Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Apollo Natural Resources Partners II, L.P. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eugene Investment & Securities Co. Ltd. and Morgan Stanley Smith Barney LLC CIK Number 0001649264 Filed Document 0001315863-16-000998 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Whereable Technologies LLC See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001653214 Filed Document 0001653214-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
TenantRex, LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001593555 Filed Document 0001593555-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Preserver, L.P. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gregory Garland and Robert Callaghan CIK Number 0001480112 Filed Document 0001480112-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridge Growth Partners, LP See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001601655 Filed Document 0000899140-16-000932 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
nPhase, Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Cypress Partners, LLC CIK Number 0001662695 Filed Document 0001662695-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
RCG Longview 7th Avenue Co-Invest, L.P. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662131 Filed Document 0001662131-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rio Grande Neurosciences, Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001616132 Filed Document 0001616132-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
VERICRED, INC. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $3,720,000 Associated Brokers / Dealers N/A CIK Number 0001620730 Filed Document 0001620730-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dahn America360 Storage II DST See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $4,969,857 Associated Brokers / Dealers Orchard Securities, LLC and Concorde Investment Services, LLC CIK Number 0001662183 Filed Document 0001662183-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
VAVOTAR LIFE SCIENCES, LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $675 Associated Brokers / Dealers N/A CIK Number 0001661957 Filed Document 0001661957-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Milestone Venture Partners V Digital Health LP See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers LAWRENCE B. HOLLIN CIK Number 0001657940 Filed Document 0001657940-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forum Global Opportunities Fund, Ltd. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers MANN MANN JENSEN PARTNERS LP CIK Number 0001458554 Filed Document 0001458554-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Argand Partners Institutional Co-Invest Fund, LP See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001663094 Filed Document 0001502158-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Patriarch Distillers LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $451,750 Associated Brokers / Dealers N/A CIK Number 0001662898 Filed Document 0001662898-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Pagosa Partners, L.P. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001539292 Filed Document 0000919574-16-008936 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Securis II Fund SPC - Segregated Portfolio Seven - Cat Bonds See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593055 Filed Document 0000902664-16-004662 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bay Equity LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001412697 Filed Document 0001662451-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GrowCo, Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Emerging Growth Equities CIK Number 0001641804 Filed Document 0001641804-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Trimark Investment Group LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers Trimark Investment Group CIK Number 0001656203 Filed Document 0001656203-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
PHASE FOUR, INC. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001662786 Filed Document 0001662786-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Planet Found Energy Development LLC See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001634023 Filed Document 0001634023-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Hypur Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers KJM Securities, Inc. CIK Number 0001641485 Filed Document 0001144204-16-073950 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
VacayStay Connect, LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001574376 Filed Document 0001574376-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Hampden Agencies Ltd See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001351058 Filed Document 0001351058-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Other
Endura Capital Partners, L.P. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660787 Filed Document 0001660787-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Tricadia Credit Strategies, L.P. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001378527 Filed Document 0001378527-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COURAGE SPECIAL SITUATIONS FUND LP See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Greenman CIK Number 0001324669 Filed Document 0001324669-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloudability Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $4,181,151 Associated Brokers / Dealers N/A CIK Number 0001554821 Filed Document 0001554821-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
East Valley Surgical Services LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001662884 Filed Document 0001662884-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Vivex Biomedical, Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001581881 Filed Document 0001581881-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Happy Inspector, Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001592440 Filed Document 0001592440-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
D-Box Technologies Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $473,832 Associated Brokers / Dealers N/A CIK Number 0001662994 Filed Document 0001662994-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business QUEBEC, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
KILO GOLDMINES LTD See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $653,717 Associated Brokers / Dealers Sprott Global Resources Investments, Ltd. CIK Number 0001435552 Filed Document 0001209191-16-088124 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Fayetteville Lithotripters Limited Partnership - Arkansas I See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $54,994 Associated Brokers / Dealers N/A CIK Number 0001544692 Filed Document 0001544692-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
National Net Lease Portfolio VII DST See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $89,357,629 Associated Brokers / Dealers William S. Sheehan, Mark O. Coombe, Jeffrey L. Tiona, Barbara L. Klenovich, and Carmen D. Morrone Jr. CIK Number 0001661515 Filed Document 0001661515-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
BALL CORP See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $399,987,704 Associated Brokers / Dealers N/A CIK Number 0000009389 Filed Document 0001104659-16-088118 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $Over $100,000,000 Type of Security Equity
WindSail Credit Fund, L.P. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591566 Filed Document 0001591566-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPSENS INC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $99,295 Associated Brokers / Dealers N/A CIK Number 0001433687 Filed Document 0001209191-16-088130 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Railroad Mission, LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $4,055,000 Associated Brokers / Dealers N/A CIK Number 0001650665 Filed Document 0001650665-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CallMiner, Inc. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised $16,287,385 Associated Brokers / Dealers N/A CIK Number 0001300640 Filed Document 0001300640-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Aurate LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001662715 Filed Document 0001662715-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quartzy, Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $17,556,608 Associated Brokers / Dealers N/A CIK Number 0001579981 Filed Document 0001579981-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RHYTHM DIAGNOSTIC SYSTEMS, INC. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $3,586,104 Associated Brokers / Dealers N/A CIK Number 0001662221 Filed Document 0001662221-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GOOD LIFE NETWORKS INC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $195,245 Associated Brokers / Dealers N/A CIK Number 0001641528 Filed Document 0001183740-16-000276 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Bridge Growth Partners (Parallel), LP See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001601656 Filed Document 0000899140-16-000931 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NIRVANA FINANCIAL SOLUTIONS INC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $2,017,205 Associated Brokers / Dealers N/A CIK Number 0001661891 Filed Document 0001661891-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Forum Global Opportunities Fund, LP See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers MANN MANN JENSEN PARTNERS LP CIK Number 0001458626 Filed Document 0001458554-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Nery Capital Partners, L.P. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299125 Filed Document 0001315863-16-000999 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pierpoint Partners LP See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566868 Filed Document 0001144204-16-075229 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund