Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HAVENS PARTNERS LP See All Filings	D/A	2018-03-21 09:41:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cross Border Private Capital, LLC CIK Number 0001010781 Filed Document 0001013594-18-000240 Exclusions or Exemptions 506b Accepted Date 2018-03-21 09:41:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HAVENS PARTNERS ENHANCED FUND, L.P. See All Filings	D/A	2018-03-21 09:40:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cross Border Private Capital, LLC CIK Number 0001458816 Filed Document 0001013594-18-000239 Exclusions or Exemptions 506b Accepted Date 2018-03-21 09:40:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HAVENS INTERNATIONAL INVESTORS, LTD See All Filings	D/A	2018-03-21 09:39:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Bartlett, Cross Border Private Capital, LLC, and Niklas Lundquist CIK Number 0001458830 Filed Document 0001013594-18-000238 Exclusions or Exemptions 506b Accepted Date 2018-03-21 09:39:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HAVENS INTERNATIONAL ENHANCED FUND, LTD. See All Filings	D/A	2018-03-21 09:39:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Bartlett, Cross Border Private Capital, LLC, and Niklas Lundquist CIK Number 0001458806 Filed Document 0001013594-18-000237 Exclusions or Exemptions 506b Accepted Date 2018-03-21 09:39:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
INDIAN CREEK INVESTORS L P See All Filings	D/A	2018-03-21 09:38:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001369253 Filed Document 0001013594-18-000236 Exclusions or Exemptions 506b Accepted Date 2018-03-21 09:38:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
APA Taxable Municipal Bond L P I See All Filings	D/A	2018-03-21 09:17:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001291351 Filed Document 0001398344-18-004507 Exclusions or Exemptions 506b Accepted Date 2018-03-21 09:17:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APA SHORT TERM TAX EXEMPT BOND FUND LP I See All Filings	D/A	2018-03-21 09:15:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001213661 Filed Document 0001398344-18-004505 Exclusions or Exemptions 506b Accepted Date 2018-03-21 09:15:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APA High Income Opportunity Fund, L.P. See All Filings	D/A	2018-03-21 09:12:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465229 Filed Document 0001398344-18-004503 Exclusions or Exemptions 506b Accepted Date 2018-03-21 09:12:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEORGIA TAX EXEMPT BOND FUND L P 1 See All Filings	D/A	2018-03-21 09:10:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000893653 Filed Document 0001398344-18-004501 Exclusions or Exemptions 506b Accepted Date 2018-03-21 09:10:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAWYER RANCH MEDICAL PROPERTIES, L.P. See All Filings	D	2018-03-21 08:52:25 UTC
Amount To Be Raised $4,140,000 Associated Brokers / Dealers N/A CIK Number 0001735097 Filed Document 0001735097-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-21 08:52:25 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Innovatus Flagship Fund I, LP See All Filings	D/A	2018-03-21 08:47:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669802 Filed Document 0000945621-18-000148 Exclusions or Exemptions 506b Accepted Date 2018-03-21 08:47:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovatus Flagship Offshore Fund I, LP See All Filings	D/A	2018-03-21 08:44:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669801 Filed Document 0000945621-18-000147 Exclusions or Exemptions 506b Accepted Date 2018-03-21 08:44:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Channing Orleans Square Investors, LLC See All Filings	D	2018-03-21 08:43:06 UTC
Amount To Be Raised $2,925,000 Associated Brokers / Dealers N/A CIK Number 0001733193 Filed Document 0001733193-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-21 08:43:06 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Signature Devices Inc. See All Filings	1-A	2018-03-21 08:26:50 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001267919 Filed Document 0001683168-18-000729 Accepted Date 2018-03-21 08:26:50 UTC Type of Offering 1-A Industry SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN Offering Tier Tier1 Principal Place of Business WYOMING Revenue or Assets $140,281 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Truehome LLC See All Filings	D	2018-03-21 07:30:14 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001734637 Filed Document 0001734637-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-21 07:30:14 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
