Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AllianzGI Structured Alpha 1000 LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs Execution & Clearing, L.P., Newedge USA LLC, and Barclays Capital, Inc. CIK Number 0001528570 Filed Document 0001528570-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Direct Lending Fund Two L.P. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628342 Filed Document 0000899140-16-000942 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KALOBIOS PHARMACEUTICALS INC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $8,818,000 Associated Brokers / Dealers N/A CIK Number 0001293310 Filed Document 0001144204-16-074405 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Divya's Kitchen LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001662934 Filed Document 0001662934-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AllianzGI Structured Alpha 1000 Plus LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs Execution & Clearing, L.P., Newedge USA LLC, and Barclays Capital, Inc. CIK Number 0001555565 Filed Document 0001555565-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harpoon Medical, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001617836 Filed Document 0001140361-16-047087 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix Nuclear Labs LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001634936 Filed Document 0000897069-16-000573 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
VANTAGE PARTNERS L P See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0000828232 Filed Document 0001140361-16-047917 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Geneius Biotechnology, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $2,387,350 Associated Brokers / Dealers Roth Capital Partners CIK Number 0001636098 Filed Document 0001636098-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lattice Biologics Ltd. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $8,421,063 Associated Brokers / Dealers N/A CIK Number 0001031020 Filed Document 0001031020-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CFP Opportunity Fund PLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623350 Filed Document 0000943663-16-000236 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ohio Awning Equity, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001662927 Filed Document 0001662927-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Prodigy Absolute Return Fund, LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537770 Filed Document 0001537770-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lawton Park Ltd Partners, LP See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630135 Filed Document 0001630135-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reneo Capital SPV I LP See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637483 Filed Document 0000902664-16-004696 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EEStor Corp See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $24,553 Associated Brokers / Dealers N/A CIK Number 0001437522 Filed Document 0001209191-16-089492 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Opportunity Fund II, LP See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Over 5 CIK Number 0001631096 Filed Document 0001095449-16-000170 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VSS Structured Capital - Annex Fund, L.P. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $104,860,912 Associated Brokers / Dealers N/A CIK Number 0001662740 Filed Document 0001662740-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vascular Pharmaceuticals, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001557160 Filed Document 0001557160-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
W.H.I. GROWTH FUND Q P L P See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359637 Filed Document 0001359637-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
RealtyShares 200, LLC, Series A See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001662778 Filed Document 0001662778-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
CALWEST BANCORP See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0001257580 Filed Document 0001257580-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Crave Food Services Corp See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662559 Filed Document 0001662559-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
FormZapper.com, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001607685 Filed Document 0001607685-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Accelmed Growth Partners, L.P. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001662817 Filed Document 0001192482-16-000470 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALTAROCK FUND LP See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001172921 Filed Document 0001172921-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KINGSBURY RUN PARTNERS, LP See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595269 Filed Document 0000919574-16-008964 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers Richard Kimbrough CIK Number 0001135856 Filed Document 0001135856-16-000370 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RIMROCK LOW VOLATILITY (QP) (CAYMAN) FUND, LTD. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539002 Filed Document 0001539002-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zagster, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001556850 Filed Document 0001556850-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RIMROCK LOW VOLATILITY FUND, L.P. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539001 Filed Document 0001539001-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDR GREENBRIDGE V LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001662765 Filed Document 0001662765-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Aspect US Fund LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Agecroft Partners LLC, Deutsche Bank Trust Company Americas, Credit Suisse Securities (USA) LLC, and Barclays Capital Inc, CIK Number 0001333112 Filed Document 0001315863-16-001002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIMROCK STRUCTURED PRODUCT (CAYMAN) FUND, LTD. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538998 Filed Document 0001538998-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nexamp, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001481062 Filed Document 0001481062-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Distributed Creation Inc. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised $5,245,410 Associated Brokers / Dealers N/A CIK Number 0001589140 Filed Document 0001589140-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Scalr, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $7,349,989 Associated Brokers / Dealers N/A CIK Number 0001662762 Filed Document 0001662762-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VALOR GB I, a series of AX-VaUp-Funds, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $307,992 Associated Brokers / Dealers N/A CIK Number 0001662782 Filed Document 0001662782-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHI NFP Fund, LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475724 Filed Document 0001475724-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
IPG Partners I, L.P. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662977 Filed Document 0001662977-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dexter Winston TE Fund LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510198 Filed Document 0001510197-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
AllianzGI Structured Alpha 10 Year Treasury 500 LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allianz Global Investors Distributors LLC CIK Number 0001433065 Filed Document 0001433065-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Airelle Skin LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001606053 Filed Document 0001606053-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Pollen, Inc. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised $42,999,969 Associated Brokers / Dealers N/A CIK Number 0001508784 Filed Document 0001140361-16-046833 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
CLVMetrics, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,520,149 Associated Brokers / Dealers N/A CIK Number 0001662957 Filed Document 0001662957-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI Structured Alpha U.S. Equity 250 LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allianz Global Investors Distributors LLC CIK Number 0001372728 Filed Document 0001372728-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Preempt Security, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $7,999,999 Associated Brokers / Dealers N/A CIK Number 0001663015 Filed Document 0001663015-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bottlenose, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001583696 Filed Document 0001634784-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TIGO ENERGY INC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001436444 Filed Document 0001436444-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROI Real Estate Opportunities Fund, L.P. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662756 Filed Document 0000902664-16-004695 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund