Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ORIGINAL HOLDINGS, LLC See All Filings	D	2016-06-03 18:14:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers YUESEYUAN CRUEL CIK Number 0001676203 Filed Document 0001676203-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 18:14:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SPAIN Revenue or Assets $Over $100,000,000 Type of Security Equity
RIPL, INC. See All Filings	D	2016-06-03 18:08:06 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001560563 Filed Document 0001560563-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-03 18:08:06 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
XTRA-GOLD RESOURCES CORP See All Filings	D	2016-06-03 17:48:10 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001288770 Filed Document 0001062993-16-010093 Exclusions or Exemptions 506b Accepted Date 2016-06-03 17:48:10 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
City National Rochdale High Yield Alternative Strategies Fund LLC See All Filings	D/A	2016-06-03 17:38:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RIM Securities LLC CIK Number 0001377954 Filed Document 0001566114-16-000119 Exclusions or Exemptions 506b Accepted Date 2016-06-03 17:38:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
City National Rochdale High Yield Alternative Strategies Fund TEI LLC See All Filings	D/A	2016-06-03 17:31:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RIM Securities LLC CIK Number 0001377955 Filed Document 0001566114-16-000118 Exclusions or Exemptions 506b Accepted Date 2016-06-03 17:31:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Realty Mogul 63, LLC See All Filings	D/A	2016-06-03 17:29:38 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001676161 Filed Document 0001676161-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 17:29:38 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Bridge Capital Asset Funding, LLC See All Filings	D/A	2016-06-03 17:23:10 UTC
Amount To Be Raised $51,310,829 Associated Brokers / Dealers N/A CIK Number 0001520589 Filed Document 0001520589-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 17:23:10 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
City National Rochdale Structured Claims Fixed Income Fund LLC See All Filings	D/A	2016-06-03 17:18:28 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001477289 Filed Document 0001566114-16-000116 Exclusions or Exemptions 506b Accepted Date 2016-06-03 17:18:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
ROI LAND INVESTMENTS LTD See All Filings	D	2016-06-03 17:18:18 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001509879 Filed Document 0001019687-16-006563 Exclusions or Exemptions 506b Accepted Date 2016-06-03 17:18:18 UTC Type of Offering D Industry Commercial Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Lunada Capital LP See All Filings	D/A	2016-06-03 17:04:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643831 Filed Document 0001643831-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 17:04:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPIC Holding Company, LLC See All Filings	D	2016-06-03 17:02:39 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001676256 Filed Document 0001676256-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 17:02:39 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NetraDyne, Inc. See All Filings	D	2016-06-03 17:02:11 UTC
Amount To Be Raised $18,122,619 Associated Brokers / Dealers N/A CIK Number 0001675935 Filed Document 0001675935-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 17:02:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Buzz Behind Worldwide, Inc. See All Filings	D	2016-06-03 16:59:19 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001676316 Filed Document 0001676316-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 16:59:19 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AnaBios Corp See All Filings	D/A	2016-06-03 16:53:36 UTC
Amount To Be Raised $8,385,556 Associated Brokers / Dealers CIM Securities, LLC and Brookline Group, LLC CIK Number 0001517420 Filed Document 0001517420-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 16:53:36 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
ACM dcBLOX LLC See All Filings	D	2016-06-03 16:52:03 UTC
Amount To Be Raised $16,092,537 Associated Brokers / Dealers N/A CIK Number 0001676324 Filed Document 0001676324-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 16:52:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orion ND Investment Associates, LLC See All Filings	D	2016-06-03 16:48:18 UTC
Amount To Be Raised $3,390,000 Associated Brokers / Dealers N/A CIK Number 0001675289 Filed Document 0001675289-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 16:48:18 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMR Capital Resources Fund II, LP See All Filings	D	2016-06-03 16:37:39 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers FirstPoint Equity Placement Ltd CIK Number 0001673229 Filed Document 0001604825-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-03 16:37:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Medley Credit Opportunity Fund LP See All Filings	D	2016-06-03 16:28:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001676104 Filed Document 0001676104-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 16:28:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scio Diamond Technology Corp See All Filings	D/A	2016-06-03 16:27:13 UTC
Amount To Be Raised $1,540,000 Associated Brokers / Dealers Maxwell Simon Inc. CIK Number 0001488934 Filed Document 0001488934-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-03 16:27:13 UTC Type of Offering D/A Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Main Line Partners, LLC See All Filings	D	2016-06-03 16:20:06 UTC
Amount To Be Raised $2,997,500 Associated Brokers / Dealers N/A CIK Number 0001675487 Filed Document 0001675487-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 16:20:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HOMETOWN FINANCIAL GROUP INC See All Filings	D	2016-06-03 16:13:49 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001037653 Filed Document 0001037653-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 16:13:49 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Mic Network Inc. See All Filings	D	2016-06-03 16:11:07 UTC
Amount To Be Raised $332,342 Associated Brokers / Dealers N/A CIK Number 0001542617 Filed Document 0001542617-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 16:11:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MENTA GLOBAL OFFSHORE LTD See All Filings	D	2016-06-03 15:57:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401374 Filed Document 0001401374-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 15:57:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Texas Emerging Managers Long Only Program, L.P. See All Filings	D	2016-06-03 15:49:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676309 Filed Document 0001676309-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 15:49:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
MENTA GLOBAL, LP See All Filings	D	2016-06-03 15:45:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400154 Filed Document 0001400154-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 15:45:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Refactor Curry, L.P. See All Filings	D	2016-06-03 15:38:43 UTC
Amount To Be Raised $3,225,000 Associated Brokers / Dealers N/A CIK Number 0001674098 Filed Document 0001674098-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 15:38:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMCS Venture, LLC See All Filings	D	2016-06-03 15:32:10 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001675639 Filed Document 0001675639-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 15:32:10 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Emerging Markets Equity Fund, a series of The HarborWalk Private Trust See All Filings	D/A	2016-06-03 15:31:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC Securities Corporation CIK Number 0001453317 Filed Document 0001453317-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-03 15:31:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIZpin Inc. See All Filings	D	2016-06-03 15:30:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671168 Filed Document 0001671168-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 15:30:58 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Poise Lending Fund, LP See All Filings	D/A	2016-06-03 15:06:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647534 Filed Document 0001647534-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 15:06:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 68 See All Filings	D/A	2016-06-03 15:04:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Holdings Securities, Inc, Summit Equities, Inc, Summit Equities, Inc, and Lion Street Financial, LLC CIK Number 0001383176 Filed Document 0001383176-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-03 15:04:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neopharm Pharmacann Investors, LLC See All Filings	D	2016-06-03 15:04:21 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001676241 Filed Document 0001015325-16-000061 Exclusions or Exemptions 506b Accepted Date 2016-06-03 15:04:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Identified Technologies Corp See All Filings	D/A	2016-06-03 15:01:20 UTC
Amount To Be Raised $3,516,570 Associated Brokers / Dealers N/A CIK Number 0001639013 Filed Document 0001639013-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-03 15:01:20 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Feeding the Turkeys, Inc. See All Filings	D	2016-06-03 14:59:49 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001676261 Filed Document 0001676261-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 14:59:49 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Anfield Gold Corp. See All Filings	D	2016-06-03 14:50:48 UTC
Amount To Be Raised $19,112,499 Associated Brokers / Dealers Haywood Securities Inc. CIK Number 0001676219 Filed Document 0000950172-16-000206 Exclusions or Exemptions 506b Accepted Date 2016-06-03 14:50:48 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
802 South Pacific, LLC See All Filings	D	2016-06-03 14:48:24 UTC
Amount To Be Raised $2,000 Associated Brokers / Dealers N/A CIK Number 0001676280 Filed Document 0001676280-16-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2016-06-03 14:48:24 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Imex Systems Inc. See All Filings	D	2016-06-03 14:48:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001676196 Filed Document 0001676196-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 14:48:22 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Vivo Panda Fund, L.P. See All Filings	D/A	2016-06-03 14:46:48 UTC
Amount To Be Raised $100,306,122 Associated Brokers / Dealers N/A CIK Number 0001675490 Filed Document 0001675490-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-03 14:46:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 95 See All Filings	D/A	2016-06-03 14:46:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001453705 Filed Document 0001453705-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-03 14:46:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REED'S, INC. See All Filings	D	2016-06-03 14:44:03 UTC
Amount To Be Raised $2,354,200 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001140215 Filed Document 0001140215-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-03 14:44:03 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Grandview Villas, LLC See All Filings	D	2016-06-03 14:43:19 UTC
Amount To Be Raised $2,000 Associated Brokers / Dealers N/A CIK Number 0001676290 Filed Document 0001676290-16-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2016-06-03 14:43:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
All Power Labs, Inc. See All Filings	D/A	2016-06-03 14:38:58 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001646658 Filed Document 0001646658-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-03 14:38:58 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BBOF V Investors LP See All Filings	D	2016-06-03 14:37:04 UTC
Amount To Be Raised $78,677,360 Associated Brokers / Dealers N/A CIK Number 0001675488 Filed Document 0001675488-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 14:37:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Promachos Holding, Inc. See All Filings	D	2016-06-03 14:36:13 UTC
Amount To Be Raised $54,532,750 Associated Brokers / Dealers N/A CIK Number 0001604825 Filed Document 0001604825-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-03 14:36:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Moogsoft (Herd) Inc. See All Filings	D	2016-06-03 14:34:26 UTC
Amount To Be Raised $31,626,909 Associated Brokers / Dealers N/A CIK Number 0001577982 Filed Document 0001577982-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-03 14:34:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SkyWard IO, Inc. See All Filings	D	2016-06-03 14:33:21 UTC
Amount To Be Raised $2,675,000 Associated Brokers / Dealers N/A CIK Number 0001595475 Filed Document 0001595475-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-03 14:33:21 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-06-03 14:31:42 UTC
Amount To Be Raised $1,698,511 Associated Brokers / Dealers Milton Cohn CIK Number 0001135856 Filed Document 0001135856-16-000570 Exclusions or Exemptions 506b Accepted Date 2016-06-03 14:31:42 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-06-03 14:27:12 UTC
Amount To Be Raised $4,827,162 Associated Brokers / Dealers Craig Findley and Mark Maizel CIK Number 0001135856 Filed Document 0001135856-16-000569 Exclusions or Exemptions 506b Accepted Date 2016-06-03 14:27:12 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Oakwood Enid Investors, LLC See All Filings	D	2016-06-03 14:24:30 UTC
Amount To Be Raised $1,140,000 Associated Brokers / Dealers N/A CIK Number 0001676086 Filed Document 0001676086-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-06-03 14:24:30 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-06-03 14:20:51 UTC
Amount To Be Raised $2,640,028 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-16-000568 Exclusions or Exemptions 506b Accepted Date 2016-06-03 14:20:51 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund