fund LP See All Filings	D/A	2018-04-19 12:27:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704124 Filed Document 0000935836-18-000232 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:27:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eratz Investments, Inc. See All Filings	D	2018-04-19 12:22:34 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001456322 Filed Document 0001654954-18-004107 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:22:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NeuroGeneCES LLC See All Filings	D	2018-04-19 12:16:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716111 Filed Document 0001716111-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-04-19 12:16:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
SONGBIRD THEATRICALS LTD LIABILITY CO See All Filings	D	2018-04-19 12:16:29 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001737266 Filed Document 0001737266-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:16:29 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Somatus, Inc. See All Filings	D	2018-04-19 12:12:13 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001705664 Filed Document 0001705664-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:12:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Investornaut, Inc. See All Filings	D	2018-04-19 12:09:58 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001737591 Filed Document 0001737591-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:09:58 UTC Type of Offering D Industry Telecommunications Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Debt
Biena, LLC See All Filings	D	2018-04-19 12:05:35 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001634509 Filed Document 0001634509-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:05:35 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Allogene Therapeutics, Inc. See All Filings	D	2018-04-19 12:02:56 UTC
Amount To Be Raised $411,770,409 Associated Brokers / Dealers N/A CIK Number 0001737287 Filed Document 0001737287-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:02:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Private Equity Partners VI, LLLP See All Filings	D	2018-04-19 12:00:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730362 Filed Document 0001730362-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 12:00:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SeaChange Fund IV, LLC See All Filings	D	2018-04-19 11:59:52 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001737654 Filed Document 0001737654-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 11:59:52 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ACP Ulysses Holdings, Inc. See All Filings	D	2018-04-19 11:55:25 UTC
Amount To Be Raised $157,849,999 Associated Brokers / Dealers N/A CIK Number 0001737185 Filed Document 0001737185-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 11:55:25 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Landmark Pacific Partners Offshore 18B, L.P. See All Filings	D	2018-04-19 11:52:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001736227 Filed Document 0001736227-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 11:52:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Granville Investment Fund I, L.P. See All Filings	D	2018-04-19 11:50:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001737948 Filed Document 0001737948-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 11:50:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quorso Global Inc. See All Filings	D	2018-04-19 11:50:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703440 Filed Document 0001703440-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-19 11:50:29 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
210/RELY Partners, LP See All Filings	D	2018-04-19 11:49:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737579 Filed Document 0001737579-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 11:49:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sneaker Con Digital Investors LLC See All Filings	D	2018-04-19 11:42:38 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001737825 Filed Document 0001736993-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-19 11:42:38 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Switch Automation USA Inc. See All Filings	D	2018-04-19 11:39:08 UTC
Amount To Be Raised $3,808,222 Associated Brokers / Dealers N/A CIK Number 0001737957 Filed Document 0001737957-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 11:39:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cassius Family, LP See All Filings	D/A	2018-04-19 11:16:35 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001696823 Filed Document 0001696823-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 11:16:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orezone Gold Corp See All Filings	D	2018-04-19 11:08:19 UTC
Amount To Be Raised $31,367,446 Associated Brokers / Dealers N/A CIK Number 0001482601 Filed Document 0001062993-18-001723 Exclusions or Exemptions 506b Accepted Date 2018-04-19 11:08:19 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Sneaker Con Digital Inc. See All Filings	D	2018-04-19 11:05:13 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001736993 Filed Document 0001736993-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 11:05:13 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Lombard International Life Assurance Co Separate Account VA 174 See All Filings	D/A	2018-04-19 10:54:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital LLC CIK Number 0001702566 Filed Document 0001702566-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-19 10:54:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 140 See All Filings	D/A	2018-04-19 10:52:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Financial Securities Marketing, Inc., M Holdings Securities, Inc, and M Financial Securities Marketing, Inc CIK Number 0001661777 Filed Document 0001661777-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-19 10:52:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plum, Inc. See All Filings	D	2018-04-19 10:51:52 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001737452 Filed Document 0001737452-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 10:51:52 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. See All Filings	D/A	2018-04-19 10:34:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001407149 Filed Document 0001407149-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-19 10:34:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. See All Filings	D/A	2018-04-19 10:32:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001407149 Filed Document 0001407149-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 10:32:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C. See All Filings	D/A	2018-04-19 10:30:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001395039 Filed Document 0001395039-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 10:30:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kirkoswald Global Macro Fund Ltd See All Filings	D	2018-04-19 10:27:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737832 Filed Document 0001315863-18-000360 Exclusions or Exemptions 506b Accepted Date 2018-04-19 10:27:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kirkoswald Global Macro Fund LP See All Filings	D	2018-04-19 10:24:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737831 Filed Document 0001315863-18-000359 Exclusions or Exemptions 506b Accepted Date 2018-04-19 10:24:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Axios Media Inc. See All Filings	D	2018-04-19 10:24:17 UTC
Amount To Be Raised $19,999,963 Associated Brokers / Dealers N/A CIK Number 0001737737 Filed Document 0001231919-18-000022 Exclusions or Exemptions 506b Accepted Date 2018-04-19 10:24:17 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Hall Capital Partners Fund I, L.P. See All Filings	D/A	2018-04-19 10:23:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Moelis & Company LLC and Equus Financial Consulting LLC CIK Number 0001668943 Filed Document 0000902664-18-001984 Exclusions or Exemptions 506b Accepted Date 2018-04-19 10:23:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Dumpling Daughter, Inc. See All Filings	D	2018-04-19 10:21:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001737639 Filed Document 0001737639-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 10:21:44 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ALPHAKEYS MILLENNIUM FUND III, L.L.C. See All Filings	D/A	2018-04-19 10:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001557747 Filed Document 0001557747-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 10:08:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAKEYS MILLENNIUM FUND II, L.L.C. See All Filings	D/A	2018-04-19 10:05:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001519810 Filed Document 0001519810-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-19 10:05:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROSPECTOR OFFSHORE FUND (BERMUDA), LTD. See All Filings	D/A	2018-04-19 10:01:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and MMX Global Partners LLC CIK Number 0001050766 Filed Document 0000919574-18-003121 Exclusions or Exemptions 506b Accepted Date 2018-04-19 10:01:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity