Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Kinderhook Capital Fund V-B, L.P. See All Filings	D	2016-06-07 16:56:25 UTC
Amount To Be Raised $748,500,000 Associated Brokers / Dealers N/A CIK Number 0001675918 Filed Document 0001675918-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:56:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Forest Devices, Inc. See All Filings	D	2016-06-07 16:54:36 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001647635 Filed Document 0001647635-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:54:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
BEEC Inc See All Filings	D	2016-06-07 16:53:18 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001676179 Filed Document 0001676179-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:53:18 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Kinderhook Capital Fund V, L.P. See All Filings	D	2016-06-07 16:52:07 UTC
Amount To Be Raised $748,500,000 Associated Brokers / Dealers N/A CIK Number 0001675917 Filed Document 0001675917-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:52:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Union Bankshares Corp See All Filings	D	2016-06-07 16:46:51 UTC
Amount To Be Raised $905,869 Associated Brokers / Dealers N/A CIK Number 0000883948 Filed Document 0001144204-16-107309 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:46:51 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Equity
GoShare, Inc. See All Filings	D	2016-06-07 16:36:02 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001676364 Filed Document 0001676364-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:36:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Video Medicine, Inc. See All Filings	D/A	2016-06-07 16:31:09 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers WFB Holdings, LLC CIK Number 0001632359 Filed Document 0001612522-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:31:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Debt
TM TECHNOLOGIES INC See All Filings	D/A	2016-06-07 16:27:06 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers TerraNova Capital Equities, Inc CIK Number 0000774973 Filed Document 0000774973-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:27:06 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
APEX RESOURCES INC See All Filings	D	2016-06-07 16:15:08 UTC
Amount To Be Raised $690,000 Associated Brokers / Dealers JAMES BALDAUF and JERRY FRANTZ CIK Number 0000868868 Filed Document 0000868868-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:15:08 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
PaymentWorks Inc. See All Filings	D	2016-06-07 16:10:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001611256 Filed Document 0001611256-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:10:13 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Ashvattha Therapeutics, LLC See All Filings	D	2016-06-07 16:01:15 UTC
Amount To Be Raised $37,400 Associated Brokers / Dealers N/A CIK Number 0001668528 Filed Document 0000914760-16-000428 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:01:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alterna Tax Certificate Fund II LP See All Filings	D/A	2016-06-07 15:59:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490101 Filed Document 0001490101-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 15:59:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loyal Subjects Wave 2, LLC See All Filings	D	2016-06-07 15:52:15 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001676473 Filed Document 0001676473-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 15:52:15 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Degas Theatricals Ltd Liability Co See All Filings	D	2016-06-07 15:45:59 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001676370 Filed Document 0001676370-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 15:45:59 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ASIA-PACIFIC PROPERTY FUND PARTNERSHIP SCSP See All Filings	D	2016-06-07 15:36:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674911 Filed Document 0001674911-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 15:36:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Slipstream Capital SPV Phoenix 2063, LLC See All Filings	D	2016-06-07 15:25:09 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001676151 Filed Document 0001676151-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 15:25:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Showblizz LLC See All Filings	D	2016-06-07 15:25:03 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001675980 Filed Document 0001675980-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 15:25:03 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Slipstream Capital SPV 2064, LLC See All Filings	D	2016-06-07 15:21:38 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001676149 Filed Document 0001676149-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 15:21:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chalkstream Korea Master Fund, L.P. See All Filings	D	2016-06-07 15:13:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676468 Filed Document 0001676468-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 15:13:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarborWalk Opportunistic Appreciation Fund, LP See All Filings	D/A	2016-06-07 15:10:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC SECURITIES CORPORATION CIK Number 0001644265 Filed Document 0001644265-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 15:10:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stemina Biomarker Discovery, Inc. See All Filings	D/A	2016-06-07 14:59:06 UTC
Amount To Be Raised $7,102,187 Associated Brokers / Dealers N/A CIK Number 0001408083 Filed Document 0001408083-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-06-07 14:59:06 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
NCINO, INC. See All Filings	D	2016-06-07 14:57:45 UTC
Amount To Be Raised $15,670,796 Associated Brokers / Dealers N/A CIK Number 0001566895 Filed Document 0001566895-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 14:57:45 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
St. Charles Senior Community, LLC See All Filings	D	2016-06-07 14:56:42 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers N/A CIK Number 0001675885 Filed Document 0001675885-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 14:56:42 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
OPTISCAN BIOMEDICAL CORP See All Filings	D	2016-06-07 14:49:42 UTC
Amount To Be Raised $40,138,534 Associated Brokers / Dealers N/A CIK Number 0000946340 Filed Document 0000946340-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 14:49:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NEWPORT SANDPIPER, LLC See All Filings	D	2016-06-07 14:46:58 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001675245 Filed Document 0001675245-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 14:46:58 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Stemina Biomarker Discovery, Inc. See All Filings	D	2016-06-07 14:46:27 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001408083 Filed Document 0001408083-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-07 14:46:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
ApolloMD Physician Partners, Inc. See All Filings	D	2016-06-07 14:43:21 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001657953 Filed Document 0001657953-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 14:43:21 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ALTIUS REAL ASSETS FUND, LP See All Filings	D	2016-06-07 14:25:51 UTC
Amount To Be Raised $102,500 Associated Brokers / Dealers N/A CIK Number 0001488167 Filed Document 0000898432-16-002371 Exclusions or Exemptions 506b Accepted Date 2016-06-07 14:25:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Back to the Roots, Inc. See All Filings	D	2016-06-07 14:22:03 UTC
Amount To Be Raised $7,071,010 Associated Brokers / Dealers N/A CIK Number 0001637553 Filed Document 0001637553-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-07 14:22:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prosight Fund, LP See All Filings	D/A	2016-06-07 13:56:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453938 Filed Document 0001453938-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:56:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Histowiz, Inc. See All Filings	D	2016-06-07 13:54:43 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001635476 Filed Document 0001635476-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:54:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Freenome Holdings, Inc. See All Filings	D	2016-06-07 13:51:21 UTC
Amount To Be Raised $5,550,998 Associated Brokers / Dealers N/A CIK Number 0001676446 Filed Document 0001676446-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:51:21 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Junto Capital Partners LP See All Filings	D/A	2016-06-07 13:44:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593437 Filed Document 0000902664-16-007272 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:44:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SI HOLDINGS, INC. See All Filings	D/A	2016-06-07 13:42:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610829 Filed Document 0001610829-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:42:47 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Junto Offshore Fund Ltd. See All Filings	D/A	2016-06-07 13:42:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593436 Filed Document 0000902664-16-007271 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:42:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Growth Fund Trust 3B See All Filings	D	2016-06-07 13:40:43 UTC
Amount To Be Raised $109,819,097 Associated Brokers / Dealers N/A CIK Number 0001676436 Filed Document 0001676435-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:40:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Growth Fund Trust 3A See All Filings	D	2016-06-07 13:38:38 UTC
Amount To Be Raised $129,520,862 Associated Brokers / Dealers N/A CIK Number 0001676435 Filed Document 0001676435-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:38:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Concordance Health Solutions See All Filings	D	2016-06-07 13:24:46 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001505039 Filed Document 0001505039-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:24:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
FFI Holdings I Corp See All Filings	D	2016-06-07 13:24:46 UTC
Amount To Be Raised $142,778 Associated Brokers / Dealers N/A CIK Number 0001634583 Filed Document 0000895345-16-000489 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:24:46 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ryver, Inc. See All Filings	D/A	2016-06-07 13:17:33 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001560133 Filed Document 0001560133-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:17:33 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
ALPHANATICS FUND LP See All Filings	D/A	2016-06-07 13:14:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers na CIK Number 0001609846 Filed Document 0001609846-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:14:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Aunt Bertha, a public benefit Corp See All Filings	D	2016-06-07 13:04:19 UTC
Amount To Be Raised $6,056,186 Associated Brokers / Dealers N/A CIK Number 0001566091 Filed Document 0001566091-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:04:19 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ZIMPERIUM, INC. See All Filings	D	2016-06-07 12:57:06 UTC
Amount To Be Raised $25,176,373 Associated Brokers / Dealers N/A CIK Number 0001594745 Filed Document 0001594745-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 12:57:06 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ViZn Energy Systems, Inc See All Filings	D	2016-06-07 12:40:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001493704 Filed Document 0001493704-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-07 12:40:52 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Debt
AMCRETE-Hall, LLC See All Filings	D	2016-06-07 12:21:14 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001675189 Filed Document 0001675189-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 12:21:14 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Tellurian Investments Inc. See All Filings	D/A	2016-06-07 12:18:53 UTC
Amount To Be Raised $24,112,000 Associated Brokers / Dealers Petrie Partners Securities, LLC CIK Number 0001668706 Filed Document 0001668706-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-06-07 12:18:53 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Storygize LLC See All Filings	D/A	2016-06-07 12:11:42 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001671922 Filed Document 0001671922-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 12:11:42 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
RealtyShares 231, LLC See All Filings	D	2016-06-07 12:11:11 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001676422 Filed Document 0001676422-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 12:11:11 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
FOG PHARMACEUTICALS, INC. See All Filings	D	2016-06-07 11:36:42 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001657677 Filed Document 0001657677-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-07 11:36:42 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Quad Multi-Strategy Fund LP See All Filings	D	2016-06-07 11:20:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672640 Filed Document 0000902664-16-007268 Exclusions or Exemptions 506b Accepted Date 2016-06-07 11:20:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund