Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HESKA CORP See All Filings	D	2016-06-06 15:36:33 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001038133 Filed Document 0001038133-16-000265 Exclusions or Exemptions 506b Accepted Date 2016-06-06 15:36:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $Over $100,000,000 Type of Security Equity
Revive Brands See All Filings	D	2016-06-06 15:32:48 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001676071 Filed Document 0001676071-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 15:32:48 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Opportunistic Premium Offshore Fund, L.P. See All Filings	D/A	2016-06-06 15:28:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571848 Filed Document 0001571848-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 15:28:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoinFlip Solutions, Inc. See All Filings	D	2016-06-06 15:28:06 UTC
Amount To Be Raised $1,973,029 Associated Brokers / Dealers N/A CIK Number 0001676218 Filed Document 0001676218-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 15:28:06 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DYK Prime Holdings, LLC See All Filings	D	2016-06-06 15:25:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675106 Filed Document 0001675106-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 15:25:58 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Assent Compliance Inc. See All Filings	D/A	2016-06-06 15:11:51 UTC
Amount To Be Raised $10,050,000 Associated Brokers / Dealers N/A CIK Number 0001674215 Filed Document 0001674215-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 15:11:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Aegle Gear, LLC See All Filings	D	2016-06-06 15:06:36 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001675454 Filed Document 0001675454-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-06 15:06:36 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
GROUPIZE, INC. See All Filings	D	2016-06-06 14:36:29 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001607424 Filed Document 0001607424-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-06 14:36:29 UTC Type of Offering D Industry Other Travel Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Fresco Capital Education Venture Fund I, L.P. See All Filings	D/A	2016-06-06 14:27:34 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001659459 Filed Document 0001659459-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 14:27:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zoox, Inc. See All Filings	D	2016-06-06 14:20:33 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001675949 Filed Document 0001675949-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 14:20:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SOMERSET CAPITAL PARTNERS, L.P. See All Filings	D/A	2016-06-06 14:20:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Ralby and NFP SECURITIES, INC. CIK Number 0001457206 Filed Document 0000919574-16-013525 Exclusions or Exemptions 506b Accepted Date 2016-06-06 14:20:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Europe Special Situations Fund III (US), L.P. See All Filings	D/A	2016-06-06 14:11:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and Credit Suisse Securities (USA) LLC CIK Number 0001642372 Filed Document 0000950142-16-003882 Exclusions or Exemptions 506b Accepted Date 2016-06-06 14:11:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Europe Special Situations Fund III (Euro), L.P. See All Filings	D/A	2016-06-06 14:09:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and Credit Suisse Securities (USA) LLC CIK Number 0001642376 Filed Document 0000950142-16-003881 Exclusions or Exemptions 506b Accepted Date 2016-06-06 14:09:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AVM Ranger Qualified, LP See All Filings	D/A	2016-06-06 13:59:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547401 Filed Document 0001566114-16-000121 Exclusions or Exemptions 506b Accepted Date 2016-06-06 13:59:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVM Ranger Accredited, LP See All Filings	D/A	2016-06-06 13:56:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547402 Filed Document 0001566114-16-000120 Exclusions or Exemptions 506b Accepted Date 2016-06-06 13:56:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accordant Energy, LLC See All Filings	D/A	2016-06-06 13:51:04 UTC
Amount To Be Raised $3,550,000 Associated Brokers / Dealers N/A CIK Number 0001653632 Filed Document 0001653632-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-06 13:51:04 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Geofortis LLC See All Filings	D	2016-06-06 13:43:50 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001665492 Filed Document 0001665492-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-06 13:43:50 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Akahi Fund L P See All Filings	D/A	2016-06-06 13:26:14 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001301491 Filed Document 0000935836-16-000943 Exclusions or Exemptions 506b Accepted Date 2016-06-06 13:26:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brightstone Waterwalk San Antonio Investors LLC See All Filings	D	2016-06-06 13:24:25 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001676193 Filed Document 0001676193-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 13:24:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HPEP 3, L.P. See All Filings	D	2016-06-06 13:13:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676069 Filed Document 0001676069-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 13:13:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AiVita Biomedical, Inc. See All Filings	D	2016-06-06 13:09:19 UTC
Amount To Be Raised $3,007,670 Associated Brokers / Dealers N/A CIK Number 0001676258 Filed Document 0001676258-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 13:09:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MASHABLE, INC. See All Filings	D	2016-06-06 13:03:00 UTC
Amount To Be Raised $14,999,984 Associated Brokers / Dealers N/A CIK Number 0001459517 Filed Document 0000905718-16-001482 Exclusions or Exemptions 506b Accepted Date 2016-06-06 13:03:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
West Creek Financial Holdings, Inc. See All Filings	D	2016-06-06 12:53:26 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001676277 Filed Document 0001676277-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 12:53:26 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Homerock Residential Holding Fund, LLC See All Filings	D	2016-06-06 12:52:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675542 Filed Document 0001675542-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 12:52:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palo Alto Advanced Life Sciences Offshore Fund, Ltd. See All Filings	D/A	2016-06-06 12:48:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001636553 Filed Document 0001636553-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 12:48:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hyde Park Venture Partners Fund II Affiliates, L.P. See All Filings	D	2016-06-06 12:44:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676293 Filed Document 0001676293-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 12:44:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valify, Inc. See All Filings	D	2016-06-06 12:37:11 UTC
Amount To Be Raised $2,080,996 Associated Brokers / Dealers N/A CIK Number 0001676200 Filed Document 0001676200-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 12:37:11 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EPEP II Co-Invest, L.P. See All Filings	D	2016-06-06 12:25:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001673291 Filed Document 0001673291-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 12:25:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Alcentra Fund S.C.A. SICAV-SIF See All Filings	D/A	2016-06-06 12:21:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520580 Filed Document 0001520580-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-06 12:21:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rewards21, Inc. See All Filings	D	2016-06-06 12:10:36 UTC
Amount To Be Raised $565,000 Associated Brokers / Dealers N/A CIK Number 0001675489 Filed Document 0001675489-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 12:10:36 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Polaris Investment Holdings, L.P. See All Filings	D	2016-06-06 11:11:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676262 Filed Document 0001676262-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 11:11:09 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Mason Park Capital Partners, LP See All Filings	D/A	2016-06-06 11:08:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604923 Filed Document 0001604923-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-06 11:08:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELEMENTIS PLC See All Filings	D/A	2016-06-06 11:06:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001271140 Filed Document 0001271140-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 11:06:16 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business UNITED KINGDOM Revenue or Assets $Over $100,000,000 Type of Security Security To Be Acquired
ENTEGRION INC See All Filings	D/A	2016-06-06 10:58:45 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001392253 Filed Document 0001392253-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-06 10:58:45 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Uptown Square I LLC See All Filings	D	2016-06-06 10:55:19 UTC
Amount To Be Raised $2,552,000 Associated Brokers / Dealers None CIK Number 0001676127 Filed Document 0001676127-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 10:55:19 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Engle Capital Partners, L.P. See All Filings	D/A	2016-06-06 10:54:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644205 Filed Document 0001012975-16-001299 Exclusions or Exemptions 506b Accepted Date 2016-06-06 10:54:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Third Pole, Inc. See All Filings	D/A	2016-06-06 10:37:32 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Saturn Capital, Inc. CIK Number 0001661812 Filed Document 0001661812-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-06 10:37:32 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Tontine Total Return Fund, L.P. See All Filings	D/A	2016-06-06 10:16:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460814 Filed Document 0000902664-16-007257 Exclusions or Exemptions 506b Accepted Date 2016-06-06 10:16:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Tontine Total Return Overseas Fund, Ltd. See All Filings	D/A	2016-06-06 10:15:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460925 Filed Document 0000902664-16-007256 Exclusions or Exemptions 506b Accepted Date 2016-06-06 10:15:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OWS Credit Opportunity Offshore Fund, Ltd. See All Filings	D/A	2016-06-06 10:01:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510727 Filed Document 0000902664-16-007255 Exclusions or Exemptions 506b Accepted Date 2016-06-06 10:01:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Oxford Performance Materials, Inc. See All Filings	D	2016-06-06 09:50:06 UTC
Amount To Be Raised $25,894,511 Associated Brokers / Dealers NewCap Partners Inc. CIK Number 0001600399 Filed Document 0001600399-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 09:50:06 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DINNERCALL, A PUBLIC BENEFIT Corp See All Filings	D/A	2016-06-06 09:43:10 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001652022 Filed Document 0001652022-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 09:43:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
CSW Arbour Square I, L.P. See All Filings	D	2016-06-06 09:19:14 UTC
Amount To Be Raised $9,215,000 Associated Brokers / Dealers N/A CIK Number 0001676091 Filed Document 0001676091-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 09:19:14 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BAM Zie Fund, Ltd See All Filings	D/A	2016-06-06 09:14:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596717 Filed Document 0001596717-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 09:14:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARLIN SAMS FUND, L.P. See All Filings	D/A	2016-06-06 08:47:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437813 Filed Document 0000950142-16-003878 Exclusions or Exemptions 506b Accepted Date 2016-06-06 08:47:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Direct Surety, Inc. See All Filings	D/A	2016-06-03 21:47:47 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001580329 Filed Document 0001580329-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-03 21:47:47 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GV Carvana, LLC See All Filings	D/A	2016-06-03 18:42:38 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001676214 Filed Document 0001676214-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 18:42:38 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
MeetMindful, Inc. See All Filings	D	2016-06-03 18:35:25 UTC
Amount To Be Raised $1,670,003 Associated Brokers / Dealers N/A CIK Number 0001629841 Filed Document 0001629841-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-03 18:35:25 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GV Carvana, LLC See All Filings	D	2016-06-03 18:34:41 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001676214 Filed Document 0001676214-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 18:34:41 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
MediaHound, Inc. See All Filings	D	2016-06-03 18:28:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001579411 Filed Document 0001579411-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-03 18:28:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other