MATRIX CAPITAL MANAGEMENT FUND (OFFSHORE) LTD. See All Filings	D/A	2018-03-21 06:21:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461207 Filed Document 0000902664-18-001712 Exclusions or Exemptions 506b Accepted Date 2018-03-21 06:21:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MATRIX CAPITAL MANAGEMENT FUND LP See All Filings	D/A	2018-03-21 06:16:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001096712 Filed Document 0000902664-18-001711 Exclusions or Exemptions 506b Accepted Date 2018-03-21 06:16:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rubicon Global Partners, L.P. See All Filings	D/A	2018-03-21 06:12:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545401 Filed Document 0000902664-18-001710 Exclusions or Exemptions 506b Accepted Date 2018-03-21 06:12:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rubicon Global Fund See All Filings	D/A	2018-03-21 06:09:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545400 Filed Document 0000902664-18-001709 Exclusions or Exemptions 506b Accepted Date 2018-03-21 06:09:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AllianceBernstein Securitized Assets Fund (Cayman), L.P. See All Filings	D/A	2018-03-21 06:08:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572307 Filed Document 0000902664-18-001708 Exclusions or Exemptions 506b Accepted Date 2018-03-21 06:08:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Clearance Segura Fund L.P. See All Filings	D/A	2018-03-21 06:02:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486966 Filed Document 0000902664-18-001707 Exclusions or Exemptions 506b Accepted Date 2018-03-21 06:02:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianceBernstein Securitized Assets Fund (Delaware), L.P. See All Filings	D/A	2018-03-21 06:01:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572306 Filed Document 0000902664-18-001706 Exclusions or Exemptions 506b Accepted Date 2018-03-21 06:01:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Intellipharmaceutics International Inc. See All Filings	D	2018-03-20 23:21:42 UTC
Amount To Be Raised $1,968,750 Associated Brokers / Dealers H.C. Wainwright Co., LLC CIK Number 0001474835 Filed Document 0001474835-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 23:21:42 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Option To Acquire
Youth To The People Inc. See All Filings	D	2018-03-20 22:34:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001734582 Filed Document 0001734582-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 22:34:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
American Ostrich Company, LLC See All Filings	D	2018-03-20 20:53:43 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001635887 Filed Document 0001635887-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 20:53:43 UTC Type of Offering D Industry Agriculture Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Overlook Circle Investors, LLC See All Filings	D	2018-03-20 20:45:40 UTC
Amount To Be Raised $11,400,000 Associated Brokers / Dealers n/a CIK Number 0001733438 Filed Document 0001733438-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 20:45:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
RapportBoost.AI, Inc. See All Filings	D	2018-03-20 19:45:54 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001731961 Filed Document 0001731961-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 19:45:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
TokenAI Enterprises LTD. See All Filings	D	2018-03-20 19:36:35 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001734656 Filed Document 0001734656-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-03-20 19:36:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Other
Pier Proprietary Domestic Feeder LP See All Filings	D	2018-03-20 19:28:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733109 Filed Document 0001733109-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 19:28:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QM Power, Inc. See All Filings	D	2018-03-20 19:17:16 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001563611 Filed Document 0000898432-18-000359 Exclusions or Exemptions 506b Accepted Date 2018-03-20 19:17:16 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Atonomi LLC See All Filings	D	2018-03-20 19:17:08 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001725812 Filed Document 0001725812-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-20 19:17:08 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Soaring Pine Capital Real Estate & Debt Fund II, LLC See All Filings	D/A	2018-03-20 19:10:21 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers More than five (5) Associated Persons CIK Number 0001699068 Filed Document 0001144204-18-015965 Exclusions or Exemptions 506b Accepted Date 2018-03-20 19:10:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
RIVETER INC See All Filings	D	2018-03-20 19:07:47 UTC
Amount To Be Raised $5,469,995 Associated Brokers / Dealers N/A CIK Number 0001696106 Filed Document 0001696106-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-03-20 19:07:47 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RIVETER INC See All Filings	D	2018-03-20 19:05:29 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001696106 Filed Document 0001696106-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-20 19:05:29 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
RIVETER INC See All Filings	D/A	2018-03-20 19:03:06 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001696106 Filed Document 0001696106-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-20 19:03:06 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SUVRETTA OFFSHORE FUND, LTD. See All Filings	D/A	2018-03-20 18:37:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bren Ventures LLC, Omar Naeem, Citigroup Global Markets Inc., J. P. Morgan Securities LLC, and Park Hill Group LLC CIK Number 0001557912 Filed Document 0000919574-18-002604 Exclusions or Exemptions 506b Accepted Date 2018-03-20 18:37:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SUVRETTA PARTNERS, LP See All Filings	D/A	2018-03-20 18:29:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bren Ventures LLC, Omar Naeem, Citigroup Global Markets Inc., J.P. Morgan Securities LLC, and Park Hill Group LLC CIK Number 0001557898 Filed Document 0000919574-18-002602 Exclusions or Exemptions 506b Accepted Date 2018-03-20 18:29:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Leaftail Labs Inc. See All Filings	D	2018-03-20 18:15:03 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001734489 Filed Document 0001734489-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 18:15:03 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Pacifoco, Inc. See All Filings	D	2018-03-20 18:11:54 UTC
Amount To Be Raised $595,596 Associated Brokers / Dealers None CIK Number 0001735056 Filed Document 0001735056-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 18:11:54 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
YouScience, LLC See All Filings	D	2018-03-20 18:09:38 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001581380 Filed Document 0001581380-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 18:09:38 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Agronomic Capital, LP See All Filings	D	2018-03-20 18:09:30 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001735037 Filed Document 0001735037-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 18:09:30 UTC Type of Offering D Industry Agriculture Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
MPA Asia Offshore Fund Ltd. See All Filings	D/A	2018-03-20 18:04:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573965 Filed Document 0000919574-18-002600 Exclusions or Exemptions 506b Accepted Date 2018-03-20 18:04:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MPA Asia Fund LP See All Filings	D/A	2018-03-20 17:55:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573960 Filed Document 0000919574-18-002598 Exclusions or Exemptions 506b Accepted Date 2018-03-20 17:55:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
ZERO MASS WATER, INC. See All Filings	D/A	2018-03-20 17:50:18 UTC
Amount To Be Raised $23,148,963 Associated Brokers / Dealers N/A CIK Number 0001644099 Filed Document 0001644099-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-03-20 17:50:18 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
VISUALANT INC See All Filings	D	2018-03-20 17:49:25 UTC
Amount To Be Raised $2,131,339 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-18-000136 Exclusions or Exemptions 506b Accepted Date 2018-03-20 17:49:25 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
SV Calida Manager LLC See All Filings	D	2018-03-20 17:46:02 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001735028 Filed Document 0001735028-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 17:46:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
PAX Holdings, LLC See All Filings	D	2018-03-20 17:38:03 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001735095 Filed Document 0001042167-18-000033 Exclusions or Exemptions 506b Accepted Date 2018-03-20 17:38:03 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
HYPOTENUSE CAPITAL PARTNERS, LP See All Filings	D/A	2018-03-20 17:34:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569947 Filed Document 0000919574-18-002596 Exclusions or Exemptions 506b Accepted Date 2018-03-20 17:34:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Myways, Inc. See All Filings	C/A	2018-03-20 17:30:57 UTC
Financial Interest The intermediary will receive a number of Crowd Notes of the issuer that is equal to 2.0% (two percent) of the total number of Crowd Notes sold by the issuer in in the Offering. Filing Platform First Democracy VC Offering Amount $250,000 CIK Number 0001722710 Filed Document 0001722710-18-000004 Accepted Date 2018-03-20 17:30:57 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
JMW FUND PARTNERS LP See All Filings	D/A	2018-03-20 17:30:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001275486 Filed Document 0001275486-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-20 17:30:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity